- TradeStation (Chicago, IL)
- …middle office and back office new account set-ups, KYC and CIP for equities , equity options, and futures brokerage account approvals, customer account ... Account Services Manager who will help support the Senior Director of Account Services in managing the Accounts Services...CIP, KYC and AML policies and procedures for both equities and futures brokerage accounts Perform daily equity… more
- Segal (New York, NY)
- …for a Consultant to join our Health Compliance practice. The Role:The Health Compliance Consultant (lawyer) reports to the Deputy Director of the Health ... to others, and is widely recognized for their expertise. The health compliance consultant (lawyer) collaborates with benefits consultants and compliance staff… more
- Citizens (Iselin, NJ)
- …best practices. Position Overview: As the Director of Institutional Equities , Options, and Fixed Income Compliance , you will be responsible for ... institutional broker-dealer, is seeking a highly skilled Compliance Director to lead our advisory and... team is vital to upholding the integrity of institutional trading across equities , options, and fixed… more
- Morehouse School Of Medicine (Atlanta, GA)
- Director , Institutional Research & Data Analytics Bookmark this Posting Print Preview | Apply for this Job Posting Details Position Information About MSM ... Medicine, we're leading the creation and advancement of health equity . You will find a fulfilling career at MSM...career at MSM ! Posting Number NONAC3342 Job Title Director , Institutional Research & Data Analytics Position… more
- Zions Bancorporation (Salt Lake City, UT)
- …You bring the talent; we bring the opportunity. We are currently searching for an Institutional Fixed Income Director to lead the institutional fixed income ... clients and senior management. + Collaboration: Collaborate with other departments, including equity , research, and compliance , to ensure a cohesive investment… more
- Georgetown Univerisity (Washington, DC)
- …and trainings. The Investigator will report to the University's Title IX Coordinator and Director of Title IX Compliance as well as the Associate Vice President ... for Equal Opportunity, Affirmative Action, and Compliance , and will be housed within the..., and will be housed within the Office of Institutional Diversity, Equity , and Affirmative Action (IDEAA).… more
- SLAC National Accelerator Laboratory (Menlo Park, CA)
- Institutional Compliance and Assurance Auditor Job ID 6088 Location SLAC - Menlo Park, CA Full-Time Regular **SLAC Job Postings** **Position overview:** The SLAC ... Assurance and Contract Management Division has an exciting employment opportunity for Institutional Compliance and Assurance Auditor with a background in audits,… more
- Brown University (Providence, RI)
- Job Description: The Director of Equity Compliance Education will bring both a deep understanding of Title VI, Title VII, Title IX and ADA/504 compliance ... of Campus Life. This position will report to the Associate Vice President for Institutional Equity , Accessibility and Compliance . The education and training… more
- Children's Aid (Manhattan, NY)
- …strong organizational and planning skills. This position will report to the Associate Director of Institutional Giving. This is an opportunity to serve as ... tracked in donor files and Raiser’s Edge * Monitor compliance with grant deliverables and outcomes * Work closely...up * Perform other duties, as assigned by the Director of Institutional Giving, the Associate … more
- TD Bank (New York, NY)
- …details for this role **Job Description:** **Preferred Qualifications:** We are looking for a Director , US Markets Compliance Advisory to join our team in NYC. ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $190,000 - $240,000 USD TD is...Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise,… more
- TD Bank (New York, NY)
- …practices and insights with colleagues globally; + JD a plus The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise,… more
- TD Bank (New York, NY)
- …provide you more specific details for this role **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $230,000 USD TD is...Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise,… more
- State of Minnesota (St. Paul, MN)
- **Working Title: Director of Enterprise Equity & Inclusion Officer** **Job Class: State Program Administrator, Manager Principal** **Agency: Mn Management & ... with Disability Act (ADA), and Olmstead implementation. As the Director of Enterprise Equity & Inclusion, you...and respect and sensitivity issues to enhance understanding and compliance . + Support the implementation of the Long-range plan… more
- Stanford University (Stanford, CA)
- Director , Research Administration - Contracts and Compliance (Remote Eligible) **School of Medicine, Stanford, California, United States** Administration Post ... Date Aug 12, 2024 Requisition # 104211 Stanford Medicine is seeking a Director , Research Administration - Contracts and Compliance for a pivotal leadership role… more
- Pennsylvania State University (University Park, PA)
- …to serve as Director of the newly created Financial Analysis and Compliance Office (FACO). This individual will report to the Assistant Vice President for ... couple of years to support this expanded scope. Develop procedures for supporting post-award compliance at Penn State - The FACO Director will work closely with… more
- Bank of America (Charlotte, NC)
- Director - Retirement Plan Investments, Portfolio Manager Charlotte, North Carolina **Job Description:** This investment management role is part of the Retirement ... the plan (plan design, preparation of summary plan description, plan distributions, compliance of plan rules and regulations, compliance filing, participant… more
- Pennsylvania State University (University Park, PA)
- …to serve as Director of the newly created Subaward Administration and Compliance Office (SACO). This individual will report to the Assistant Vice President for ... Research (Post-Award Contractual Compliance ). The SACO will partner with Penn State's College...Office (SACO) - It is anticipated that the SACO Director will begin with two direct reports focused primarily… more
- Citigroup (New York, NY)
- …mergers, acquisitions and other types of financial transactions in coordination with the Institutional Banking team. The Director Salesperson also serves as an ... controls + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate… more
- TD Bank (New York, NY)
- …including ADR, US Equities Cash and Options, US Sales, Cross Asset Trading, Institutional Equity Research Sales, as well as Our Prime Services offering. As ... also fit for purpose. The role reports to the Director , Global Markets Supervision ( Equities ), and will...Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise,… more
- Loyola University Chicago (Chicago, IL)
- Assistant Director for Compliance & Student-Athlete Services Thank you for your interest in Loyola University Chicago. To view open positions, please enter your ... this Job Position Details Position Details Job Title Assistant Director for Compliance & Student-Athlete Services Position...ensure that the University's 15 varsity sports are in compliance with NCAA , A10 Conference, and institutional… more