- Motion Recruitment Partners (Charlotte, NC)
- Brokerage Operations Specialist Charlotte, North Carolina **Hybrid** Contract $30/hr - $35/hr Exciting Long-Term Contract Opportunity Available! Join a ... renowned Financial Services Company as a Brokerage Operation Specialist based in Charlotte NC...+ Active Series 7. + Proficiency in brokerage operations . + Demonstrated customer service expertise.… more
- Truist (Richmond, VA)
- …may change from time to time. + Assist with the day-to-day operations by processing tasks within the department(s) and maintaining excellent service levels. ... proficiency in Microsoft Office software products 7. Financial Industry Regulatory Authority (FINRA) Series 7 or ability to obtain the Series 7 license within… more
- Citizens (Johnston, RI)
- …14 states and the District of Columbia. The role of Wealth Management - Brokerage Client Service Specialist provides candidates with an introduction into the ... Contact Center. Candidates will be part of an integrated Investment Operations workforce and collaborate with departments responsible for opening/maintaining … more
- Fifth Third Bank, NA (Cincinnati, OH)
- …accordance with Firm RegBI processes and procedures. + Partners with the Compliance, Brokerage Operations , Technology and Sales leaders in the organization to ... Finance, Economics or related field preferred. + 2 years brokerage or related work experience. + Series ...Services and FIS Protegent Prosurv systems preferred. Principal Review Specialist LOCATION -- Cincinnati, Ohio 45227 Fifth Third Bank,… more
- Truist (Charlotte, NC)
- …products and technologies **Preferred Qualifications:** 1. Prior experience in bank or brokerage operations with ability to show increased level of ... or Agency Services Lines of Business within Capital Markets Operations . Major responsibilities include working on core operational tasks...responsibilities 2. Knowledge of brokerage systems and ability to demonstrate thorough knowledge of… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Lead Business Accountability Specialist to lead governance over Wells Fargo Advisor's supervisory control systems, ... candidate must possess strong risk management, controls, data analytics, technology and/or brokerage experience as well as have strong analytical skills to evaluate… more
- Fifth Third Bank, NA (Columbus, OH)
- …at Fifth Third Bank. GENERAL FUNCTION: The Licensed Investment Support Specialist II provides office management support for registered securities representatives ... representatives, and existing and potential clients + Process and follow-up operations duties linked to new/existing accounts, risk management, marketing support,… more
- Guardian Life (Bethlehem, PA)
- …range in complexity but center around the servicing and care of brokerage and advisory accounts. Candidates must possess exceptional customer service skills, be ... have:** + 3+ years in a high-touch, service or operations environment preferred. + Strong insurance, retirement and/or wealth...degree, or relevant work experience. + Securities license preferred ( Series 7 or 63), but not required. + Demonstrated… more
- Charles Schwab (Omaha, NE)
- …Schwab client tax reporting, cost basis, corporate actions, securities operations , distributions, and client reporting products. Alternative Investments Custody ... Cost Basis, Corporate Actions, Distributions, Proxy, Class Action, and Securities Operations . + Anticipate client issues and problems and proactively take necessary… more
- Charles Schwab (Lone Tree, CO)
- …you have** + Minimum of 12 months of financial services experience in the brokerage industry. + Subject matter knowledge within one or more of the following areas: ... Investments, Non-Standard Securities, Private Equity, Administration/Transfer Agents, Security Onboarding, Operations + Excellent interpersonal skills and the ability to… more
- JPMorgan Chase (New York, NY)
- …Broker clients and in partnership with colleagues across JP Morgan, Prime Brokerage , Asset Management, and Wholesale Payments Product, Operations , and ... values teamwork within a small group; + Proficiency in Excel and PowerPoint; + Series 7 and 63 licensing; + Undergraduate degree required. JPMorganChase, one of the… more
- City National Bank (Washington, DC)
- …including: banking, credit, asset management, trust and estate planning, and brokerage . Manages overall relationship profitability and portfolio risk and is ... the portfolio. May serve as a segment or industry specialist acting as a technical consultant to clients and...colleagues with FINRA Licenses, review asset management and CNS Brokerage statements with clients. Partner with City National Securities… more