- TIAA (New York, NY)
- **Risk & Controls - Nuveen ** The Risk & Controls job evaluates the reliability and effectiveness of internal financial controls across the company. Under ... analysis of transaction-level risks in operational areas. + Reviews documentation of business processes, risks and controls . + Analyzes reporting policies and… more
- Nuveen Investments (Frisco, TX)
- …with business transformation initiatives. + Assist the VP, Compliance Officer with oversight of complaints process including intake, escalation, metrics, and ... This role provides Compliance support to Nuveen Global Client Services, with back to the...periodic monitoring of client reporting communications and adherence to business review and approval processes. + Coordinate and/or draft… more
- TIAA (Charlotte, NC)
- **Enterprise Sr Compliance Officer ** The Enterprise Senior Compliance Regulatory Programs Officer supports the Enterprise Compliance Chief Compliance Officer ... and expertise to experienced leadership for implementing innovative and significant business solutions that are large scale and cross organizational + Delivers… more