- Lendsure Mortgage Corp (San Diego, CA)
- …on qualifications. Job Description LendSure Mortgage Corp. is looking for a Chief Compliance Officer (CCO) to manage the company's mortgage regulatory ... Seeking a Chief Compliance Officer preferably to work...guidance on all federal and state regulations impacting the mortgage lending business. Analyze new and changing consumer laws… more
- LendSure Mortgage Corp. (San Diego, CA)
- …on qualifications. Job Description LendSure Mortgage Corp. is looking for a Chief Compliance Officer (CCO) to manage the company's mortgage regulatory ... Seeking a Chief Compliance Officer preferably to work...guidance on all federal and state regulations impacting the mortgage lending business.Analyze new and changing consumer laws and… more
- Thrivent Financial (Salt Lake City, UT)
- …tomorrow. Job Summary The Chief Compliance & CRA Officer reports to the Chief Risk Officer of Thrivent Bank. This role leads the Bank's Community ... Programs and oversees the effectiveness of the Bank's Compliance Management Systems (CMS). The Chief Compliance & CRA Officer will be a key member of management… more
- Citigroup (O'Fallon, MO)
- The Business Risk & Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own ... and Mortgage sourced through comprehensive data analysis, applying operational risk policies, technology and tools, and governance processes to assist Risk… more
- Access Dubuque (Dubuque, IA)
- …let us know how we can help. Primary Contact 1724418518215 Jenni Noonan Chief eXperience Officer , Phone Phone Phone Fax ###@bankfidelity.com Email False False ... Ag/Commercial Loan Officer **Fidelity Bank & Trust** 1 Positions ID:...financial analysis skills, including the ability to assess credit risk and structure loan packages. . Knowledge of banking… more
- Amalgamated Bank (New York, NY)
- …relative to lending, deposit, and loan servicing regulations. + Collaborate with Chief Compliance Officer in executing the Bank's Compliance Management System. ... Amalgamated Bank is seeking a Compliance Officer to assist the Consumer Compliance Officers to...procedures. Organize and execute day-to-day operational Consumer Compliance and Risk Management activities relative to the business line. By… more
- JPMorgan Chase (New York, NY)
- …as well as the company's rating agency relationships and corporate insurance activities. The CTC Chief Risk Officer (CRO) reports to the Firmwide CRO and is ... risk management decisions and offers significant visibility to senior management. Chief Investment Office, Treasury and Corporate (CTC) Risk manages the … more
- PennyMac (Westlake Village, CA)
- …RSA** , you will provide enterprise level analytic, reporting and system support to the Chief Risk Officer and his/her direct reports. The **Senior VP RSA** ... (NYSE: PFSI) is a specialty financial services firm with a comprehensive mortgage platform and integrated business focused on the production and servicing of… more
- Bank of America (Charlotte, NC)
- …risks, including the market/price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial ... Global Markets Risk Sr Manager Charlotte, North Carolina;New York, New...and deposits as well as traded products such as mortgage backed securities * Understanding of implications associated with… more
- Capital One (New York, NY)
- …Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer . This role will support three institutional FINRA ... Advisor Senior Manager will work independently from the CBD Chief Compliance Officer to interact with and...the need for and effective methods of managing compliance risk arising from federal and state laws and regulations,… more
- Oriental Bank (San Juan, PR)
- …support, and report compliance tasks and significant matters, respectively, to the Chief Compliance Officer , the Compliance Director, Compliance Manager and ... testing or reviews results and material findings to the Chief Compliance Officer , the Compliance Director and...the Compliance Director or designee to update the Compliance Risk Assessment. + Assist in the preparation of new… more
- PNC (Pittsburgh, PA)
- …the opportunity to work directly with traders, portfolio managers and the Enterprise Chief Investment Officer . The ideal candidate will have a well-rounded skill ... ability to provide simple/practical solutions for improving investment performance and risk management. A successful candidate will have an opportunity to develop… more
- Access Dubuque (Dubuque, IA)
- …let us know how we can help. Primary Contact 1724418518215 Jenni Noonan Chief eXperience Officer , Phone Phone Phone Fax ###@bankfidelity.com Email False False ... Analyze financial statements and credit data to assess the risk and creditworthiness of individuals or businesses. . **Strategic...True **Job Details** Categories Banking/ Mortgage /Financial Services Location Dubuque, IA Job Type Employee Full/Part… more
- AIG (Parsippany, NJ)
- …with focus on US domiciled insurance companies and will work closely with the Chief Compliance Officer in the day-to-day execution of the compliance program. + ... throughout the firm (Legal, SOX/Audit, Investment Accounting, Technology, Operations, and Risk ) to advance the control framework. + Review and update compliance… more
- SouthEast Bank (Knoxville, TN)
- …and auditing systems to ensure compliance in all areas of the Bank + Assist Chief Compliance Officer with internal, audit, and regulatory requests + Assist with ... research and review of internal requests for compliance guidance + Maintain a risk based, pro-active compliance management system (CMS) + Analyze new regulations to… more
- Bank of America (New York, NY)
- …Client Managers on more complex products and client relationships + Acts as Chief Operating Officer for the client team, coordinating relationship management ... Pursuant to the SAFE Act requirements, all employees engaged in residential loan mortgage originations must register with the federal registry system and remain in… more
