- SMBC (Jersey City, NJ)
- …Department Americas Division is seeking a Vice President of Banking (Americas Team) Compliance Monitoring and Testing. The Vice President is responsible for ... program. This position will principally serve as a Team/Review Lead for monitoring and testing engagements. This...Serves as the examiner-in-charge responsible for all facets of compliance monitoring and testing engagements. + Assists… more
- ICF (Dallas, TX)
- Description **ICF Disaster Management** division seeks an experienced professional to serve as a ** Compliance and Monitoring Lead ** . As a ** Compliance ... Responsibilities:** * Provide subject matter expertise in regulatory requirements, HUD monitoring expectations, and compliance matters. * Support disaster… more
- JPMorgan Chase (Jersey City, NJ)
- …for commencing employment or assignment. **Job responsibilities** + Perform on-site compliance examinations of broker-dealer and investment advisory business to ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...strong and resilient. You help the firm grow its business in a responsible way by anticipating new and… more
- M&T Bank (Wilmington, DE)
- …of control testing driven by Business Control Group. The role is to lead Control Monitoring for GCM across all products and services rendered to clients. ... staffing and implement roll out and manage the Control Monitoring as Business -As-Usual on an ongoing...Compliance teams to gather inputs to set-up Control Monitoring environment complying with Regulations and GCM Procedures. +… more
- Amazon (Arlington, VA)
- …Mitigation team by developing transaction monitoring strategies based on applicable business and compliance objectives and risks. . Suspicious Activity ... candidate will possess a solid understanding AML and transaction monitoring (TM ) combined with a strong business...Assess and communicate risk posture to the senior management, Compliance Officers, legal, and business stakeholders. .… more
- American Institutes for Research (MA)
- …The responsibilities for the position include: + Serve as Project Director or Task Lead for program monitoring and audit projects + Manage project team and ... on collaborative project teams for externally funded research projects and studies + Lead design and implementation of rigorous multi-modal monitoring methods to… more
- Comerica (Farmington Hills, MI)
- …Work collaboratively with the Line of Business , Risk Liaisons and Corporate Compliance to understand current Monitoring , Third Party Risk and Compliance ... assessing, and responding to emerging risks. Position Responsibilities: Regulatory Compliance * Lead and manage implementation of...Lines of Business and Risk Liaisons on Monitoring plans and Compliance Risk. * Assessment… more
- TD Bank (New York, NY)
- …**Depth and Scope:** + Execute the annual Compliance testing and monitoring plan + Lead testing engagements, sometimes concurrently and independently, from ... : United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $160,000 - $187,000...Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core… more
- Energy Northwest (Richland, WA)
- …hygiene, workplace drug screening, chemical control, radiological and non-radiological compliance monitoring , and laboratory chemical hygiene to ensure ... prevention and waste management + Laboratory chemical hygiene + NPDES compliance monitoring and reporting + Radiological and non-radiological environmental… more
- Guidehouse (Washington, DC)
- …Required** **:** Active Secret **What You Will Do** **:** Guidehouse is seeking a Lead Monitoring and Evaluation (M&E) Specialist to support a complex project ... of relevant M&E products, development of learning agendas, and monitoring activities in compliance with Department of... with Department of State policies. The candidate will lead design and M&E related activities as part of… more
- JPMorgan Chase (Plano, TX)
- …an Operations Lead , in Corporate Third Party Oversight's Third Party Continuous Monitoring team, you will develop, maintain, and lead supply chain risk ... business units and leaders to ensure the Third Party Continuous Monitoring (TPCM) operations capability continuously fulfills business requirements + Mature… more
- Navy Federal Credit Union (Vienna, VA)
- …B; Fair Housing Act, and Home Mortgage Disclosure Act (HMDA). Experience in compliance monitoring and testing activities. Perform risk-based compliance ... in the development of compliance education and training + Participates/conducts compliance training sessions + Consults with business units in the review… more
- Koniag Government Services (Washington, DC)
- …Data Solutions,** a Koniag Government Services company, is seeking a skilled Continuing Monitoring Lead with a TS/SCI clearance to support **KDS** and our ... procedures, and tools. + Practical experience in conducting security control monitoring , testing, vulnerability and compliance scans, security control… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Responsible for conducting and directing compliance risk oversight of Capital Markets business units such as ... 2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing… more
- Wells Fargo (St. Louis, MO)
- … team** . The Lead Compliance Officer will provide compliance oversight, monitoring , and challenge to Home Lending related areas, including sales, ... servicing, and loss mitigation activities. The Lead Compliance Officer will work directly with business ,...as well as complete core expectations of a mature Compliance Program including issues management, risk assessment, monitoring… more
- Wells Fargo (Charlotte, NC)
- …seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public Finance Investment Banking within ... lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you...and assessment processes, compliance issue management, new product/ business review, complaint handling, compliance monitoring… more
- Truist (Charlotte, NC)
- …description:** **Remote considered for the right candidate** Perform risk management and compliance monitoring for assigned business unit/corporate function. ... limits set by the Bank. 2. Provide support to business units for compliance monitoring ... specialty 3. Excellent organizational skills and ability to lead and manage projects independently as well as in… more
- Truist (Greensboro, NC)
- …the following job description:** Perform risk management and compliance monitoring and testing for assigned business unit/corporate function. Monitoring ... limits set by the Bank. + Provide support to business units for compliance monitoring ... specialty. + Excellent organizational skills and ability to lead and manage projects independently as well as in… more
- JPMorgan Chase (New York, NY)
- …basis to line of business and control partners. **Job Responsibilities** + Lead compliance contact to the Outsourced Chief Investment Office (OCIO) team ... status quo and striving to be best-in-class. As a Compliance Risk Management Lead within the JP...to business risk and controls assessment, administer monitoring , maintain Compliance policies, provide marketing and… more
- Wells Fargo (Charlotte, NC)
- …more about the career areas and business divisions at wellsfargojobs.com . This Lead Compliance Officer will conduct monitoring activities of the front ... **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer** in Corporate Risk...**In this role, you will:** + Provide oversight and monitoring of business group risk-based compliance… more