- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function ... **Qualifications and Skills** Critical Job Knowledge and Core Competencies/Skills: + Extensive Compliance Advisory experience at a broker dealer. + Strong… more
- Wells Fargo (Walnut Creek, CA)
- **About this role:** Wells Fargo is seeking a Financial Advisory Branch Director - Non-Producing in Wealth and Investment Management as part of Wells Fargo ... contributors in roles with moderate to high complexity and risk in Financial Advisory functional area + Manage multiple branch profit and loss statements, develop… more
- Robert Half (Pittsburgh, PA)
- JOB REQUISITION Pittsburgh Technology & Advisory Associate Director LOCATION PITTSBURGH ADDITIONAL LOCATION(S) JOB DESCRIPTION Technology Audit & Advisory ... You: Protiviti is looking for a Technology Audit & Advisory Associate Director to join our growing...etc. + Sarbanes-Oxley Act provisions and methodologies for achieving compliance , in particular the technology implications and requirements. +… more
- Truist (Charlotte, NC)
- …a comprehensive, dynamic audit plan spanning the Wealth business, including advisory , brokerage/ investment management, lending, fiduciary and trust. Senior ... or examiner experience within financial services wealth businesses; including advisory , brokerage/ investment management, lending, fiduciary and trust. **General… more
- University of Southern California (Los Angeles, CA)
- … Investment DirectorApply (https://usc.wd5.myworkdayjobs.com/ExternalUSCCareers/job/Los-Angeles-CA University-Park-Campus/Alfred-E-Mann-Institute-- Investment ... director will work closely with the USC AMI Advisory Committee to oversee operations and strategic funding priorities...a board seat for the USC company after the investment has been made). . Work closely with VCs,… more
- Cushman & Wakefield (Atlanta, GA)
- **Job Title** Director , Data Center Advisory Team - Americas Region **Job Description Summary** The Opportunity & Purpose of the Role The opportunity is to ... EMEA/APAC plan and providing substantiated financial forecasting and clearly defined capital investment asks needed to deliver the 3-year plan. As new transactional… more
- TD Bank (New York, NY)
- …to securities laws and regulations. Collaborate closely with internal stakeholders, including investment bankers, product groups and compliance as well as ... and broad expertise in Capital Markets and other corporate advisory matters to join our dynamic legal team at...implement internal policies and procedures across the corporate and investment banks. + Potential for the management of members… more
- SMBC (New York, NY)
- …business partners to advise on compliance matters and interpret rules. This Compliance Advisory Director will be primarily focused on providing oversight ... a competitive portfolio of benefits to its employees. **Role Description** The Compliance Advisory function assists in supporting internal stakeholders regarding… more
- Citigroup (New York, NY)
- …raising funds in the capital markets, as well as in providing strategic advisory services for mergers, acquisitions and other types of financial transactions in ... strategies and raising capital for clients. **Responsibilities:** + Leverage past investment banking or related experience to enhance Mergers and Acquisitions (M&A)… more
- City of New York (New York, NY)
- …limited to, capital calls and distributions, amendment requests, consent notices and compliance with investment agreements; Measure and present financial and ... Asset Management (BAM) is responsible for oversight of the investment portfolios of the five New York City pension...The DCIO will oversee this effort led by our Director of Diverse and Emerging Manager Strategy and will… more
- KPMG (Mclean, VA)
- **Business Title:** Director , Markets Compliance **Requisition Number:** 118215 - 97 **Function:** Advisory **Area of Interest:** **State:** VA **City:** ... find new areas of inspiration and expand your capabilities, then consider a career in Advisory . KPMG is currently seeking a Director to join our Advisory … more
- Robert Half Finance & Accounting (San Francisco, CA)
- …role will be highly consultative and will also have great mentorship from the Director of the team and the CFO. This position will be compensated generously ... advisors on strategies to minimize tax liabilities and ensure compliance with tax regulations + Plan for and review...with ultra-high net worth clients and will have prepared investment partnership and fiduciary tax returns + Understanding of… more
- Friedman Management Company (Farmington Hills, MI)
- Commercial Real Estate Broker - Investment Sales Job Details Level Experienced Job Location Corporate Office - Farmington Hills - Farmington Hills, MI Job Category ... mobile full-service platform in the Detroit area markets. We are seeking commercial investment sale brokers who are looking to provide their clients with tools,… more
- BlackRock (San Francisco, CA)
- **About this role** The BTC/ERISA Compliance Director will help to lead the compliance programs for BlackRock Institutional Trust Company, NA, a national ... requires strong knowledge of ERISA requirements, and experience building and implementing compliance programs. The Compliance Director must possess excellent… more
- Citizens (Tarrytown, NY)
- …evolving compliance and regulatory requirements related to brokerage, investment advisory and trust supporting Wealth Management. Responsibilities include: ... Citizens Private Wealth reporting to our Wealth Management Chief Compliance Officer. This newly created role is responsible for...+ This leader will serve as the Principal Compliance Officer for a portfolio of regulations related to… more
- Truist (Atlanta, GA)
- …needs based service to the client base through sound financial planning and advisory concepts, and actively monitors assigned investment accounts for adherence ... wealth product partners based upon objective and sound financial planning and advisory concepts. ESSENTIAL DUTIES AND RESPONSIBILITIES Following is a summary of the… more
- New York State Civil Service (Albany, NY)
- …HELP No Agency State Comptroller, Office of the Title Accounting Program Director (Executive Assistant) NS Item # 07002 Occupational Category Financial, Accounting, ... ledgers o Executes the daily fund cash reporting of all system investment receipts, employer deposits, benefit payments, miscellaneous receipts and all investment… more
- BlackRock (New York, NY)
- **About this role** **BlackRock Overview:** BlackRock is a global leader in investment management, risk management and advisory services for institutional and ... vehicles across public and private markets. BlackRock also offers risk management, advisory and enterprise investment system services to a broad base of… more
- KPMG (Mclean, VA)
- …new areas of inspiration and expand your capabilities, then consider a career in Advisory . KPMG is currently seeking a Director , Capital Solutions to join our ... **Business Title:** Director , Capital Solutions **Requisition Number:** 119301 - 97...leases on all types of CRE assets + Perform compliance testing related to client agreements with investment… more
- Charles Schwab (Lone Tree, CO)
- **Your opportunity** The ** Director , SCFR Planning, Portfolio Management, & Wealth Advice Tools** will lead the activities of a the SCFR Financial Planning & Wealth ... planning, portfolio management, & wealth management advisor techniques & tools, the Director will also provide input to strategy development & tactical execution of… more
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