- Dickinson Financial Corporation (Kansas City, MO)
- …aspects of the BaaS BSA / AML Program listed below in collaboration with the Director of BSA on a regular basis. The BSA Fintech Analyst is responsible ... identify, monitor, investigate & report suspicious activity relating to fraud , money laundering, or other suspected violations of law....regulations, including those pertaining to the BSA , AML , CIP, and OFAC. + Assist the Director… more
- Charles Schwab (Westlake, TX)
- …internal audit coverage for the CSC organization's Anti-Money Laundering ( AML ) program, including Bank Secrecy Act ( BSA ) and Office of Foreign Assets ... a Senior Auditor (Senior Specialist) responsible for Anti-Money Laundering ( AML ) and Fraud audits. The Bank...performed in accordance with regulatory requirements. Reporting to the Director (PL) of the Bank / AML … more
- SMBC (Jersey City, NJ)
- …Model Validation Team in Model Risk & Validation group. This role will validate BSA / AML models and fraud detection models for SMBC Americas Division, ... **Role Description** SMBC is seeking a Senior Model Validation Director with a strong background in compliance and ...**Role Responsibilities:** + Conduct end-to-end validations and reviews on BSA / AML and fraud detection models… more
- Ankura (FL)
- …of duties and project management; + Serve as Subject matter Expert in the fields of AML / BSA / OFAC, and Consumer protection; + Interact with clients and ... generation. + Conduct independent regulatory program reviews and Testing; + Drafting BSA / AML compliance programs and developing training for FinTech's and… more
- New York State Civil Service (Albany, NY)
- …not required but are preferred: . Virtual Currency; internal controls/governance; Bank Secrecy Act /Anti-Money Laundering ( BSA / AML ); Office of Foreign ... Services is seeking candidates for the position of Internal Controls Associate Director in the Research and Innovation (R&I) Division. The Internal Controls… more
- New York State Civil Service (Albany, NY)
- …to the team in the review of Licensees' coin listing procedures, anti- fraud and market-manipulation, BSA / AML , governance, compliance, risk management, ... more of the following are not required, but are preferred:* Virtual currency;* BSA / AML , OFAC, and related laws, regulations, and best practices;* Cybersecurity… more
- Guidehouse (Mclean, VA)
- …(FCRC) practice, and now seeks to expand its team by recruiting an Associate Director who will be fundamental to this growth strategy. This new hire will have ... KYC, Transaction Monitoring, Sanctions, Trade Surveillance, Anti-Bribery & Corruption and/or Fraud projects. + Lead independent risk assessment, target state design,… more
- SMBC (Sacramento, CA)
- …point of contact for bank 's Model Risk Validation team in relation to BSA / AML and OFAC models. + Drive model improvements from the program management ... related to FCC and support design, implementation, and enhancements of BSA / AML systems (transactions monitoring, sanctions screening, customer risk rating)… more
- Guidehouse (Mclean, VA)
- …KYC, Transaction Monitoring, Sanctions, Trade Surveillance, Anti-Bribery & Corruption and/or Fraud projects + Lead independent risk assessment, target state design, ... relationships and ensure there are the optimal range of AML solutions to meet client needs as well as...and enforcement actions + Expertise in OFAC, EDD, KYC, BSA , CDD and/or forensic accounting + Deep understanding of… more
- SMBC (Jersey City, NJ)
- …and enhancement of the Financial Crimes Compliance ("FCC"), including BSA / AML /OFAC/Anti- Fraud /Anti-Bribery and Corruption ("ABC") Risk Assessment ... + Manage the Risk and Control Self-Assessment ("RCSA") process and draft reports for BSA / AML Compliance Officer and senior management review + Develop and manage… more
- New York State Civil Service (Albany, NY)
- …feedback on applications for Licenses and Charters, including as it relates to BSA / AML , sanctions, and fraud compliance; cybersecurity; business plans and ... NY HELP No Agency Financial Services, Department of Title Director for Virtual Currency Applications ( Director Financial Services Programs 2, SG-33) Occupational… more
- SMBC (Jersey City, NJ)
- …with, and knowledge of Fraud risks, controls, regulatory expectation related to Fraud Program; BSA / AML /OFAC laws, rules and regulations. SMBC's employees ... portfolio of benefits to its employees. **Role Description** Reporting to the Director of FCC Program Management, the FCC Program Management Vice President is… more