- Peace Corps (Washington, DC)
- …in managing the assigned responsibilities. Responsibilities In exercising assigned responsibilities, the Compliance Accountability Officer ( Risk and ... with other compliance staff to avoid duplication or conflict. The Compliance Accountability Officer ( Risk and Change Management) performs the… more
- Highmark Health (Pittsburgh, PA)
- …capacity, the incumbent is responsible for the collaborative and iterative development of the risk and compliance plan for these entities across all areas in the ... including but not limited to internal and external audit progress, recurring risk and compliance reporting, mandated training, investigations, and the impacts… more
- Morgan Stanley (New York, NY)
- …supervisory, compliance , and risk functions. In conjunction with the Senior Risk Officer , the NRO has accountability for maintaining a consistent ... *POSITION SUMMARY:* *__* The National Risk Officer is responsible for a...and compliance . * Together with the Senior Risk Officer facilitates the training on Morgan… more
- Morgan Stanley (Allentown, PA)
- …In conjunction with the Senior Complex Risk Officer , the Complex Risk Officer has accountability for maintaining a consistent controlled environment ... *POSITION SUMMARY:* The Complex Risk Officer is responsible for a... compliance . * Together with the Senior Complex Risk Officer facilitates the training on Morgan… more
- Morgan Stanley (New York, NY)
- …(SRO) and the Associate/Regional Risk Officer (ARRO/RRO), the National Risk Officer has accountability for maintaining a consistent controlled ... is an important part of our culture. The National Risk Officer is responsible for a wide... is responsible for a wide variety of supervisory, compliance and risk functions. In conjunction with… more
- Citigroup (New York, NY)
- …accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+ ... **Citi Commercial Bank - Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP**… more
- Citigroup (Tampa, FL)
- …first line of defense (1LoD) teams, governance, processes, and controls.** **The Data Risk Officer -- VP will be responsible for identifying, anticipating, ... risk coverage team.** **Key Responsibilities:** **The Data Risk Officer - VP** **will ideally be...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- University at Albany (Albany, NY)
- …The Internal Control Officer (ICRO) plays a critical role in ensuring compliance with the New York State Law and SUNY policy. The ICRO is responsible ... implementing, and monitoring internal controls across the university to promote accountability , transparency, and risk mitigation. Primary Responsibilities: +… more
- Citigroup (Tampa, FL)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... This Operations Business Risk and Control Officer role is...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Citigroup (Tampa, FL)
- The Business Risk & Control Officer for Cash Services Operations is part of the broader Risk & Control function within the COO organization. The Risk & ... with Payroll and Supplier Strategy Operations teams, as well as Operational Risk Management (ORM), Compliance , Internal Audit, Legal, Operations and other… more
- Citigroup (Tampa, FL)
- …and support QATV initiatives and objectives. **The Role and Candidate:** The Business Risk and Controls Senior Officer is accountable for management of ... the aim of identifying non-adherence and continuous improvement opportunities. The Business Risk and Controls Senior Office will join QATV's Governance and Controls… more
- Citigroup (Wilmington, DE)
- The Regulatory Risk Sr Officer I is a strategic professional leading Loss Forecasting, Credit Reserves and Portfolio Analytics for the Credit Cards portfolios. ... on-going interactions with various internal/external constituents + Appropriately assess risk when business decisions are made, demonstratingand CECL program… more
- Citigroup (Irving, TX)
- …implementation. The position requires a solid conceptual/practical grounding in both Operational and Compliance risk stripes as well as current MCA / Risk ... and control improvements. + Partner with Global Functions, including Independent ORM, Risk , Compliance , Audit and Legal to identify and mitigate cross… more
- JPMorgan Chase (Jersey City, NJ)
- …the Risk Controllers organization + Execute key Compliance and Operational Risk deliverables, including Compliance Risk Assessments and Legal Entity ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...a strong and consistent control environment through a joint accountability model that aligns managers with each function and… more
- Citigroup (New York, NY)
- …(CDA) by executing CDA checklist/procedures for controls and recording results in Citi Risk & Control (CRC). + Owns significant portions of control testing design ... based on the Business. + Creates materials for Operational Risk Forums (ORF) and senior meetings as needed and...(s). + Develops and drives quality-checking routines to ensure compliance with all relevant policies, operating guides, and owned… more
- Citigroup (Queens, NY)
- …sub committee, and business forum. This role will work closely with our risk management, control, and compliance organization to ensure the appropriate ... The Wealth Management Business Risk & Controls Governance Manager will lead the...Enhance our global Wealth fiduciary governance framework to drive compliance with regulatory and internal governance requirements for monitoring,… more
- Northern Light Health (South Portland, ME)
- …Part Time Eligible Hours Per Week: 20.00 Work Schedule: Variable Summary: The Compliance & Privacy Officer is responsible for the development, implementation, ... compliance /privacy education; identifies potential areas of vulnerability and risk ; and develops, implements and monitors corrective action plans to resolve… more
- University of Michigan (Ann Arbor, MI)
- … Compliance Officer the Senior Director is responsible for on-going risk assessments, maintaining the Corporate Compliance work plan, and the ... designed for a diverse workforce. + Oversee the Corporate Compliance risk assessment process. + Develop and...-based compliance reporting to ensure the Chief Compliance Officer , Executive Leadership and compliance… more
- Needham Bank (Wellesley, MA)
- Job Descriptions: Under the direction of the Chief Risk Officer , drives implementation and continuous improvement of enterprise-wide Compliance Management ... with management to understand core business activities, ensure the effective assessment of compliance risk , and effectively manage those risks in line with the… more
- Thrivent Financial (Salt Lake City, UT)
- …live the life they want today-and tomorrow. Job Summary The Chief Compliance & CRA Officer reports to the Chief Risk Officer of Thrivent Bank. This role ... Bank's Compliance Management Systems (CMS). The Chief Compliance & CRA Officer will be a...Bank to assess business processes for identifying and managing compliance risk and to deliver organizational effectiveness… more