- State of Colorado (Denver, CO)
- Serve CO Deputy Finance and Compliance Officer Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5156208) Apply Serve CO Deputy Finance and ... Compliance Officer Salary $58,000.00 - $68,000.00 Annually...drafting contracts according to the State of Colorado Procurement Code + 2 years of experience in monitoring grant… more
- HUB International (New York, NY)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, ... and enhancing the SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth** will be responsible… more
- Insight Global (Dallas, TX)
- …Insight Global is seeking to hire an experienced and detail-oriented Deputy Chief Compliance Officer for a global investment firm focused in the fintech ... space. The Deputy CCO is to support the Chief Compliance & Legal Officer in overseeing and...and controls. *Lead training sessions for employees on key compliance topics including Code of Ethics, AML,… more
- The County of Los Angeles (Los Angeles, CA)
- DEPUTY COMPLIANCE OFFICER Print (https://www.governmentjobs.com/careers/lacounty/jobs/newprint/5058602) Apply DEPUTY COMPLIANCE OFFICER Salary ... For more information, please view the classification specification: DEPUTY COMPLIANCE OFFICER (https://www.governmentjobs.com/careers/lacounty/classspecs/1065759?keywords=1681&pagetype=classSpecifications) Follow us on Social… more
- City National Bank (Newark, DE)
- * COMPLIANCE OFFICER -DEPOSITS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer ,...Bank Secrecy Act, Community Reinvestment Act, Fair Lending Practices, Code of Conduct, etc.). * Provide guidance on regulations,… more
- Louisiana Department of State Civil Service (Baton Rouge, LA)
- ELECTIONS COMPLIANCE OFFICER 3 Print (https://www.governmentjobs.com/careers/louisiana/jobs/newprint/5158803) Apply ELECTIONS COMPLIANCE OFFICER 3 ... history. The Elections Integrity Unit is seeking an Elections Compliance Officer 3 to assist in conducting...policies and procedures + Works to review the Election Code annually for updates or revisions Position-Specific Details: Appointment… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance ...SEC Rule 204, SEC Rule 206, Regulation Best Interest, Code of Conduct, etc.). *Must-Have** * Bachelor's Degree or… more
- City National Bank (Phoenix, AZ)
- * COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... maintaining assigned areas of the compliance program covering US Mortgage Banking including monitoring business...in Lending Act, Community Reinvestment Act, Fair Lending Practices, Code of Conduct, etc.). WHAT DO YOU NEED TO… more
- ManpowerGroup (New York, NY)
- **Jefferson Wells has a long-term contract opportunity for a Fractional Compliance Officer ** **Position Type:** Part-Time / Contract **Location:** NYC **Reports ... / Administration **Rate** W2 65- 75 hr **Position Summary:** The Fractional Compliance Officer serves as a strategic advisor and operational leader responsible… more
- Louisiana Department of State Civil Service (New Orleans, LA)
- RN Compliance Officer Print (https://www.governmentjobs.com/careers/louisiana/jobs/newprint/5161440) Apply RN Compliance Officer Salary $6,271.00 - ... Acting with Ethics and Integrity: Adheres to the ethical code established by the State of Louisiana Building and...Job Duties and Other Information Job Duties: This RN Compliance Officer position is in our Investigations… more
- MyFlorida (Tallahassee, FL)
- MS COMPLIANCE OFFICER II - 76002158 Date: Dec 1, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... . Requisition No: 865595 Agency: Highway Safety and Motor Vehicle Working Title: MS COMPLIANCE OFFICER II - 76002158 Pay Plan: Career Service Position Number:… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... line oversight + Develop, oversee, and provide expert business and regulatory compliance functional knowledge. + Develop and present Oversight program materials to… more
- MyFlorida (Tallahassee, FL)
- MS COMPLIANCE OFFICER I - 76003648 1 Date: Dec 3, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... . Requisition No: 866144 Agency: Highway Safety and Motor Vehicle Working Title: MS COMPLIANCE OFFICER I - 76003648 1 Pay Plan: Career Service Position Number:… more
- MyFlorida (Tallahassee, FL)
- MS COMPLIANCE OFFICER I - 76003474 Date: Dec 3, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... . Requisition No: 858000 Agency: Highway Safety and Motor Vehicle Working Title: MS COMPLIANCE OFFICER I - 76003474 Pay Plan: Career Service Position Number:… more
- Texas Veterans Commission (Austin, TX)
- …Financial Operations* **Organization:** **TEXAS VETERANS COMMISSION* **Title:** *TVC - Compliance Officer (Grant Specialist III)* **Location:** *Texas-Austin* ... of the Texas Veterans Commission team responsible for assuring compliance of all grants awarded by the Commission. Provides...and Qualifications:* . Grant Management Certification. . Experience in Code of Federal Regulations (2 CFR Part 200). .… more
- MyFlorida (Tallahassee, FL)
- MS COMPLIANCE OFFICER III - 76005390 Date: Dec 3, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... Agency: Highway Safety and Motor Vehicle Working Title: MS COMPLIANCE OFFICER III - 76005390 Pay Plan:...training in accordance with Florida Statutes and Florida Administrative Code for the DUI Pre-Service Trainings. The incumbent in… more
- MyFlorida (Tallahassee, FL)
- MS COMPLIANCE OFFICER II - 76002253 Date: Dec 11, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... . Requisition No: 861319 Agency: Highway Safety and Motor Vehicle Working Title: MS COMPLIANCE OFFICER II - 76002253 Pay Plan: Career Service Position Number:… more
- MyFlorida (Tallahassee, FL)
- MS COMPLIANCE OFFICER I - 76002125 Date: Dec 10, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... . Requisition No: 864287 Agency: Highway Safety and Motor Vehicle Working Title: MS COMPLIANCE OFFICER I - 76002125 Pay Plan: Career Service Position Number:… more
- MyFlorida (Tallahassee, FL)
- MS COMPLIANCE OFFICER I - 76004943 Date: Dec 1, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... . Requisition No: 865569 Agency: Highway Safety and Motor Vehicle Working Title: MS COMPLIANCE OFFICER I - 76004943 Pay Plan: Career Service Position Number:… more
- Texas Health Resources (Dallas, TX)
- …reimbursement for federally funded programs and private payers required and + Prior compliance officer and privacy officer experience required + Excellent ... Entity Compliance & Privacy Officer _Bring your...Maintain specific knowledge and skills related to the THR Code of Business Ethics necessary to answering questions and… more
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