- Regions Bank (Atlanta, GA)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Operational Risk Analyst works within a given ... ensure the effective execution of the Operational Risk Framework across the assigned business line....Operational Risk Framework across the assigned business line. **Primary Responsibilities** + Conducts compliance reviews and… more
- Bank OZK (Little Rock, AR)
- … management program. + Educates and/or challenges business unit managers and business unit Operational Risk liaisons on the completeness of ... for the purpose of developing, implementing, maintaining, and training on the Operational Risk Management Program, Framework, Policy, and procedures. Essential… more
- Bank OZK (Cumming, GA)
- …Risk Management (ORM). + Provides main point of communication between business unit and Operational Risk Management (ORM). + Tracks items to ... awareness activities in their business unit . + Provides business heads with operational risk data for consideration in decision making. + Serves as… more
- M&T Bank (Buffalo, NY)
- …relationship with business unit management, Internal Audit, Corporate Operational Risk and Corporate Compliance Portfolio Managers. + Exercise usual ... Manage the first line of defense risk management responsibilities of the business unit in accordance with the Enterprise Risk Framework. Oversee… more
- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. ... strength for roles across the organization. + Driver of Business Outcomes: Delivers results by effectively prioritizing, inspecting and...activities to provide independent compliance and operational risk oversight of Front Line Unit or… more
- Bank of America (Pennington, NJ)
- …policies + Engage in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance ... **Required and Desired Candidate Qualifications:** + 5-7 years of relevant Compliance, Operational Risk or Business Controls experience + Bachelor's… more
- Banc of California (Santa Ana, CA)
- …+ Prepare comprehensive reports and aggregated results by risk domain, key risk metrics, and business unit , facilitating informed decision-making at all ... various data sources to form an independent assessment of operational risk in the relevant business...decisions that have significant impact on the immediate work unit and cross functional departments + Ability to organize… more
- Bank of America (Dallas, TX)
- …policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance ... Compliance and Operational Risk Manager - Strategy and...escalation. **Required Qualifications** + 7+ years of experience in risk management, business controls, enterprise-wide role, managing… more
- Bank of America (New York, NY)
- Dodd Frank EAC Compliance and Operational Risk Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... for overseeing the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...in a timely manner, engaging with the Front Line Unit risk teams and leaders globally to… more
- Bank of America (Newark, DE)
- …for engaging in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function ("FLU/CF") performance ... Compliance and Operational Risk Manager - Global Markets...effectiveness of Global Markets Risk and Financial Risk Front Line Unit (FLU) processes and… more
- Manulife (Boston, MA)
- …the maintenance of the risk policies and standards that make up the Operational Risk and Business Resilience Management Frameworks ("the Frameworks"). + ... **The Opportunity** **The Senior Director, Group Functions Operational Risk and Resilience Management (ORRM**...the allocation of additional resources. Train business unit and functional resources to implement the risk… more
- TD Bank (Mount Laurel, NJ)
- …ongoing risk measurement activities by acquiring, analyzing and reporting business operational or relevant loss data** **Establishes and provides regular ... independent team within the Risk Management group, Operational Resilience works with business units and...and participates in knowledge transfer within the team and business unit ** **Keeps current on emerging trends/developments… more
- Morgan Stanley (Baltimore, MD)
- …overseeing the operational risk and control framework within the Wealth Management business unit . This team partners with the Business Risk and ... and Control Self-Assessment, and coordinate new operational risk programs in partnership with the business ...with the business as well as Firm Operational Risk Management. This role will provide… more
- Bank of America (Chicago, IL)
- …+ Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance ... Compliance and Operational Risk Specialist Chicago, Illinois;Charlotte, North...that motivate, convey the "why" and connects contributions to business results. + Risk Manager: Leads and… more
- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. ... Equities Compliance and Operational Risk Manager New York, New...**Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with… more
- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. ... Compliance and Operational Risk Manager - Trade Surveillance...**Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with… more
- Bank of America (Newark, DE)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. ... Risk (MRM) & Global Risk Analytics (GRA) Compliance and Operational Risk Manager Charlotte, North Carolina;Newark, Delaware; Plano, Texas **Job… more
- Bank of America (Dallas, TX)
- … officer team to execute second line of defense compliance and operational risk oversight for a Front-Line Unit , Control Function, and/or Third Parties. Key ... and Guidelines Management + Active Listening + Advisory + Business Process Analysis + Written Communications This job is... teams in order to provide independent compliance and operational risk oversight of Front-Line Unit… more
- Citigroup (New York, NY)
- … risk events cycle, which includes the escalation, capture, management, and analysis of operational risk events. + Lead business level program to address ... that similar events do not re-occur. + Work with business , operations and technology, and any unit ... business level procedures that makes sure that Operational Risk Data is captured consistently and… more
- Capital One (Richmond, VA)
- …of technology and cybersecurity risks through first-line assessment activities (ie, Division and Business Unit risk and control self assessment activities, ... (12073), United States of America, Richmond, Virginia Manager - Operational Risk Challenge & Advisory, Cyber ... Advisors are the liaisons between Operational Risk Management (ORM) and first line business … more