- TD Bank (Falmouth, KY)
- …professional judgment regarding responsiveness and appropriateness. In this position, the Compliance Audit & Exam Manager will lead assigned audits and ... identify potential concerns, and escalate as necessary. The Compliance Audit & Exam Manager will prepare regular stakeholder communication, provide input… more
- JPMorgan Chase (Columbus, OH)
- …outside the box, challenging the status quo and striving to be best-in-class. As an Audit & Exam Management Control Manager Vice President in Risk ... Management, you will be responsible for managing the Audit & Exam schedule for the Auto...well as with key leaders from CCB Risk QA, Compliance , Legal, Internal Audit , Credit Review and… more
- Bank of America (Charlotte, NC)
- Issues and Exam Management- Business Control Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help ... building out actions plans and milestones. The Enterprise Credit (Commercial) Issues & Exam Management Business Control Manager will support the Line of Business… more
- TD Bank (Greenville, SC)
- …**Line of Business:** Personal & Commercial Banking **Job Description:** The **Regulatory Exam & Issues Management (Specialty Products)** also known at TD Bank as ... Acts as the point of contact for the SSG&C Audit /Exams and remediation team for any key information, actions,...change requirements related to regulatory projects managed by the Compliance Regulatory Office + Acts as the point of… more
- CVS Health (Chicago, IL)
- …this role, you will act as influential support member assisting the CVS Health Corporate Compliance Market Conduct Exam team with exam work and deliverables ... auditing organizations. As a Senior Analyst, PBM Market Conduct Exam Support within Corporate Compliance , you will:...+ Assist in the identification, prioritization, and completion of exam / audit deliverables. + Aid in the improvement… more
- Capital One (Plano, TX)
- … The Privacy Compliance & Risk (PC&R) team is seeking a Privacy Compliance Manager with a passion for mitigating privacy risk at a technologically-focused ... financial institution. The Privacy Compliance Manager is in the second line...with subject matter experts, when necessary; + Evaluate Internal Audit , Regulatory Exam , and self-identified privacy issues… more
- Capital One (Mclean, VA)
- …other lines of business on international privacy risks as needed. The Privacy Compliance Manager will apply risk, process management, and analytical skills to ... for the Compliance department. A successful Privacy Compliance Manager is a highly motivated, forward...with subject matter experts, when necessary; + Evaluate Internal Audit , Regulatory Exam , and self-identified privacy issues… more
- Capital One (Plano, TX)
- Plano 2 (31062), United States of America, Plano, Texas Compliance Advisor Manager The Compliance Advisor Manager performs a key risk management role ... within the Compliance Management Program framework, the Compliance Advisor Manager is responsible for delivering...accuracy and adherence to test procedures + Evaluate Internal Audit , Regulatory Exam , and self identified issues… more
- American Express (Sandy, UT)
- …define your own path. Find your place in risk and analytics on #TeamAmex. The Manager position is part of the Regulatory Exam Lifecycle Management (RELM or 'the ... for novel and complex exams, leads the annual Regulatory Exam Control & Compliance process, delivers training,...you make an impact in this role?** The RELM Manager will primarily be responsible for conducting Quality Assurance… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …projects as they arise such as providing documentation in response to an internal audit or external exam . - Assumes additional responsibilities and leads special ... instructions as requested by their supervisor, subject to reasonable accommodation. Compliance Testing Manager LOCATION -- Cincinnati, Ohio 45227 Fifth… more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 206799...You'll Bring** + A minimum of 5 years of compliance , audit or regulatory exam ... committed to results, in an inclusive and high-performing culture. ** Manager , Compliance Testing (206799)** **Global Banking and...experience with at least 3 of which should involve compliance testing or audit . + Experience/background in… more
- Capital One (Plano, TX)
- …Directors, and other governance activities + Evaluate Internal Audit , Regulatory Exam , and self-identified issues and events for compliance impacts + ... Sr. Manager - Auto Finance Capital One is looking for a Senior Manager Compliance Advisor to support Auto Finance in Plano. The Compliance Advisor Senior… more
- City National Bank (Los Angeles, CA)
- **Mortgage Compliance Manager ** **WHAT IS THE OPPORTUNITY?** The Head of Mortgage Banking Compliance will act in a compliance advisory role supporting ... environment + Minimum 10 years of management experience in compliance , risk management or audit . + Minimum...be accustomed to working with deadlines. + Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA),… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …education, experience, specialized training and/or certification in securities industry compliance or supervision to lead a team of geographically-dispersed branch ... achieving specified results. Maintains extensive contact with internal customers and compliance partners to identify, research, analyze, and resolve complex issues.… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... Assistant, Project Manager or Legal Assistant preferred_ **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management… more
- Scotiabank (New York, NY)
- …FINRA, OCC) + Audit or Exam Management (eg, governance, audit , control functions, compliance , risk management) + Comprehensive knowledge or experience in ... Risk Group, Compliance and other US control functions, supporting IT regulatory/ audit exams and remediations and issue management across the US Contribute to the… more
- JPMorgan Chase (Plano, TX)
- …advice to the Consumer and Community Bank (CCB) Control Functions (Control Management, Compliance , Risk, and Audit ) and monitors, analyzes, reports, and advises ... CCB's lines of business. You will also advise the Compliance team responsible for regulatory exam management...and our clients, including responding to inquiries from regulators, audit , and compliance , and coordinating special research… more
- City and County of San Francisco (San Francisco, CA)
- …Under general administrative direction of the Chief Financial Officer, the Business Operations Manager (0931 Manager III) for the Department of Technology is ... cost recovery, general ledger, fixed asset management, inventory management, internal audit , financial status reporting and forecasting, and management of the… more
- Southwest Power Pool (Little Rock, AR)
- …teams. The role also involves maintaining relationships with SPP members, external audit teams, and industry representatives to ensure compliance requirements ... mentor lower-level Compliance department staff on regulatory responsibilities and compliance -related processes and procedures + Assist the Manager and… more
- Truist (Atlanta, GA)
- …of playbook/procedure creation, issue remediation ownership, process/control enhancements and audit / exam document preparation. Following is a summary of ... 7. Support the business and the GCO governance & reporting team for all audit and regulatory exam engagements. 8. Communicate with assigned business unit's… more