- Wisconsin Community Services (Milwaukee, WI)
- …to obtain pretrial compliance records. * Weekend drug and preliminary breath testing as scheduled, Saturdays 7:00am to 10:00am. * Attend and volunteer at least ... Responsibilities: Job Summary Case management with intensive support, supervision and monitoring of released individuals from the Waukesha County Jail and others,… more
- University of New Mexico - Hospitals (Albuquerque, NM)
- …lowest operational cost; design procedures to support increased patient satisfaction * COMPLIANCE - Ensure compliance with all regulatory agencies governing ... health care delivery and the rules of accrediting bodies by continually monitoring Hospital operations and programs and physical properties; initiate changes as… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking an Analyst for Compliance Monitoring and Testing . The Analyst is responsible for ... for New York Branch. + Serves as a tester for all facets of compliance monitoring and testing engagements. + Assists in the development and refinement of… more
- TD Bank (New York, NY)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US … more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... aspects of the Core Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing + Assist with developing and executing the annual … more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- TD Bank (New York, NY)
- …**Job Description:** This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on the ... + Assist with the development, implementation and coordination of the Compliance Monitoring program, including evaluating program design elements, analyzing… more
- FirstBank PR (San Juan, PR)
- … risks across all regions and affiliates. This role involves supervising compliance monitoring , testing , reporting, and risk assessment activities ... Supervise Compliance Officers and Specialists within the Compliance Testing Unit, providing coaching, mentoring, and...and finally closed or resolved. + . Assist the compliance managers in preparing the assessment and/or monitoring… more
- KeyBank (Brooklyn, OH)
- …and processes in mitigating applicable risks through the execution of operational and compliance monitoring and testing across Key's lines of business, ... and compliance partners in designing and executing testing , special projects, and ongoing monitoring . +...analysis tools and techniques to lead a team of compliance testing professionals in analyzing, quantifying, and/or… more
- KeyBank (Brooklyn, OH)
- …ongoing compliance with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines of business, ... role assist in the design and execution of wealth management testing and continuous monitoring to evaluate Key's compliance with regulatory requirements and… more
- KeyBank (Brooklyn, OH)
- …ongoing compliance with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines of business, ... (KYC, CIP, CDD, EDD) OFAC and Fraud testing and continuous monitoring to evaluate Key's compliance with regulatory requirements. Individuals work both… more
- MUFG (Irving, TX)
- …their extra-territorial application. Experience with markets compliance , markets surveillance, compliance monitoring , auditing or testing reviews and/or ... of our recruitment team will provide more details. **Job Summary:** Americas Compliance Testing (ACT) is an integral part of the MUFG Regulatory Compliance… more
- Robert Half Management Resources (New York, NY)
- …risk assessments and regulatory compliance management. * Proficiency in handling compliance monitoring and control testing processes. * Familiarity with ... a dynamic and evolving organization. Ideal candidate will have 3+ years of compliance testing experience as a primary skill set, along with other compliance … more
- TD Bank (New York, NY)
- …This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on developing, ... and coordinate with our Risk Owners to assist and show coverage alongside the Compliance testing and monitoring plan coverage of key risks and business units… more
- Snap Inc. (San Francisco, CA)
- …contributing to a culture of integrity, this role is for you. What you'll do **:** + Compliance Monitoring & Testing : Perform monitoring and testing ... compliance program elements such as risk assessments, investigations, training, monitoring , and testing . Minimum Qualifications: + Bachelor's degree in a… more
- TD Bank (Mount Laurel, NJ)
- … Risk Assessment, regulatory controls management, Compliance Issue Management, Compliance Monitoring & Testing , Program Effectiveness Assessments, ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank… more
- Regions Bank (Hoover, AL)
- …to identify gaps or potential issues + Administers a monitoring and testing program to ensure effective compliance with all applicable laws and regulations ... + Experience with the review and implementation of new regulatory requirements, and compliance related monitoring / testing for adherence to regulations +… more
- KeyBank (Charlotte, NC)
- …focus on deposit servicing functions. Additionally, the Compliance Manager will conduct compliance monitoring and testing to ensure compliance risks ... supporting deposit products is also applicable for mitigation of compliance risk. + Conduct compliance monitoring...well in a team environment. + Strong risk assessment, monitoring , and testing skills. + Sound decision-making… more
- KeyBank (Charlotte, NC)
- …to various lines of business. Additionally, the Compliance Officer will conduct compliance monitoring and testing to ensure compliance risks ... evolves and grows. + Proven ability to work in a team environment. + Compliance monitoring and testing skills. + Sound decision-making skills; able to make… more
- JPMorgan Chase (Tampa, FL)
- …+ Experience using Python, AI, and other technology resources to design and implement compliance monitoring and testing + MBA or professional certification ... compliance and regulatory requirements/standards. + Develop and perform Reviews/ Monitoring for Private Bank marketing initiatives (eg social media, digital,… more
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