- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate . The Associate -level position is ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... aspects of the Core Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing + Assist with developing and executing the annual … more
- Capital One (Mclean, VA)
- Senior Associate - Network Participant Risk Oversight Testing & Monitoring **As a Senior Risk Associate at Capital One, you will be joining the newly ... present to the Global Payment Network.** **As Senior Risk Associate on the NPRM Team, you'll be responsible for...and other second line of defense teams to conduct testing and monitoring to identify and mitigate… more
- KeyBank (Brooklyn, OH)
- …ongoing compliance with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines of business, ... (KYC, CIP, CDD, EDD) OFAC and Fraud testing and continuous monitoring to evaluate Key's compliance with regulatory requirements. Individuals work both… more
- Coinbase (Charlotte, NC)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- JPMorgan Chase (Columbus, OH)
- …Operations business lines to design, develop, and implement full-population quality testing (continuous monitoring ) frameworks that strengthen our control ... experience in data analytics and development, with a primary focus on quality testing methodologies and continuous monitoring . + Proficiency in data analytics,… more
- Navy Federal Credit Union (Vienna, VA)
- …to ensure strong cybersecurity practices and regulatory compliance . The Summer Associate will support Asset Based Testing efforts, helping to plan, scope, ... Overview Team Overview: The Summer Associate will join the Controls Assurance - Asset...+ Assurance Monitoring and Analytics + Controls Testing and Regulatory Compliance + Strategic initiatives… more
- Capital One (Richmond, VA)
- …Military Experience + At least 2 years of experience in compliance testing , risk management, compliance monitoring , control or transaction reviews, ... Senior Associate , Compliance The Corporate Compliance...Preferred Qualifications: + 3+ years of financial services consumer compliance monitoring experience + Certified Regulatory … more
- Capital One (Mclean, VA)
- …certification + At least 3 years of experience in compliance testing , risk management, compliance monitoring , quality assurance, control review ... Principal Associate , Compliance Transaction Tester The US...Bachelor's degree + 4+ years of financial services consumer compliance monitoring , auditing, risk management or … more
- Capital One (Mclean, VA)
- …an experienced Senior Associate who will be responsible for executing risk-based compliance transaction testing under the leadership of a team leader, for ... Senior Associate , Compliance Transaction Tester The US...Bachelor's Degree + 3+ years of financial services consumer compliance monitoring , auditing, risk management or … more
- Penn State Health (Lancaster, PA)
- …the supervision of the Director of Ambulatory Care, the Coordinator of Ambulatory POC Testing and Compliance oversees and ensures compliance of all Point ... control monitoring , and trending preferred. + Experience with point-of-care testing preferred. + Knowledge of regulatory and accrediting agency standards related… more
- Navy Federal Credit Union (Vienna, VA)
- …Teams include Standards, Standards Compliance & Authorization, Assurance Monitoring and Analytics, and Controls Testing /Regulatory Compliance . ... the other teams through daily operations and a meaningful project. The Summer Associate - Standards Compliance & Authorizations will develop a working knowledge… more
- TD Bank (New York, NY)
- …This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on developing, ... and coordinate with our Risk Owners to assist and show coverage alongside the Compliance testing and monitoring plan coverage of key risks and business units… more
- Capital One (Mclean, VA)
- Principal Associate Compliance Advisor The Principal Associate Compliance Advisor - Third Party Compliance will be responsible for working with ... Capital One to advise on third-party risk. The Principal Associate Compliance Advisor will support the Third...to create and advise on the management of third-party compliance monitoring controls, perform compliance … more
- Charles River Laboratories (Wilmington, MA)
- …you build a career that you can feel passionate about. **Job Summary** The Compliance Associate will report to the Executive Director, Corporate Compliance ... and auditing the Company's Legal Compliance program; managing compliance -related training and communications; monitoring compliance by third… more
- L3Harris (Salt Lake City, UT)
- …off Job Description: L3Harris is seeking a motivated and detail-oriented Trade Compliance Associate to join our Communication Systems Segment. This entry-level ... in a dynamic and fast-paced environment. As a Trade Compliance Associate , you will play a key...and Export Control Classification Numbers (ECCNs). + Researching and Monitoring : Stay updated on changes to trade laws and… more
- JPMorgan Chase (Jersey City, NJ)
- …screening, trade surveillance, transaction monitoring , and other models within Compliance . You will perform independent testing , develop benchmarking tools, ... the status quo and striving to be best-in-class. As a Model Risk Program Associate within Risk Management and Compliance , you will be responsible for assessing… more
- JPMorgan Chase (Boston, MA)
- …world class team to achieve great results for clients. As an Operations Post Trade Compliance Associate within the Post Trade Compliance team, you will drive ... 5 plus years of related industry experience in Trade Compliance Monitoring , Investment Operations, or Client Service...capabilities, and skills** + At least 5 years of compliance testing experience with the Investment Company… more
- JPMorgan Chase (Columbus, OH)
- …box, challenging the status quo and striving to be best-in-class. Job Summary As a Compliance Risk Management Senior Officer - Associate in Risk Management and ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...+ Apply regulatory and audit best practices to all monitoring and testing activities. + Maintain high… more
- TIAA (Dallas, TX)
- **Financial Crimes Compliance Associate - EDD** This job supports TIAA's Financial Crimes Compliance (FCC) program to ensure that organizational functions ... guidance and direction in AML and Sanctions matters. + Assists with audit/ compliance testing /regulatory exam management routines. + Assists with performing QC/QA… more
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