- Robert Half (Pittsburgh, PA)
- JOB REQUISITION Pittsburgh Technology & Advisory Associate Director LOCATION PITTSBURGH ADDITIONAL LOCATION(S) JOB DESCRIPTION Technology Audit & Advisory ... You: Protiviti is looking for a Technology Audit & Advisory Associate Director to join our growing...etc. + Sarbanes-Oxley Act provisions and methodologies for achieving compliance , in particular the technology implications and requirements. +… more
- Truist (Charlotte, NC)
- …a comprehensive, dynamic audit plan spanning the Wealth business, including advisory , brokerage/ investment management, lending, fiduciary and trust. Senior ... or examiner experience within financial services wealth businesses; including advisory , brokerage/ investment management, lending, fiduciary and trust. **General… more
- Cushman & Wakefield (Atlanta, GA)
- **Job Title** Director , Data Center Advisory Team - Americas Region **Job Description Summary** The Opportunity & Purpose of the Role The opportunity is to ... EMEA/APAC plan and providing substantiated financial forecasting and clearly defined capital investment asks needed to deliver the 3-year plan. As new transactional… more
- TD Bank (New York, NY)
- …to securities laws and regulations. Collaborate closely with internal stakeholders, including investment bankers, product groups and compliance as well as ... and broad expertise in Capital Markets and other corporate advisory matters to join our dynamic legal team at...implement internal policies and procedures across the corporate and investment banks. + Potential for the management of members… more
- Citigroup (New York, NY)
- …raising funds in the capital markets, as well as in providing strategic advisory services for mergers, acquisitions and other types of financial transactions in ... strategies and raising capital for clients. **Responsibilities:** + Leverage past investment banking or related experience to enhance Mergers and Acquisitions (M&A)… more
- Manulife (Boston, MA)
- …work to complete the project. The Senior Manager reports to the Audit and Advisory Services Sr. Director . Additionally, the Senior Manager has a strong influence ... + 6 to 8 years of audit, risk management, operations, or equivalent investment -related business or advisory /consulting experience + University degree required +… more
- KPMG (Mclean, VA)
- **Business Title:** Director , Markets Compliance **Requisition Number:** 118215 - 97 **Function:** Advisory **Area of Interest:** **State:** VA **City:** ... find new areas of inspiration and expand your capabilities, then consider a career in Advisory . KPMG is currently seeking a Director to join our Advisory … more
- Robert Half Finance & Accounting (San Francisco, CA)
- …role will be highly consultative and will also have great mentorship from the Director of the team and the CFO. This position will be compensated generously ... advisors on strategies to minimize tax liabilities and ensure compliance with tax regulations + Plan for and review...with ultra-high net worth clients and will have prepared investment partnership and fiduciary tax returns + Understanding of… more
- BlackRock (New York, NY)
- **About this role** **_Summary:_** The Americas Advisory Compliance team is seeking an experienced, self-motivated compliance professional to manage, ... years of asset management or similar experience either in a Control Room, Portfolio Compliance , or Advisory Compliance working with MNPI and/or information… more
- BlackRock (New York, NY)
- …world's preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, ... investment vehicles, and the industry-leading iShares(R) ETFs. BlackRock's Compliance Department protects BlackRock's reputation and provides advice to the… more
- CBRE (Bloomington, MN)
- …United States of America About The Role: We are looking for a Global Operational Compliance Director for CBRE Investment Accounting & Reporting Solutions, an ... Operational Compliance Director Job ID 180392 Posted 16-Aug-2024 Service line Advisory Segment Role type Full-time Areas of Interest Risk Management… more
- Friedman Management Company (Farmington Hills, MI)
- Commercial Real Estate Broker - Investment Sales Job Details Level Experienced Job Location Corporate Office - Farmington Hills - Farmington Hills, MI Job Category ... mobile full-service platform in the Detroit area markets. We are seeking commercial investment sale brokers who are looking to provide their clients with tools,… more
- Charles Schwab (Westlake, TX)
- …Schwab Corporation (CSC) Corporate Compliance Department coordinates the Company's compliance efforts and performs an advisory , monitoring, testing and ... obligations of the team leading the program have also significantly evolved. The Compliance Risk Assessment and Regulatory Inventory Director is a key leadership… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...and striving to be best-in-class. As a Regulatory Strategy Director within the Asset & Wealth Management team, you… more
- Vanguard (Malvern, PA)
- …serves as a member of the leadership team aligned to Vanguard's fund and investment advisory oversight activity and is a senior leader with responsibility for ... potential for violations and noncompliance related to Vanguard's business activities and investment products. + Leads strategic compliance support related to… more
- Citizens (Tarrytown, NY)
- …evolving compliance and regulatory requirements related to brokerage, investment advisory and trust supporting Wealth Management. Responsibilities include: ... Citizens Private Wealth reporting to our Wealth Management Chief Compliance Officer. This newly created role is responsible for...+ This leader will serve as the Principal Compliance Officer for a portfolio of regulations related to… more
- Truist (Atlanta, GA)
- …needs based service to the client base through sound financial planning and advisory concepts, and actively monitors assigned investment accounts for adherence ... wealth product partners based upon objective and sound financial planning and advisory concepts. ESSENTIAL DUTIES AND RESPONSIBILITIES Following is a summary of the… more
- NJEDA (Trenton, NJ)
- …+ Capital Investment Management + As the driving force behind NJEDA's capital investment programs, the Director - Venture Products plays a pivotal role in ... policy, advocacy and program management efforts related to all capital investment programs including venture capital and angel investing. $111,792 - $139,740… more
- New York State Civil Service (Albany, NY)
- …HELP No Agency State Comptroller, Office of the Title Accounting Program Director (Executive Assistant) NS Item # 07002 Occupational Category Financial, Accounting, ... ledgers o Executes the daily fund cash reporting of all system investment receipts, employer deposits, benefit payments, miscellaneous receipts and all investment… more
- BlackRock (New York, NY)
- **About this role** **BlackRock Overview:** BlackRock is a global leader in investment management, risk management and advisory services for institutional and ... vehicles across public and private markets. BlackRock also offers risk management, advisory and enterprise investment system services to a broad base of… more
Related Job Searches:
Advisory,
Compliance,
Compliance Director,
Director,
Investment,
Investment Advisory,
Investment Director