- SMBC (Jersey City, NJ)
- …Department Americas Division is seeking a Vice President of Banking (Americas Team) Compliance Monitoring and Testing. The Vice President is responsible for ... and Mexico) + Serves as the examiner-in-charge responsible for all facets of compliance monitoring and testing engagements. + Assists in the development and… more
- TD Bank (New York, NY)
- …should be tracked + Utilize the Firm's in-house system, Merlin, for TDS US Compliance monitoring and testing activities + Provide review and challenge for rules ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $230,000 USD TD is...oversee Oversight Program over first line and second line Monitoring and Testing Activities + Conduct Quality Assurance (QA)… more
- GE Vernova (Atlanta, GA)
- … Operations Leader for GE Vernova Power businesses. In your role as Senior Compliance Monitoring Officer, you will apply a risk-based approach, develop and ... conduct compliance monitoring activity utilizing data analytics, identify and understand relevant policies and procedures, provide an evaluation of compliance… more
- Stockman Bank of Montana (Miles City, MT)
- …and oversight of bank-wide fair lending reviews and contributing to compliance monitoring reviews. This function includes researching and interpreting ... practices, especially where fair lending laws might not apply. 2. Compliance Monitoring Officer: + Keep abreast of new regulations and changing regulations… more
- TD Bank (New York, NY)
- …Qualifications:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Monitoring and Testing Team sits in Core Compliance and covers the TDS US businesses and certain...as needed. **Depth and Scope:** + Execute the annual Compliance testing and monitoring plan + Lead… more
- Oriental Bank (San Juan, PR)
- …is primarily responsible for the maintenance and administration of Oriental Bank's Compliance Monitoring & Testing, Review and Training Plans. Active ... participation in the Regulatory Compliance Unit. Informs and advises Oriental Bank's Management on...federal regulatory exams, external and internal audits. + Supervise Monitoring & Testing employees. Carry out supervisory responsibilities in… more
- Rock Family of Companies (Detroit, MI)
- …process documents for testing Human Capital Management systems **Job Summary** As an Compliance Monitoring Specialist (Human Resources), you'll be monitoring ... law matters + 3 years' of experience devising HR compliance strategies and increasing the knowledge level of other...being requested and shared + Demonstrated knowledge of HR monitoring in the areas of: compensation, benefits and other… more
- Wells Fargo (Chandler, AZ)
- …Learn more about the career areas and lines of business at wellsfargojobs.com. The Compliance Monitoring & Adherence (CMA) team is accountable for the execution ... of the compliance framework developed to enable monitoring of Wells Fargo developed and/or third party hosted applications that are not in alignment to the… more
- CVS Health (Scottsdale, AZ)
- …make health care more personal, convenient and affordable. **Position Summary** The Medicare Compliance Monitoring Analyst will be a key member of Compliance ... Monitoring team and will participate in the execution of compliance monitoring activities. This role is responsible for basic monitoring and auditing… more
- California Energy Commission (Sacramento, CA)
- …Siting, Transmission and Environmental Protection Division, Safety and Reliability Branch, Compliance Monitoring and Enforcement Unit. Under the general ... Compliance , Monitoring , and Enforcement Supervisor PROGRAM AND PROJECT SUPERVISOR, PUBLIC UTILITIES COMMISSION $12,196.00 - $15,266.00 per Month Final Filing… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP is responsible for execution of ... serve as a team member for M&T annual planning, monitoring and testing reviews. This role will have coverage...Serves as the examiner-in-charge responsible for all facets of compliance M&T engagements. + Assists in the development and… more
- Discover (Riverwoods, IL)
- …brighter financial future with Discover. **Job Description:** The Senior Manager - Compliance Monitoring and Testing is responsible for administering and ... executing the Compliance Testing Program within Corporate Compliance . The program is designed to promote compliance with applicable laws and regulations by… more
- Endo International (Malvern, PA)
- …Description Summary** This role is responsible for assisting with implementation of the compliance monitoring program, and support of the aggregate spend program ... records review to assess compliance with policies/procedures. + Manage the compliance monitoring system, documenting monitoring findings, tracking status… more
- Navy Federal Credit Union (Vienna, VA)
- Overview The Compliance Monitoring and Testing team performs monitoring and testing activities as an integral part of the Compliance Management System ... monitoring and testing activities. The Summer Associate will support the compliance monitoring and testing efforts, including metric development and… more
- Discover (Riverwoods, IL)
- …Principal Compliance Specialist will be responsible for executing risk-based compliance monitoring and testing for the purpose of independently validating ... The position requires experience in the design and execution of compliance monitoring and testing, including test script development, issues management, and… more
- Mizuho Corporate Bank (New York, NY)
- …issues and key compliance risks Summary ACD seeks a Vice President, Compliance Monitoring within the Compliance Risk Management team to support ... the Compliance Monitoring Program. This role is ideal for seasoned ...Risk Management. Principal Duties and Responsibilities Execution of the Compliance Monitoring Program, including, but not limited… more
- ICF (Dallas, TX)
- Description **ICF Disaster Management** division seeks an experienced professional to serve as a ** Compliance and Monitoring Lead** . As a ** Compliance and ... Responsibilities:** * Provide subject matter expertise in regulatory requirements, HUD monitoring expectations, and compliance matters. * Support disaster… more
- Comerica (Farmington Hills, MI)
- …guidance as well as leading and managing major implementation processes including Compliance Management System (CMS) Monitoring , Third-Party Risk Management and ... with the Line of Business, Risk Liaisons and Corporate Compliance to understand current Monitoring , Third Party Risk and Compliance Risk Assessment… more
- International Rescue Committee (New York, NY)
- Requisition ID: req54731 Job Title: Program Officer, Monitoring and Compliance Sector: Monitoring & Evaluation Employment Category: Fixed Term Employment ... HQ USA Work Arrangement:Fully Remote Job Description Job Overview: The Program Officer, Monitoring and Compliance supports the overall quality assurance and … more
- American Institutes for Research (MA)
- …PhD with 3+ years of relevant experience + Methodological expertise in monitoring and compliance activities, including audits + Experience collecting, analyzing, ... ftc.gov/scams . \#LI-DC1 #LI-Remote Submit an interest application (https://jobs-airdc.icims.com/jobs/13144/senior-researcher monitoring -%26- compliance /job?mode=apply&apply=yes&in\_iframe=1&hashed=1374627785) **Please note, each section of the… more
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