- TD Bank (New York, NY)
- …details for this role **Job Description:** **Preferred Qualifications:** We are looking for a Director , US Markets Compliance Advisory to join our team in ... ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. The Director will primarily focus on… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function ... **Qualifications and Skills** Critical Job Knowledge and Core Competencies/Skills: + Extensive Compliance Advisory experience at a broker dealer. + Strong… more
- TD Bank (New York, NY)
- …details for this role **Job Description:** **Preferred Qualifications:** Candidate must have compliance advisory experience in Research business lines and will ... practices and insights with colleagues globally; + JD a plus The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice,… more
- JPMorgan Chase (New York, NY)
- …are adequately managed, the Payments Control organization is seeking an Executive Director level candidate to provide regulatory advisory capability and lead ... with extensive knowledge of the payments business and regulations, with regulatory advisory experience and a passion for innovation and stakeholder engagement? The… more
- Robert Half (New York, NY)
- JOB REQUISITION New York Technology Audit and Advisory Associate Director LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The ... You: Protiviti is looking for a Technology Audit & Advisory Associate Director to join our growing...etc. + Sarbanes-Oxley Act provisions and methodologies for achieving compliance , in particular the technology implications and requirements. +… more
- Robert Half (Denver, CO)
- JOB REQUISITION Denver Internal Audit & Financial Advisory Associate Director LOCATION DENVER ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The ... Protiviti is looking for an Internal Audit & Financial Advisory Associate Director to join our growing...PCAOB. + Sarbanes-Oxley Act provisions and methodologies for achieving compliance . + The Institute of Internal Auditors (IIA's) code… more
- University of Southern California (Los Angeles, CA)
- … Investment DirectorApply (https://usc.wd5.myworkdayjobs.com/ExternalUSCCareers/job/Los-Angeles-CA University-Park-Campus/Alfred-E-Mann-Institute-- Investment ... director will work closely with the USC AMI Advisory Committee to oversee operations and strategic funding priorities...a board seat for the USC company after the investment has been made). . Work closely with VCs,… more
- Citizens (Westwood, MA)
- Description The Risk Director , Investment Banking is a leadership role on the Commercial Banking Risk team, which is a front-line unit risk function. The Risk ... Director will support the investment banking business...advisory business that operate within Capital Markets and Advisory . The Risk Director is responsible, along… more
- SMBC (New York, NY)
- …business partners to advise on compliance matters and interpret rules. This Compliance Advisory Director will be primarily focused on providing oversight ... a competitive portfolio of benefits to its employees. **Role Description** The Compliance Advisory function assists in supporting internal stakeholders regarding… more
- Robert Half Finance & Accounting (San Francisco, CA)
- …interested, please contact Yuzo Shimura on LinkedIn at Robert Half Title: Tax Director Location: San Francisco Bay Area - Peninsula (Hybrid 3/2) Salary: $250-400K + ... Bonus (50-100% DOE) + Benefits About the Company: Well established Investment Management firm with 10+ billion AUM. Key Responsibilities: + Oversee tax structuring,… more
- T. Rowe Price (Owings Mills, MD)
- …+ Provides direction and acts as a subject matter expert ("SME") for the Director , North America Compliance , Broker Dealer in monitoring and enhancing ... various compliance requirements related to Brokerage. + Provides support to the Director , North America Compliance , Broker Dealer and Chief Compliance … more
- Manulife (Boston, MA)
- …and agriculture. The audits include portfolio management & trading (front office), investment operations, compliance and risk management. The Senior Manager is ... Asset Management Segment of Manulife Financial. The General Account Group handles investment portfolios related to the insurance business, and the Wealth and Asset… more
- City of New York (New York, NY)
- …limited to, capital calls and distributions, amendment requests, consent notices and compliance with investment agreements; Measure and present financial and ... Asset Management (BAM) is responsible for oversight of the investment portfolios of the five New York City pension...The DCIO will oversee this effort led by our Director of Diverse and Emerging Manager Strategy and will… more
- KPMG (Mclean, VA)
- **Business Title:** Director , Markets Compliance **Requisition Number:** 118215 - 97 **Function:** Advisory **Area of Interest:** **State:** VA **City:** ... find new areas of inspiration and expand your capabilities, then consider a career in Advisory . KPMG is currently seeking a Director to join our Advisory … more
- Robert Half Finance & Accounting (San Francisco, CA)
- …role will be highly consultative and will also have great mentorship from the Director of the team and the CFO. This position will be compensated generously ... advisors on strategies to minimize tax liabilities and ensure compliance with tax regulations + Plan for and review...with ultra-high net worth clients and will have prepared investment partnership and fiduciary tax returns + Understanding of… more
- University of Utah (Salt Lake City, UT)
- …who provided additional resources. The investment office reported to an Investment Advisory Committee consisting of 7-8 individuals primarily from the Salt ... Director of Investments will be responsible for the following responsibilities: Investment Advisory Committee ( IAC ) Management: + Organize quarterly IAC… more
- Ankura (Chicago, IL)
- …assessments, and enhancement of clients' international trade, technology security, and foreign investment controls risk and compliance posture + Developing and ... that collaboration drives results.This position supports the Ankura Risk, Forensics & Compliance practice - one of six practices focused on client delivery services… more
- Warner Music Group (New York, NY)
- …As Executive Director , you will work closely with the Fund's Advisory Board and should be comfortable interacting with senior executives regarding strategy ... creative spirit of a nimble independent. Job Title: Executive Director , Social Justice Fund **A little bit about our...Advisory Board to understand and monitor the Fund's investment goals against the remaining 6-year lifespan of the… more
- Truist (Greenville, SC)
- …needs based service to the client base through sound financial planning and advisory concepts, and actively monitors assigned investment accounts for adherence ... wealth product partners based upon objective and sound financial planning and advisory concepts. ESSENTIAL DUTIES AND RESPONSIBILITIES Following is a summary of the… more
- Truist (Houston, TX)
- …**Please review the following job description:** The Specialty Wealth Regional Managing Director is responsible for leading, coaching, and developing a Team of ... client service and business development efforts (eg credit, mortgage, planning, investment , trust and fiduciary services, insurance services and treasury and payment… more
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