- Morgan Stanley (New York, NY)
- We're seeking someone to join our team as a Client Onboarding Regulatory Services Director as part of the New Client New Business team who will be ... a Team Specialist position at Director level within Core Services , which is responsible for performing and managing product-agnostic...new client onboarding and existing client regular review in accordance with regulatory … more
- MUFG (Irving, TX)
- …closely with the compliance team to ensure KYC/CIP standards meet business and regulatory requirements. ** Client Onboarding ** + Support the regional ... 120,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for...detect, or report suspicious activities in banking and finance services + Serve as a Subject Matter Experts (SME)… more
- Scotiabank (New York, NY)
- …stakeholders across all three lines of defense, including GBM business units, 1A US Client Onboarding , 1B Regulatory Operations and Controls, US AML Risk ... a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our… more
- S&P Global (New York, NY)
- …solution for counterparties to manage the onboarding workflow by sharing client , tax, regulatory , constitutional documents, and data to support account ... closely with the Sales, Operations, Technology / Product team across Regulatory Compliance. **Responsibilities and Impact:** Our comprehensive services bring… more
- ManpowerGroup (New York, NY)
- Title: Client Onboarding Analyst Location: Jersey City, NJ or White Plains, NY Schedule: 1-2x a week on site, rest wfh Hours: 35 hours per week, normal business ... in several markets. Reporting to the Capital Markets - Client Onboarding Team Leader, the Client...business, as well as those incoming; where applicable, remediate client regulatory profiles due to changes in… more
- SMBC (White Plains, NY)
- …and we are a leading market-maker in several markets. Reporting to the Capital Markets - Client Onboarding Team Leader, the Client Onboarding Analyst is ... business, as well as those incoming; where applicable, remediate client regulatory profiles due to changes in...procedure updates. + Assist in the creation of a Client Onboarding Desktop Procedures to ensure that… more
- Marex (Chicago, IL)
- …across different entities in the United States. The team works with brokers and/or client services to gather the proper documentation and configure the client ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to… more
- JPMorgan Chase (Tempe, AZ)
- …a Client Onboarding Officer, you'll collaborate with clients and client -facing teams to ensure regulatory compliance, timely completion of client ... leadership, communication, and influence? Join our US Private Bank Client Onboarding team, where you'll support all...client documents. You'll also stay updated with all regulatory changes and requirements around client Suitability… more
- JPMorgan Chase (Columbus, OH)
- …to promote results through leadership, communication, and influence? Join our US Private Bank Client Onboarding team. As a Client Onboarding Officer, ... document drafting and account opening processes. Staying current with regulatory changes and client suitability requirements is...part of this role. As a Wealth Management, USPB Client Onboarding Team Lead, Vice President within… more
- JPMorgan Chase (Brooklyn, NY)
- … facing team in Collateral Client Account Services . Managing service delivery includes performing complex customer onboarding by consulting with both ... whose core responsibilities include managing advanced client onboarding , guiding clients through market and regulatory ...Service leads. + Observe and coach the Collateral Client Account Services team, employing great emotional… more
- City National Bank (Newark, DE)
- ** Client Onboarding QA Lead** **WHAT IS THE OPPORTUNITY?** This position will have responsibility for implementation and ongoing oversight of risk programs and ... risk partners (to include Operational and Enterprise Risk Management teams, Regulatory Compliance, Business Continuity, IT Risk, Third Party Risk, Corp. Security,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …headquartered in St. Petersburg, FL. Raymond James provides financial services to individuals, corporations and municipalities through its subsidiary companies ... firm while preserving our culture, and adhering to our core values of client first, conservatism, independence and integrity. At Raymond James, we are putting the… more
- JPMorgan Chase (New York, NY)
- …manage a diverse suite of over 5,000 investment products across these client channels in discretionary, advisory, full- service brokerage, and self-directed ... manage a diverse suite of over 5,000 investment products across these client channels in discretionary, advisory, full- service brokerage, and self-directed… more
- JPMorgan Chase (Plano, TX)
- …new products and services . This is a great entry point into the Client Onboarding organization. **Job Responsibilities** + Interact with our clients, be the ... Own our Client 's Onboarding experience end to end!...for the implementation of Treasury and Banking products and services . Partner with client and internal stake… more
- Equitable (Syracuse, NY)
- …Qualifications: + HS Diploma or Equivalent + 2 years of customer service and/or client relationship management experience + Proactive self-starter, proven ... 401K / 457 Onboarding Specialist ( 240000DT ) **Primary Location** :...not limited to: + Promotes customer satisfaction through effective service delivery. + Ensures prompt and effective responses to… more
- Edward Jones (Tempe, AZ)
- …across adjacent product teams and operational areas to deliver a best-in-class client onboarding experience that is streamlined and efficient, while also ... us to grow our impact while providing the best client experience possible. Our Wealth Planning and Onboarding...meeting regulatory requirements. **Here are a few of the key… more
- US Tech Solutions (Phoenix, AZ)
- …managers. Serve as email coordinator as assigned and effectively manage a universal, client facing, departmental email box within service level agreement and in ... **Phoenix, Client or Salt Lake City, UT (Onsite 2...via work queues, and effectively manage time to meet service level agreements. - Ability to learn and follow… more
- Publicis Groupe (New York, NY)
- …or just an all-around nice person, let's chat. **Job Description** The Manager, Regulatory Review is responsible for ensuring regulatory submissions follow the ... also supports others in the dept by reviewing submissions, training and onboarding staff, identifying ways to improve process and efficiencies, and alerting others… more
- Publicis Groupe (New York, NY)
- **Company Description** CoLab is a fully integrated, cross-discipline team that provides best-in-class services in a fluid and modular way. With our clients at the ... real-time data with world-class creative, content, and media in service of growth and Return on investment. CoLab is...of a global leader. **Job Description** The Director of Regulatory Operations is responsible for ensuring the smooth daily… more
- Publicis Groupe (New York, NY)
- …| Twitter: www.twitter.com/digitas_health **Job Description** The Sr Manager, Regulatory Review is responsible for managing a large team ... Associates and Managers to ensure marketing materials for a client (or group of clients) follow the protocol established...the protocol established by our pharmaceutical company clients for regulatory review. The Senior Manager plays a key role… more