- M&T Bank (Buffalo, NY)
- …items + Interact, lead, and/or support any internal reviews, audits, testing, and/or reviews by First Line ( Commercial Risk ), Second Line (Compliance ... body within the Commercial Credit division, providing operational support to first line business partners. More specifically, it exists within the Regulatory… more
- Capital One (Richmond, VA)
- …coming down the pipe in the Commercial Bank. **Responsibilities:** + Collaborate with first line Business Risk Partners and Enterprise Risk ... collaborate across the division, as well as with other Line of Business first line ...Additionally, the Senior Associate will partner with our 1st line Commercial Risk Advisors, 2nd… more
- Scotiabank (New York, NY)
- …technology (used within Equities, Prime Services, GBP, FICC, CIB, etc.) + Serve as the First Line Risk Manager for operational risk and technology ... Manager, First Line Operational Risk ...range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and… more
- Scotiabank (New York, NY)
- …across all US businesses (Equities, Prime Services, GBP, FICC, and CIB) + Serve as the first line risk manager for control and support functions to design, ... Manager, First Line Operational Risk ,...range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and… more
- Scotiabank (New York, NY)
- Senior Manager, First Line Operational Risk , New Business Initiatives and RCSA **Requisition ID:** 209482 **Salary Range:** 110,700.00 - 211,800.00 _Please ... the three lines of defense, including First Line (FLSS), Second Line (Operational Risk...range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and… more
- Citizens (Shelton, CT)
- Description As the First Line Risk Senior Manager, you will represent the First Line Unit in support of the Commercial Cards and Trade Finance ... reviewing, analyzing, and identifying emerging risks, escalating to the Senior Director/Director of First Line Risk where appropriate. + Work with the… more
- M&T Bank (Buffalo, NY)
- … events and losses in a timely manner. Appropriately escalate identified issues to the First Line Risk Officer and business unit management. + Provide ... **Overview:** Manage the first line of defense risk...**Overview:** Manage the first line of defense risk management responsibilities...coaching and mentoring to the commercial Risk control design team. Build a… more
- Citigroup (New York, NY)
- …Credit Training is a plus **Development Values** + Risk management role in the First Line of Defense, with plenty of opportunities to work with CCB and ... Commercial Bank - Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer, Asset Management Companies,...Credit Management (ICM) is a critical component of Citi's First Line of defense for wholesale and… more
- M&T Bank (Buffalo, NY)
- …exam management, reporting to Business Unit Management. Provide direct assistance/support to the First Line Risk Officer + Identify emerging risks and ... support comprehensive remediation plans development. Appropriately escalate identified issues to the First Line Risk Officer and business unit management.… more
- SMBC (Sacramento, CA)
- …+ 12+ years of experience in financial services, with significant experience in operational risk management, first line process and control ownership and ... Estate Loans, Cash Management Services, International Services **JOB SUMMARY:** MANUBANK'S Commercial Bank Non-Financial Risk Director is responsible for… more
- Citigroup (Getzville, NY)
- Citi's Commercial Bank (CCB) is a rapidly growing business,...Values** + Risk management role in the First Line of Defense, with plenty of ... Credit Management (ICM) is a critical component of Citi's First Line of defense for wholesale and...Line of defense for wholesale and counterparty credit risk (CCR) management. ICM works with the CCB and… more
- Comerica (Frisco, TX)
- …Planning, Identifying, Assessing, Mitigating, Monitoring, and Reporting. BRCOs are members of the First Line of Defense (1LOD) who: * Provide leadership and ... and educate 1LOD to enable and drive business relevant implementation of Second Line of Defense (2LOD) risk management frameworks, policies, taxonomies, and… more
- Capital One (Mclean, VA)
- …their day-to-day activities in managing non-credit risk for the Corporate Banking line of business within Commercial Banking. The ideal candidate will have ... defense ensuring our Company remains stable and profitable. The Commercial Risk Team supports risk ... first point of contact for all second line operational risk management including business continuity,… more
- Comerica (Dallas, TX)
- …organization. * Provide independent challenge to risk assessments conducted by the first line of defense/business risk control office. * Provides counsel ... include internal employees, external customers (retail, small business and commercial ), financial and regulatory agencies, and supplier partners. *...the impact of control weaknesses to first line teams. * Establish key risk indicators… more
- Comerica (Farmington Hills, MI)
- …* Manage team that will execute on ORM (operational Risk Management) to oversee all first line business functions as it relate to Fraud risk (Consumer, ... communications are clear, and issues are addressed immediately. including all second line of defense responsibilities, ie risk assessments, RCSA, new initative… more
- Truist (Atlanta, GA)
- …not mentioned below. Specific activities may change from time to time. 1. Promote sound risk management as the first line of defense by ensuring compliance ... and non-lead opportunities any modifications, amendments and refinancing of clients, risk rating integrity, annual reviews, general renewals, amendments / waivers,… more
- City National Bank (Los Angeles, CA)
- …to the development of a robust risk culture, risk conduct, and risk literacy within the first line of defense, including design and implementation ... *SENIOR BUSINESS CONTROLS MANAGER - COMMERCIAL & CONSUMER BANKING PRODUCTS* WHAT IS THE...Act as the business teams' liaison for all business line risk management, compliance activities, legal engagement,… more
- Louisiana Department of State Civil Service (Baton Rouge, LA)
- …Services. Duties and responsibilities include, but are not limited to: * Directs the ORM first line Supervisors who oversee, monitor and review the work of Third ... Level of Work: Manager. Supervision Received: Administrative direction from the State Risk Administrator (Claims). Supervision Exercised: Direct line over State … more
- Umpqua Bank (Twin Falls, ID)
- …and terms of the credit(s). + Monitor borrower financial performance in line with Agricultural, commercial and/or real estate loan documents; spreads ... Senior Commercial Underwriter Commercial Banking Twin Falls,...Managers to accurately present findings, including business rationale and risk mitigations, in order to obtain credit approval and… more
- M&T Bank (Manchester, NH)
- …include legal documentation, systems, and the servicing of customer needs. Serves as the first line of defense, adhering to the necessary controls, to mitigate ... unnecessary exposure to risk . **Primary Responsibilities:** + Act as first -point-of-contact support for internal and external customers regarding commercial … more