- Raymond James Financial, Inc. (St. Petersburg, FL)
- …skills obtained through education and experience to support the operation of all compliance functions covering the Financial Holding Company requirements ... Abilities** **Knowledge of:** * Federal Reserve Bank Regulations governing Financial Holding Companies and Bank Holding...securities industry and/or banking compliance reviews. * Compliance and legal procedures in the financial … more
- SMBC (New York, NY)
- …than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...**Role Description** SMBC would like to hire a Senior Compliance Program Manager who would be responsible… more
- Robert Half Finance & Accounting (Virginia Beach, VA)
- …US GAAP to perform duties effectively. Requirements * Proven experience in a Director/ Manager Financial Reporting role or similar for at least 5 years. ... Description We are in search of a Director/ Manager of Financial Reporting to join...the consolidated balance sheets and income statements. * Ensure compliance with all SEC, FASB, and NYSE rules and… more
- SMBC (New York, NY)
- …than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and… more
- Thrivent Financial (Salt Lake City, UT)
- …one of the following certifications are required: + Certified Regulatory Compliance Manager certification (CRCM). + Certified Anti-Money Laundering Specialist ... resiliency, working together to make the best decisions, and holding yourself and others accountable. + Supports and/or...or JD preferred. + Minimum 10 years of regulatory compliance experience in banking and/or financial services,… more
- SMBC (New York, NY)
- …than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and… more
- Commonwealth of Pennsylvania (PA)
- …College/University + Course Title + Credits/Clock Hours 24 WORK BEHAVIOR 7 - FINANCIAL COMPLIANCE Provides a uniform and cost-effective system of accounting and ... Grants Manager (Administrative Officer 1) Print (https://www.governmentjobs.com/careers/pabureau/jobs/newprint/4653993) Apply ...experience. + The actual duties you performed related to financial compliance . + Your level of responsibility.… more
- Taco Bell (Cincinnati, OH)
- … financial controls, operations, people development, Guest service and compliance across shifts for desired restaurant outcomes (ie, increased sales, ... JOB DESCRIPTION: The Assistant General Manager (AGM) is a high level classification in...financial controls, operations, people development, Guest service and compliance across shifts for desired restaurant outcomes (ie, increased… more
- Wells Fargo (Irving, TX)
- …organization + A master's degree, Juris Doctor (JD), Certified Regulatory Compliance Manager (CRCM) or equivalent professional designation **Job Expectations:** ... lending and investment experience + Knowledge and understanding of regulatory compliance requirements surrounding Bank Holding Company Act (BHCA), Merchant… more
- Taco Bell (Cincinnati, OH)
- …retention). The RGM leads the restaurant management team and oversees the financial controls, operations, people development, and full compliance adhering to ... top line sales + Oversees proper product preparation, rotation, portioning, cooking and holding times + Analyzes the financial performance of the restaurant to… more
- Federal Reserve Bank (Philadelphia, PA)
- …and implement monetary policy, supervises banks and bank and savings and loan holding companies, and provides financial services to depository institutions and ... other related duties as assigned. **Subordinates:** Yes - Electrical Engineer/Project Manager , Code Compliance Administrator **Scope Measurements:** . Facilities… more
- Federal Reserve Bank (New York, NY)
- …Federal Reserve Bank of New York positions you at the center of the financial world with a unique perspective on national and international markets and economies. ... to foster and support the safety, soundness, and vitality of our economic and financial systems. The Bank believes in work flexibility to balance the demands of work… more
- SMBC (Jersey City, NJ)
- …than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which ... The US Financial Crime department is responsible for ensuring the compliance with anti-money laundering (AML), Bank Secrecy Act, USA PATRIOT Act, OFAC and… more
- SMBC (Jersey City, NJ)
- …than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...legal entities and ledgers, including the formation of Bank Holding Company and Group Companies. Having a solid finance… more
- Banc of California (Newport Beach, CA)
- …clarity, focus and motivation to achieve branch excellence. Supports the Branch Manager in achieving superior financial results and expanding existing ... **Overview** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, Banc of… more
- ManpowerGroup (Tempe, AZ)
- …of the Financial Reporting Process, US GAAP Technical Accounting, SEC Compliance and Financial Systems, along with proficiency in writing technical memos ... will work closely with the SOX team to ensure compliance with the SOX program. Additionally, the Manager...of new accounting and disclosure requirements. + Ensures company compliance with financial accounting and reporting standards.… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **The Team:** Working with Compliance Officers and the Risk & Internal Controls team globally, the Data & ... Technology Covering Compliance Officer will be a direct liaison and a...Data & Technology. + Partner, in collaboration with Covering Manager , with the Data & Technology Organization to be… more
- Bank of America (Chicago, IL)
- Field Supervision Manager Farmington Hills, Michigan;Merrillville, Indiana; Chicago, Illinois; Indianapolis, Indiana; Minnetonka, Minnesota **Job Description:** At ... are guided by a common purpose to help make financial lives better through the power of every connection....The Supervisory Management position will serve to ensure regulatory compliance and corporate mandates for all administrative, sales, and… more
- SMBC (New York, NY)
- …than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which ... Test transactions for compliance with established policies. Assist in compliance , financial and regulatory examinations / audits. **Role Objectives:… more
- Bank of America (Jacksonville, FL)
- …along with the power to make a difference. Join us! The **Supervision Manager ** position will serve to ensure regulatory compliance and corporate mandates ... Supervision Manager Jacksonville, Florida;Hunt Valley, Maryland; Lincoln, Rhode Island;...are guided by a common purpose to help make financial lives better through the power of every connection.… more