- JPMorgan Chase (Plano, TX)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- JPMorgan Chase (Tampa, FL)
- …status quo and striving to be best-in-class. As a Monitoring / Testing Senior Associate in the Global Compliance , Conduct, & Operational Risk (CCOR) ... data analytics on large datasets and regular engagement with senior stakeholders across the firm. This is an exciting...the lines of business through Monitoring and Testing activities to validate compliance with internal… more
- SMBC (Jersey City, NJ)
- … Department Americas Division is seeking a Vice President of Banking (Americas Team) Compliance Monitoring and Testing . The Vice President is responsible for ... the local teams in Brazil, Canada and Mexico and senior management in CPAD. The Vice President will have...Serves as the examiner-in-charge responsible for all facets of compliance monitoring and testing engagements.… more
- TD Bank (New York, NY)
- …they should be tracked + Utilize the Firm's in-house system, Merlin, for TDS US Compliance monitoring and testing activities + Provide review and challenge ... oversee Oversight Program over first line and second line Monitoring and Testing Activities + Conduct Quality... testing activities to ensure that first line testing effectively meets standards for coverage of compliance… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. ... as needed. **Depth and Scope:** + Execute the annual Compliance testing and monitoring plan...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- Capital One (Plano, TX)
- Plano 5 (31065), United States of America, Plano, Texas Senior Compliance Testing Associate The Corporate Compliance team is seeking an experienced ... Associate who will be responsible for executing risk-based compliance transaction testing under the leadership of...analytical discipline + 2+ years of financial services consumer compliance monitoring experience + 2+ years of… more
- SMBC (New York, NY)
- …and ensuring they are appropriately managed and mitigated. + Monitoring and Testing : Oversee the Compliance Monitoring and Testing Program, ... Corporate Compliance . This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing , and Regulatory Change… more
- WuXi AppTec (Philadelphia, PA)
- …supervisory skills, a strong practical knowledge of biopharmaceutical manufacturing environmental monitoring and testing , and excellent understanding of current ... an effective and timely manner. Remains current regarding best practices in environmental monitoring and testing and develops or modifies procedures to stay… more
- Truist (Greensboro, NC)
- …America) **Please review the following job description:** Perform risk management and compliance monitoring and testing for assigned business unit/corporate ... compliance monitoring . Prepare detailed reporting on monitoring and testing results with attention to...compliance monitoring processes. Provide support for compliance and control specific projects, internal control testing… more
- CoStar Realty Information, Inc. (Washington, DC)
- Senior Network Monitoring & Automation Engineer Job Description **Overview** CoStar Group (NASDAQ: CSGP) is a leading global provider of commercial and ... Observation and Automation Engineer to join our team and bring our network monitoring and configuration management to the next level. You will play a critical… more
- Truist (Charlotte, NC)
- …changes applicable to assigned business unit(s). 6. Recommend process improvements based on compliance monitoring and/or testing results. 7. Maintain good ... **Remote considered for the right candidate** Perform risk management and compliance monitoring for assigned business unit/corporate function. Monitoring… more
- TD Bank (Mount Laurel, NJ)
- …Program, including: + Compliance -wide frameworks, guidelines and standards for testing , monitoring , risk assessment, reporting and other activities + ... Compliance Operations and Governance coordinates with the Bank's Compliance Units, Compliance Testing , and...coverage, and creates standards and procedures for the US Compliance Monitoring Program. In this position, the… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist within the Independent Testing & Validation (IT&V) group as part of ... Testing methodology, standards, and executing group specific testing . The IT&V team is seeking a Senior...key finance applications and tools + Experience in Audit, Compliance , Risk and Testing + Critical Thinking… more
- Mizuho Corporate Bank (New York, NY)
- …and developing and implementing compliance controls and programs such as: + Compliance testing , surveillance and monitoring + Drafting and implementing ... compliance risks Summary ACD seeks a Vice President, Compliance Monitoring within the Compliance ...other Compliance Governance pillars, including Regulatory Change, Compliance Risk Assessment, Compliance Testing ,… more
- Discover (Riverwoods, IL)
- …to success will be providing an effective second line of defense including monitoring , testing , and operational risk assessments of the business to ensure ... business line control leaders, and other second and third line leaders including compliance risk and internal audit. This role will work with other corporate and… more
- Comerica (Frisco, TX)
- BRCO Control Testing Senior Analyst The Business Risk and Control Officers (BRCOs) play a pivotal role in guiding the business to identify and understand risk ... lifecycle. The Business Risk and Control Office (BRCO) Control Testing Senior Analyst is responsible for the...effectiveness of the overall control environment, including for SOX compliance . Conducts testing of control design and… more
- Wells Fargo (Chandler, AZ)
- **About this role:** Wells Fargo is seeking a Senior Technology Business Systems Consultant, also known as a Testing Coordinator, in Consumer Lending, supporting ... Learn more about the career areas and lines of business at wellsfargojobs.com. The Testing Coordinator acts as a liaison between our Product Leaders, End users, and… more
- GE Vernova (Atlanta, GA)
- … Compliance Operations Leader for GE Vernova Power businesses. In your role as Senior Compliance Monitoring Officer, you will apply a risk-based approach, ... degree from an accredited college or university + 5+ years in a compliance , monitoring / testing , audit or similar role + Data analytics skills **What will… more
- Vanguard (Chesterbrook, PA)
- Vanguard's Internal Audit & SOX department has an opportunity for an IT Testing Senior Consultant within the SOX (Sarbanes Oxley) Governance Office (SOX GO). SOX ... and enhancing IT controls experience. You will support the control environment by monitoring and testing key IT controls to ensure they are designed… more
- Capital One (Richmond, VA)
- …United States of America, Richmond, Virginia Compliance Testing Sr. Manager The Compliance Testing Senior Manager is a key second line of defense ... a proven track record of driving strategic results. The Compliance Testing Senior Manager will...+ At least 3 years in Compliance Testing , Risk Management, Compliance Monitoring ,… more