- Amazon (Arlington, VA)
- …sanctions program and compliance strategy Design and implement robust sanctions compliance programs, policies, and procedures Develop new guidance to ... into the screening program, as well as continual improvement/enhancement of existing compliance frameworks Manage sanctions compliance reporting for blocked… more
- Mastercard (Harrison, NY)
- …businesses and governments realize their greatest potential._ **Title and Summary** Manager , Legal Compliance - Crypto Mastercard Transaction Services Overview ... solutions from being used to facilitate money laundering and terrorist financing. The Manager , Legal Compliance -Crypto, MTS will report to the Director of… more
- TD Bank (New York, NY)
- …and functions on development, maintenance, and implementation of all aspects of AML/ATF/ Sanctions /ABAC compliance programs in line with the Bank's risk appetite ... 7+ years experience **Customer Accountabilities:** + Provides expert/specialized regulatory compliance and prudential risk management guidance on AML/ATF/ Sanctions… more
- MUFG (Irving, TX)
- …operations. + A background in counter threat finance, anti-money laundering, and/or sanctions compliance is strongly preferred. + Understanding of database ... will provide more details. **Job Summary:** Reporting into the Manager of the Global Financial Crimes Division's (GFCD) Data...ad-hoc reports in support of GFCD teams such as Sanctions , AML Advisory , and Complex Investigations teams.… more
- TD Bank (Charlotte, NC)
- …this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager , Financial Crime Risk Management role leads and develops a team of ... professionals who provides oversight, expert policy / regulatory guidance and advisory services and/or a control function related to specialized domains of TD's… more
- Mizuho Corporate Bank (New York, NY)
- …mockup design tools. Programming languages and database management a plus. + Compliance Knowledge: In-depth understanding of AML, sanctions screening, restricted ... Join Mizuho as a Risk Assessment Project Manager ! In this role you will bridge business...will bridge business needs and IT solutions within the compliance field. This role involves analyzing requirements, designing technology… more
- JPMorgan Chase (Tampa, FL)
- …expertise + Regulatory List management and maintenance expertise + AML, OFAC, and Compliance advisory experience. + Filter Tuning experience. + Capability to ... a rewarding and challenging career as a Business Analysis Manager with our dynamic team. You'll have the opportunity...collaborate with various stakeholders across the Globe, ensuring regulatory compliance . You will play a pivotal role in driving… more
- Mizuho Corporate Bank (New York, NY)
- …Lead modernization of compliance screening technology platforms like Prime Compliance Manager , FIRCO, and related systems- Architect and execute cloud ... compliance screening technology with expertise in platforms such as Prime Compliance Manager , FIRCO, and other industry-standard screening solutions- 5+ years… more
- Aegon Asset Management (Denver, CO)
- …to risk manager relating to the operational, liquidity, and derivatives compliance risk programs designed to comply with the Investment Company Act Rule 38a-1, ... understanding of Investment Company and Adviser Acts, Mutual Fund, ETF and advisory account compliance regulations, programs, and best practices + Significant… more
- Applied Materials (Austin, TX)
- …trade compliance ** risks and controls (eg, export controls/EAR, OFAC sanctions , ECCN/technology transfers, Import regulations) + Proficiency with audit tools and ... **AuditBoard** , and meet performance standards. + **Plan audits and advisory engagements** : conduct process interviews and walkthroughs, document key attributes,… more
- Mizuho Corporate Bank (New York, NY)
- …external dependents and internal groups such as Clients, Sales, Credit, Legal, Compliance , Sanctions , Regulatory, Tax and Operations, etc. Skills and ... Responsibilities: + Support direct team manager for all onboarding processes + Manage daily...in a timely manner + Review monthly Americas Legal Compliance Dept. (ALCD) exceptions for new onboarding remediation +… more
- Mizuho Corporate Bank (New York, NY)
- …AML and regulatory requirements + Liaise with internal groups such as Legal, Compliance , Sanctions , Regulatory, Tax and Operations to coordinate the efforts of ... Responsibilities: Support direct team manager for all onboarding processes: + Compose KYC...of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho Americas… more