- Allocator One Group (San Francisco, CA)
- …GPs to scale with confidence. Tasks The Role: Architect of Regulatory Credibility The CCO sits at the intersection of the SEC, Infra One's platform vision, and every ... GP who will depend on our compliance infrastructure. You are not a compliance ...Hiring Timeline: Month 0-1 Why This Role Matters The CCO is Infra One's regulatory anchor. Without credible, well‑documented… more
- M&T Bank Corporation (Wilmington, DE)
- …DEtime type: Full timeposted on: Posted 11 Days Agojob requisition id: R80955# **Overview:**The Chief Compliance Officer ( CCO ) of the Wilmington Funds ... Chief Compliance Officer -... Chief Compliance Officer - Wilmington Funds page...to promote a culture of ethical conduct and regulatory compliance throughout the organization. The CCO will… more
- Hastings Center, Inc. (Howard, WI)
- …Howard University and thrive with us!** **BASIC FUNCTION:**This position serves as the Chief Compliance Officer , overseeing the university's compliance ... integrity and adherence to internal policies and external regulatory requirement**s**. The Chief Compliance Officer requires extensive experience in … more
- Major, Lindsey & Africa (Los Angeles, CA)
- Overview: Reporting to Wave's General Counsel, the Chief Compliance Officer and Head of Anti-Money Laundering will be responsible for building, leading, and ... Wave is seeking a business savvy, experienced, and solutions-oriented compliance leader to serve as its CCO , who will drive the continued evolution of Wave's … more
- Atticus Recruiting Inc (Chicago, IL)
- …and manufacturing locations in North America, Europe, Middle East, and Asia, seeks a Chief Compliance Officer in its Chicago headquarters. Reporting directly ... to the General Counsel, the Chief Compliance Officer will develop, implement, and monitor effective compliance programs and policies to ensure the… more
- HUB International (Scottsdale, AZ)
- …Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior ... mitigating risk and enhancing the SEC compliance infrastructure.**Job Summary:**The ** Chief Compliance Officer ** **for Retirement and Private Wealth**… more
- Spring EQ LLC (Conshohocken, PA)
- …find the answers, and collaborate Work hard, have fun, and get things done The Chief Compliance Officer is responsible for leading and overseeing the ... CFPB guidelines, as well as investor compliance -related guidelines. The Chief Compliance Officer will develop, implement, and monitor policies and… more
- Futurerecruit (Glenview, IL)
- Chief Compliance Officer (Hybrid)-Full Time Location: Glenview, IL, 60025 What you will be doing: Lead with Vision: Inspire and manage a talented team of ... compliance professionals, fostering a culture of excellence and continuous...critical deadlines. Innovate with Technology: Implement and leverage cutting-edge compliance technologies to enhance our surveillance capabilities. Engage Proactively:… more
- Allocator One Group (San Francisco, CA)
- A global investing platform is seeking a Compliance Chief Officer to design and implement a comprehensive regulatory operating system. You will lead SEC ... registration and ensure ongoing compliance while advising on fund structuring decisions. The ideal...ideal candidate brings over 7 years of experience in compliance at investment firms and possesses knowledge of SEC… more
- Caiz (Poland, NY)
- …values customer trust and ensures the highest security standards in the crypto space Tasks Chief Commercial Officer ( CCO ) Job Summary: The Chief ... with both industry standards and ethical financial practices. Collaborate with legal, compliance , and product teams to ensure all partnerships and models adhere to… more
- M&T Bank Corporation (Wilmington, DE)
- A leading financial institution in Wilmington, DE is seeking a Chief Compliance Officer to oversee their compliance program. The role involves ensuring ... within the organization. The ideal candidate has significant experience in compliance within the investment management industry, combined with strong leadership and… more
- Transamerica Corporation (Denver, CO)
- …regulatory requirements. Develop and assist in the preparation of reports for the TAM Chief Compliance Officer concerning these programs.* Direct and assign ... reviews, regulatory examinations, investigations, rule changes and/or industry trends. Advise Chief Compliance Officer of regulatory risks, gaps, and… more
- PACS in (Salt Lake City, UT)
- Senior Vice President of Audit (Project Management) Reporting to the Chief Compliance Officer (" CCO "), this position supervises and manages compliance ... organizational integrity of billing for services. This position will also support the CCO with transactional audit diligence and integration planning, as well as the… more
- Alchemistcdc (Sacramento, CA)
- …are multiple program sites throughout Sacramento County. This position reports directly to the Chief Compliance Officer . About the Role At this pivotal ... procurement and other financial systems, are accurate and timely. Ensure compliance with all financial reporting requirements, including tax filings, audits, grants,… more
- Caminar, Inc. (Redwood City, CA)
- …Position Summary: The Executive Director of Residential and Case Management reports directly to the Chief Clinical Officer ( CCO ) and serves as a member of ... and Case Management Programs Program/Dept: Mental Health Services Reports to: Chief Clinical Officer Classification: Regular, Fulltime, exempt Salary range:… more
- Cambridge Associates LLC. (Boston, MA)
- …developed leadership, collaboration, and business skills. Working in partnership with the Chief Compliance Officer and our business-line risk professionals, ... of risks to Management for resolution and/or further discussion.. Partner with the Chief Compliance Officer as the 'second line of defense', to identify and… more
- Loomis, Sayles & Company (Boston, MA)
- …the coding of existing accounts for accuracy and elevate any issues to the Deputy Chief Compliance Officer Review new issue prospectus documents for client ... Must have good judgment in knowing when to raise issues to the Deputy Chief Compliance Officer Must have ability to prioritize work in order to efficiently… more
- Minnesota Bankers Association (Moose Lake, MN)
- The Chief Credit Officer ( CCO ) is responsible for an individual portfolio of loans, as well as managing the Bank's overall loan portfolio. This position is ... Within the portfolio managed and within authority guidelines, the CCO will be responsible for credit decisions, overall credit...First National Bank of Moose Lake Attn: Connie Peterson, Chief Administrative Officer PO Box 429 Moose… more
- Red Lake Nation (St. Paul, MN)
- An indigenous tribal government in Minnesota is seeking a Chief Compliance Officer to lead its compliance program. This executive role involves ensuring ... adherence to regulations, implementing robust compliance strategies, and fostering an ethical culture. Ideal candidates will possess extensive experience in … more
- Filioncapital (Dallas, TX)
- …management company, including vendor, office lease, and confidentiality agreements. Partner with the Chief Compliance Officer to help ensure the firm's ... from deal execution and fund formation to portfolio management and regulatory compliance . The ideal candidate is a transactional attorney who can manage complex… more
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