- Citigroup (Charlotte, NC)
- This role is part of the Global Markets In- Business Risk (IBR) function which is a Front Office 1st Line of Defense team responsible for market risk across ... project management. The Volcker Rule Office (VRO) is part of the In- Business Risk function which provides overall coordination and monitoring in support of… more
- City National Bank (Irvine, CA)
- *CONTROL TESTING /REPORTING LEAD 1LOD * WHAT IS THE OPPORTUNITY? The 1LOD Control Testing/Reporting Lead is a key strategic and integral role for the ... but not limited to enterprise risk management, data governance, third party risk management, model risk management, business continuity, fraud risk… more
- City National Bank (Newark, DE)
- *FRAUD PRODUCT LEAD 1LOD * WHAT IS THE OPPORTUNITY? The 1LOD Fraud Strategy and Analytics - Product Owner is responsible for the oversight of activities at an ... , implications for operational risk appetite, and the ability of the risk management and control infrastructure to support business activities. * Quality… more
- Citigroup (Getzville, NY)
- The Liquidity Risk Management Lead Analyst is an individual contributor within the Liquidity Management function of Treasury Organization. The individual will be ... strategy, and change management activities to achieve the firm's liquidity risk management objectives. **Responsibilities** : + Monitor liquidity metrics against… more
- City National Bank (Charlotte, NC)
- …ongoing review and monitoring of operational risk programs executed by assigned 1LOD business or corporate unit(s), including Risk and Control ... risk governance requirements * Review and challenge 1LOD risk acceptances and new business...communicating issues and control gaps to appropriate stakeholders * Lead with the preparation of status reports, key metrics… more
- BMO Financial Group (Chicago, IL)
- …requirements and assessing impacts on 1LOD processes. + Collaborate with business units to interpret and apply risk management requirements to daily ... a key member of the Wealth Management (WM) Cross Business Risk (CBR) team, responsible for supporting...for supporting the ongoing integration, execution, and maintenance of 1LOD risk programs under the Enterprise … more
- American Express (New York, NY)
- …an impact in this role?** The newly created First line of Defense Financial Crimes Risk & Controls Center of Excellence ( 1LOD FCRC COE) will provide a holistic, ... detect and prevent financial crimes across our lines of business . The team will work in coordination with the...1LOD FCRC COE to an elevated governance and risk management model. This individual will ensure the timely… more
- Truist (Charlotte, NC)
- …Partner and collaborate with businesses across the enterprise. Key stakeholders include IT Business Unit risk teams ( 1LOD ) and Enterprise Data ... to the enterprise data testing program conducted by the 1LOD and/or enterprise data control testing utility. 2. Aggregate,...Specialize in Control Testing and understand the connection among business critical process, risk and control. 6.… more
- PNC (Charlotte, NC)
- …have an opportunity to contribute to the company's success. As a Capital and Transversal Risk Team Lead within PNC's Market Risk organization, you will be ... or primarily based in a location within PNC's footprint. The Capital and Transversal Risk Team Lead will establish and manage a cross-disciplinary team dedicated… more
- Banc of California (Santa Ana, CA)
- …Prepare comprehensive reports and aggregated results by risk domain, key risk metrics, and business unit, facilitating informed decision-making at all ... tailored training programs for the 1st Line of Defense ( 1LOD ), enhancing their understanding of the RCSA program. +...levels. + Develop supporting information for the Risk Appetite and Business Continuity programs. +… more
- Citigroup (Tampa, FL)
- … management function responsible for enterprise-wide oversight and aggregation of operational risk . Its mandate covers all business lines (US Personal Banking, ... Spoke" approach, incorporating the second line of defense (2LOD) Business /Region/LV Global Op Risk Officers and other...Data Transformation. To execute these requirements this individual will lead Data Risk SWAT teams in the… more
- Edward Jones (Tempe, AZ)
- …assess, management and elevate risks associated with the WMFM Organization. The WMFM 1LOD Risk Team works to implement and operationalize the Enterprise ... Risk Management Framework. The WMFM 1LOD Risk Team drives alignment to the...tools) that divisional leadership can use to enable informed risk decision-making + Define business and data… more
- City National Bank (Newark, DE)
- * BUSINESS CONTROLS LEAD * WHAT IS THE OPPORTUNITY? 1LOD operational risk support responsible for ongoing day to day risk activities. The primary ... all key risks. Assists operations managers with monitoring of business risks and controls. Coordinates Risk Registers...on regulatory interactions as applicable * Build, cooordinate, and lead monthly risk working groups to show… more
- PNC (New York, NY)
- …full-time in office role. * The position reports into the Program and Strategy Lead within 1LoD Financial Crimes Compliance Program Office (FCCPO) * Typically ... Washington, DC. The AML Sanctions Specialist will be a part of PNC's Risk , Change, Experience, Strategy (RCES) organization, supporting the First Line of Defense (… more
- Synchrony (Cincinnati, OH)
- …best practice, specifically the objectives of the COE are: + **GEN AI Model Risk Management** : Lead the creation and implementation of a comprehensive, ... training and staff development, and support the improvement of the model risk professional practice to improve the model stakeholder experience. This role requires… more
- CIBC (Chicago, IL)
- …overseeing, and enhancing AML reports to ensure accurate, timely, and insightful risk information is provided to senior management, governance committees, board of ... ensure reporting aligns with US regulatory expectations and internal risk appetite, while also challenging and guiding the first...other days will be remote._ **How you'll succeed:** + Lead the development and production of AML dashboards, KRIs,… more
- Zions Bancorporation (Midvale, UT)
- …of bank operations as it relates to the flow of funds through financial institutions, high risk business entities and the inherently higher risk to the bank ... our success. We recognize that banking is a "local" business , and that to be successful, we must have.... Reports directly to the Director of Financial Crimes Risk Management/BSA Officer. . Interacts with compliance oversight, Internal… more
- American Express (New York, NY)
- …is specifically focused on driving GMNS process excellence, Legal Entity Governance, 1LOD Compliance, Data Governance and managing large risk -related initiatives ... Center of Excellence within Global Merchant and Network Services (GMNS) business unit, focusing on enterprise-level strategy, performance management, and operational… more