- Citigroup (Getzville, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... Other job-related duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** Surveillance **Time Type:** Full time… more
- Truist (Atlanta, GA)
- …conducting and directing compliance risk oversight of Sales & Trading business units such as electronic communication surveillance , and trading ... and expectations to the Fixed Income Sales & Trading business . 2. Analyze existing policies, procedures, processes and controls...Take lead of the Fixed Income Sales & Trading Surveillance function within the Compliance team which… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and ... for the design, implementation, and oversight for controls and solutions supporting Surveillance , Employee Compliance and Control Room teams, designed to detect… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... are executed / delivered in support of the Bank's business strategies and objectives. Provide advice on compliance.... + Participate in the review of monitoring and surveillance routines and respond to alerts or issues from… more
- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance , reporting, and guidance ... a bank dealer and offer general support to the compliance department including testing and surveillance . **Primary...Business + Minimum 5 yrs. experience in broker-dealer Compliance or equivalent in legal, compliance or… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...compliance program such as, Personal Account Dealings, Training, Surveillance and monthly reporting to senior management. Depending on… more
- Marex (New York, NY)
- … Compliance Officer - Solutions Advisory position will provide compliance advisory services across multiple business lines and asset classes, including ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services to the Marex Solutions Business units.… more
- Citigroup (Irving, TX)
- … compliance training resources and tools available centrally to support country/ business compliance programs training and research needs. + Additional duties ... 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent... across the firm to document and understand key business process impacting Compliance risks. + Participating… more
- Siebert Williams Shank (New York, NY)
- …and experienced compliance professional to the team led by the Chief Compliance Officer . The selected candidates will be responsible for supporting the ... compliance efforts related to supervisory oversight, training, e-mail surveillance , branch office exams, FINRA licensing and registrations, anti-money laundering… more
- Citigroup (Irving, TX)
- … compliance training resources and tools available centrally to support country/ business compliance programs training and research needs. + Additional duties ... Serves as a compliance risk officer for Independent ...relationships within CT function and with other stakeholders including Business process owners and Internal Audit function. + Identifying… more
- Citigroup (Jersey City, NJ)
- … compliance training resources and tools available centrally to support country/ business compliance programs training and research needs. + Additional duties ... Serves as a compliance testing officer for Independent ...relationships within CIA function and with other stakeholders including Business process owners and Internal Audit function. + Identifying… more
- Vanderbilt University (Nashville, TN)
- …Chief Security Officer - Police Inspector, the Security Access and Surveillance Manager will work with various departments and stakeholders across the university ... regular audits of access control logs and databases to ensure accuracy and compliance . Surveillance Monitoring: + Monitor surveillance cameras and other… more
- State of Minnesota (St. Paul, MN)
- **Working Title: Compliance Officer ** **Job Class: Public Health Sanitarian 2** **Agency: Health Department** + **Job ID** : 81120 + **Location** : St. Paul + ... to protecting, maintaining, and improving the health of all Minnesotans. As a Compliance Officer in the Drinking Water Protection (DWP) Section you will… more
- Chenega Corporation (Norfolk, VA)
- **Req ID:** 33826 **Summary** **Construction Surveillance Technician** **Norfolk, VA** Are you ready to enhance your skills and build your career in a rapidly ... evolving business climate? Are you looking for a career where...in the federal IT and Training environment. The **Construction Surveillance Technician** shall perform verification, testing, and acceptance of… more
- Morgan Stanley (Boca Raton, FL)
- …Risk Officer and/or the Regional Risk Officer * Focuses on business ethics and regulatory and compliance practices * Provides coaching and guidance on ... has dual reporting to the Complex Manager and Senior Complex Risk Officer . *DUTIES and RESPONSIBILITIES:* * Surveillance and Supervision* * Primary responsibility… more
- Morgan Stanley (New York, NY)
- …Risk Officer and/or the Regional Risk Officer * Focuses on business ethics and regulatory and compliance practices * Provides coaching and guidance on ... dual reporting to the Complex Manager and Senior Risk Officer . *DUTIES and RESPONSIBILITIES:* ** * Surveillance and...any Human Resources issues as related to risk and compliance . * Together with the Senior Risk Officer… more
- US Courts (Miami, FL)
- …This position is open to candidates meeting the education, law enforcement officer age, medical requirements, and the specialize experience requirement. A Judiciary ... - Law Enforcement Officer (LEO): High Sensitive Background Check is required. Responsibilities...recommendations to the Courts and US Parole Commission regarding compliance with conditions of supervision. Utilizes principles of Evidence… more
- City of Boise (Boise, ID)
- Lateral Police Officer Print (https://www.governmentjobs.com/careers/boiseid/jobs/newprint/3767410) Apply Lateral Police Officer Salary Depends on ... CITY OF BOISE POLICE DEPARTMENT IS CURRENTLY ACCEPTING LATERAL POLICE OFFICER APPLICATIONS FOR 2024. (ANTICIPATING JANUARY AND JULY ACADEMIES) Minimum Qualifications… more
- Houston Methodist (Nassau Bay, TX)
- At Houston Methodist, the Security Officer position is responsible formaintaining a safe and secure environment for patients, staff and visitors by patrolling and ... personal protection, traffic control and emergency response services. The Security Officer position may employ Houston Methodist-approved defensive tactics to ensure… more
- LifePoint Health (Henderson, NC)
- …apply appropriate data analysis techniques.4. Confer with the Director of Risk, Regulatory Compliance , and Privacy Officer in the design and review of reporting ... JOB SUMMARY Director of Performance Improvement/ Patient Experience/ Patient Safety Officer (PSO) is responsible for the overall direction, leadership and… more