- Capital One (Mclean, VA)
- …Manager (CRCM) certification** + **5+ years of Anti-Money Laundering (AML) experience** + ** Capital Markets experience** **_At this time, Capital One will ... Center 2 (19050), United States of America, McLean, Virginia Compliance Advisory Specialist III - Commercial Bank **The Anti-Money Laundering (AML) Compliance … more
- Deloitte (Houston, TX)
- …you to develop personally and professionally, consider a career in Deloitte Advisory 's Infrastructure & Capital Projects practice. We are seeking individuals ... Advisory Senior Consultant - (Davis-Bacon Act/PWA) - Infrastructure & Capital Projects Do you want to help clients identify key business issues to drive… more
- PNC (Pittsburgh, PA)
- …contribute to the company's success. As an Accounting Specialist Senior within PNC's Capital Markets Finance organization, you will be based in Pittsburgh, PA. ... be performed remotely, at manager's discretion. Position Overview: The Capital Markets Finance - Broker Dealer Accounting...and funding and treasury management related requirements for the Capital Market 's broker dealer business. * Support… more
- Citigroup (Tampa, FL)
- …advice on the legal and regulatory requirements, including Dodd Frank and Basel capital treatment, as they relate to derivative trading agreements and helping drive ... Agreements, Loan Documentation, and ancillary documents such as guarantees, account control and non-disclosures agreements. + Assisting with the development and… more
- SMBC (New York, NY)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- SMBC (New York, NY)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...teams across functions, including Compliance Surveillance and Swap Dealer Advisory , to review control reports and enhance… more
- BMO Financial Group (Newport Beach, CA)
- …mergers & acquisitions, valuation, shareholder buyouts, ESOPs, recapitalizations, financial returns on capital as well as capital markets transactions. ... The BMO Corporate Advisory team (BCA) provides advisory services...generation from sales and syndications. Ensures the required internal control standards, including adherence to audit, regulatory and compliance… more
- Deloitte (Jersey City, NJ)
- …of the structure and roles within the risk function at a bank, capital markets organization or broker-dealer, including execution and oversight processes, risk ... Deloitte Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Manager...Payments, Wealth Management, Investment Management, Real Estate, Private Equity, Capital Markets + Prior experience implementing liquidity… more
- Ankura (FL)
- …in a wide variety of venues, including specialized regulatory boards. Advisory Services: Our clients seek identification of risks and practical, experienced, ... and actionable mitigation tactics associated with their capital projects. We provide sophisticated advice on some of...of what is typically considered to be disputes or advisory services Responsibilities: Supporting detailed analyses of Design and… more
- Ankura (Dallas, TX)
- …of capital , and other quantitative approaches + Minority interest discounts/ control premiums + Discounts for lack of marketability including restricted stock ... a team of excellence founded on innovation and growth. Transaction Advisory Services, Financial Services Valuation - Practice Overview:Clients depend upon Ankura's… more
- Deloitte (Austin, TX)
- …Cards & Payments, Wealth Management, Investment Management, Real Estate, Private Equity, Capital Markets + Experience with Liquidity Risk Management and other ... & Regulatory, Liquidity - Senior Consultant Deloitte Risk and Financial Advisory 's Financial Services Industry (FSI) Risk, Data and Regulatory professionals help… more
- MUFG (Irving, TX)
- …+ Demonstrated experience providing AML advice for Securities sales and trading, capital markets , and/or investment banking business lines. + Demonstrated ... is responsible for advising the Global Head of AML Advisory and relevant first-line business leaders on strategies to...control issues to the Global Head of AML Advisory . + Coordinates risk re-evaluation and reviews of client… more
- Capital One (Mclean, VA)
- …Information Privacy Professional (CIPP) + 10+ years of experience in Commercial Banking or Capital Markets At this time, Capital One will not sponsor ... a Director to join our Commercial Banking Lending and Finance Compliance Advisory team. The Compliance Director will provide compliance advice regarding business… more
- Capital One (Mclean, VA)
- …a federated Compliance model across multiple independent risk functions (eg, Liquidity, Market , and Capital Risk Oversight, etc.) that support Finance. Here's ... Manager - Finance Corporate Compliance is seeking a Manager to support Capital One's Finance group. Finance is responsible for executing the overall financial… more
- Citigroup (Jersey City, NJ)
- …of Compliance laws, rules, regulations, risks and typologies + Experience working in Capital Markets or other Investment Banking roles with experience on ... areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which… more
- ServiceNow, Inc. (Atlanta, GA)
- …we work. Fast forward to today - ServiceNow stands as a global market leader, bringing innovative AI-enhanced technology to over 8,100 customers, including 85% of ... Familiarity with the ISV ecosystem, cloud-based applications, and enterprise software market trends. + Strong understanding of cloud platforms, APIs, integrations,… more
- Truist (Charlotte, NC)
- …and Premium Finance. Truist CRE includes National Real Estate, Truist Community Capital , Real Estate Corp & Inv Banking, Grandbridge, and Structured Credit. ... risk programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management). 3. Assist business line leadership with… more
- Scotiabank (New York, NY)
- …the design and effectiveness Internal control and COO areas supporting capital markets trading, investment banking, global transaction banking, and corporate ... Manager, US Internal Control and Global Wholesale Operations - Audit **Requisition...and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with… more
- Citigroup (New York, NY)
- …Servicing, Listed Derivative & Commodities Operations. We support an extensive range of Capital Markets products and services including: + Fixed Income (FX, ... Audit Interface and oversight, Issues & CAP analysis/remediation, and Control Advisory + A Centralized Controls function...Banking, Finance, or related consulting with a focus on Capital Markets , Operations, Risk and Controls management**… more
- Scotiabank (Houston, TX)
- …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... and services offered by the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with a unique geographic footprint… more