- SMBC (Jersey City, NJ)
- … Department Americas Division ("CPAD") is seeking a Vice President of BSA/AML Compliance Monitoring and Testing. The Vice President will principally lead ... Serve as the examiner-in-charge responsible for all facets of compliance monitoring and testing engagements including, but...+ Stay abreast of changing regulatory requirements and SMBC's business model to maintain a solid foundation of the… more
- Citigroup (Tampa, FL)
- …reported issues. Key Activities include: + Developing, implementing, and executing compliance monitoring , continuous assurance, and reporting programs within an ... + Participating in the planning, executing, and reporting of compliance monitoring and compliance and... training resources and tools available centrally to support country/ business compliance programs training and research needs.… more
- LA Care Health Plan (Los Angeles, CA)
- Manager, Compliance Monitoring Job Category: Administrative, HR, Business Professionals Department: Compliance Location: Los Angeles, CA, US, 90017 ... to support the safety net required to achieve that purpose. Job Summary The Manager, Compliance Monitoring serves as a leader within the Corporate Compliance … more
- Takeda Pharmaceuticals (Lexington, MA)
- …As part of the USBU Ethics & Compliance team, you will report to the Monitoring and Risk Assessment Lead and you will collaborate across all E&C teams and ... **About the role:** Join Takeda as a Program Manager, Compliance Monitoring , where you will execute day-to-day...partner with stakeholders in USBU and business functions to embed ethics and compliance … more
- Commerce Bank (Kansas City, MO)
- …performance of monitoring , testing, and general review activities by business line, product or regulatory requirement, documenting compliance testing ... Officer - Banking and manage a team of Compliance Monitoring Analysts. This role assists the...general review activities for the Bank. Essential Functions + Lead , mentor and motivate team members to implement the… more
- SMBC (Jersey City, NJ)
- … Compliance Department Americas Division is seeking a Vice President of the Compliance Monitoring and Testing team to perform testing of its broker/dealer ... program. This position will principally serve as a team lead for monitoring and testing engagements. The...Serves as the examiner-in-charge responsible for all facets of compliance monitoring and testing engagements + Assists… more
- NatWest Markets (Stamford, CT)
- …as necessary to ensure the proper operations of the department and the business ._ Senior Monitoring and Testing Compliance Assurance Officer reportingto ... and oversee the NWM, US Compliance Assurance Monitoring and Testing Plan. + Lead the...high quality assurance reviews across relevant areas of the business and support functions toidentify, manage and mitigate risks… more
- Bristol Myers Squibb (Princeton, NJ)
- …diligence and monitoring approach, working in partnership with Law and Compliance colleagues, Business Units and other stakeholders + Collaborate with the ... + Create actionable monitoring capabilities for global HCC and anti-bribery compliance monitoring for BMS entities and third parties; implement data and… more
- Citigroup (New York, NY)
- This role will be a key member of the markets business Treasury responsible for a variety of analytics / monitoring across a variety of Markets products ... including derivatives and structured notes. Monitoring will include a variety of metrics both for business as usual, as well as Liquidity / markets related… more
- M&T Bank (Buffalo, NY)
- …and growth/development of staff functions and responsibilities for risk initiatives they lead . + Adhere to applicable compliance /operational risk controls in ... Implement defined first line of defense risk management initiatives within the business unit in support of the Enterprise Risk Framework. Manage the risk… more
- CVS Health (Austin, TX)
- …adhere to established policies and best practices to manage risk and regulatory compliance + Talent Development: Build and lead a high-performing digital ... **Position Summary:** CVS Health is seeking a visionary and results-driven Director to lead and own the direction, development, and execution of digital experience … more
- Acelero Learning (Camden, NJ)
- …positive outcomes for the families and children that they serve. Working as a Monitoring & Compliance Coordinator at Acelero Learning will give you the ... thrive in this role, you should have experience in monitoring & compliance , attention to detail skills...action plan and coordinating with CD and Family Services lead to execute the plan. + Coordinates with Service… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Responsible for conducting and directing compliance risk oversight of Sales & Trading business units such ... existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives...risk scenarios within the Fixed Income Sales & Trading business unit and/or functions. 4. Take lead … more
- Discover (Riverwoods, IL)
- …with Discover. **Job Description:** **What You'll Do** **The Senior Manager - Compliance Monitoring and Testing is responsible for administering and executing ... and updates status reports of program initiatives, activities, and compliance risks to management and committees + Lead...and workstreams from multiple first line and second line business units. + Engages with business and… more
- Intuit (Mountain View, CA)
- …preferably within the software or FinTech industry. A strong understanding of business and compliance processes, including system and IT general controls. ... relationships with cross-functional stakeholders, including Internal Audit, Finance, Legal & Compliance , Business , Risk, Security, and Technology teams, to drive… more
- Manulife (Boston, MA)
- The Compliance Director, US Investment Management Compliance is accountable for the execution and management of processes utilized to develop and update the ... organization's compliance policies and procedures and the programs established to...regulatory requirements in connection with Rules 38a-1 and 206(4)-7. Lead and oversee the implementation of these policies and… more
- Citigroup (Irving, TX)
- …+ Collaborate effectively with a large global team of software engineers, business analysts, dev-ops and support staff to deliver software solutions for the ... business . + Analyzes production applications and services issues and...identifying defects and efficiently managing to a resolution. + Lead the adoption of new technologies where appropriate to… more
- Truist (Charlotte, NC)
- …days a week in the office Perform risk management and compliance monitoring and testing for assigned business unit/corporate function. Monitoring ... limits set by the Bank. + Provide support to business units for compliance monitoring ... specialty. + Excellent organizational skills and ability to lead and manage projects independently as well as in… more
- Astellas Pharma (Northbrook, IL)
- … and site management within the late stage portfolio for the execution and compliance of clinical trials, globally. The Site Monitoring & Management Head will ... ambition to support future state clinical trial execution. + Lead and support all site monitoring and...including life cycle management + Recognized leader in standard business procedures and system utilization to support monitoring… more
- ICF (Tucson, AZ)
- …The Monitoring /Field Specialist will use their expertise for compliance monitoring , report development, recommendations for improvement, and developing ... Monitoring /Field Specialist responsibilities include: + Participating in the monitoring of federally funded programs to ensure compliance with… more