- Truist (Atlanta, GA)
- …business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- Truist (Bal Harbour, FL)
- …business development assistance, and providing a consistent and effective level of client servicing when the FA is unavailable. ESSENTIAL DUTIES AND RESPONSIBILITIES ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- Wells Fargo (Cincinnati, OH)
- **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account...review when applicable + Utilize prior experience in the Registered Client Associate role to anticipate and… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... for review when applicable + Utilize prior years of experience in the Registered Client Associate role, anticipate and proactively seek resolutions to … more
- Wells Fargo (Worcester, MA)
- **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about ... and preparing for appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account inquiries and/or issues +… more
- Wells Fargo (Tucson, AZ)
- **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about ... and preparing for appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account inquiries and/or issues +… more
- City National Bank (New York, NY)
- * CLIENT SERVICE ASSOCIATE SENIOR - Commercial Bank, Brokerage Support, New York, NYC. * *WHAT IS THE OPPORTUNITY?* This is a hybrid service role that ... 7 and 63 or 66 licenses *Skills and Knowledge* * 5 years experience in client service , banking operations or relationship management support * 5 years of… more
- JPMorgan Chase (San Antonio, TX)
- …Self-Directed Investing, Chase Private Client , and the JP Morgan Private Bank. As a Client Service Leader within the JP Morgan Wealth Management Client ... The JP Morgan Wealth Management Service Center Team: Our investment professionals work in...the telephone and serve as experts on our online brokerage platform. We focus on delivering quality interactions, serving… more
- City National Bank (New York, NY)
- … provider for existing and newly developed relationships. Retains and grows client relationships through high touch service and delivering investment analysis, ... * CLIENT MANAGER* WHAT IS THE OPPORTUNITY? Is primary...Licensing Act of 2008" (Safe Act) and must be registered /licensed with the "Nationwide Mortgage Licensing System and Registry";… more
- Thrivent Financial (WI)
- …service and a passion for helping others, we'd like to connect with you. Client Service Administrator (CSA) position is critical for achieving leverage of our ... of the practice by preparing and completing post meeting work, responding to client service requests, maintaining client information, and other… more
- Thrivent Financial (Cottage Grove, MN)
- …for our asset management business, ranging from investment proposals, application & service paperwork, client portfolio analytics, and trade execution. This role ... is expected to have some degree of client interaction and requires a friendly and congenial personality....or insurance industry experience preferred + Must be securities registered (series 7/63, 7/63/65 or 7/66). + Must be… more
- Coldstream Wealth Management (Bellevue, WA)
- …fantastic opportunity to join one of our growing teams! As a Client Service Associate, you will learn the Registered Investment Advisor industry and have ... preparing meeting materials in advance + Coordinating the new client onboarding process: + Opening brokerage accounts,...service experience and the desire to provide superior client service in a team-oriented, small-company environment… more
- Coldstream Wealth Management (Bellevue, WA)
- …opportunity to join one of our Centralized Client Services Team! As a Client Service Associate with a centralized team, you will learn the Registered ... responsibilities include: + Work tasks assigned to the Centralized Client Service task queue supporting all 10...all 10 of our wealth management teams: + Opening brokerage accounts, establishing cashiering needs, setting up online reporting… more
- Thrivent Financial (Valparaiso, IN)
- …working not only independently but also with a team. The Securities Client Service Administrator's main responsibilities will include assisting advisors with ... during non-business hours. Organization/Business: Maar Financial Group Position Title: Securities Client Service Administrator Salary Range: Starting at $50,000… more
- TD Bank (New York, NY)
- …basis + Trains new staff members and other related departments in client service , policies, practices, and procedures including account opening, maintenance, ... wealth management division: managed investment accounts on TDPCW platform, brokerage investment accounts on the TDPCW platform, Trust and...and general service + Resolves client service -related… more
- Thrivent Financial (Lakewood, CO)
- …insurance or annuities is conducted, must be appropriately licensed/appointed and registered for variable products. + Demonstrated customer service ... Group. This position serves as a resource to Financial Advisors and client /members in handling, researching and communicating inquiries regarding their accounts and… more
- Thrivent Financial (West Bend, WI)
- …a wholly owned subsidiary of Thrivent Financial. Position summary: The Licensed Client Service Administrator (CSA) position is critical for achieving leverage ... of the practice including providing licensed support, responding to client service requests, completing post meeting work,...or insurance industry experience preferred + Must be securities registered (series 7/66 or 7/63/65 ). + Must be… more
- Thrivent Financial (Lakewood, CO)
- …insurance or annuities is conducted, must be appropriately licensed/appointed and registered for variable products. + Demonstrated customer service ... Group. This position serves as a resource to Financial Advisors and client /members in handling, researching and communicating inquiries regarding their accounts and… more
- Robert Half (New York, NY)
- …the Managing Directors, ensure that each client project is completed with the client satisfied with our service and the quality of our work. Directors ... join our growing team focused within the Financial Services industry. While the client base requires skills in market segments across financial services, our team is… more
- Access Dubuque (Dubuque, IA)
- …Company (NLTC), **Northwestern Mutual Investment Services, LLC** **(NMIS)** (Investment Brokerage Services), a registered investment adviser, broker-dealer, and ... As a financial advisor, you will: + Grow your client base by making new connections, maintaining a strong...required to have a minimum of three years of service at Northwestern Mutual to qualify for the designation… more
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