- JPMorgan Chase (Tampa, FL)
- …box, challenging the status quo and striving to be best-in-class. As a Compliance - Monitoring and Testing Senior Officer - Senior Associate in our ... executed by the lines of business and corporate functions through Monitoring activities and Testing activities to validate compliance with internal policies… more
- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Share: ... proper operations of the department and the business._ Senior Monitoring and Testing Compliance Assurance Officer reportingto the US General Counsel and… more
- Citigroup (Tampa, FL)
- …implemented by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based monitoring of Citi's compliance risks ... Serves as a senior compliance risk analyst for Independent...address reported issues. **Responsibilities:** + Develops, implements, and executes compliance monitoring procedures in accordance with the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to support the firm's compliance monitoring program. Delivers comprehensive Compliance monitoring and testing program reports to Compliance ... in accordance with the program requirements. * Informs Senior Compliance Management about issues that may...and maintenance of the inventory of assurance reports, including compliance testing and monitoring program… more
- SMBC (New York, NY)
- …and ensuring they are appropriately managed and mitigated. + Monitoring and Testing : Oversee the Compliance Monitoring and Testing Program, ... Corporate Compliance . This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing , and Regulatory Change… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Digital Experience Monitoring Senior Engineering Manager who will be part of the observability engineering and ... covering synthetics, end user experience, cloud hosted application and internet sentiment monitoring . As a technical thought leader with a wide experience and… more
- Truist (Charlotte, NC)
- …America) **Please review the following job description:** Perform risk management and compliance monitoring and testing for assigned business unit/corporate ... indicators relative to other risk management tools and regulatory compliance monitoring . Prepare detailed reporting on ...compliance monitoring . Prepare detailed reporting on monitoring and testing results with attention to… more
- Sierra Nevada Corporation (Miamisburg, OH)
- …new products and processes through the product lifecycle. We are seeking a ** Senior Systems Engineer** specializing in **Aircraft Health Monitoring ** to support ... you will take ownership of the **design, development, and integration** of health monitoring systems across the aircraft. You will lead efforts to **model, simulate,… more
- CBRE (Richardson, TX)
- Senior Manager, Risk Monitoring Job ID 186649 Posted 08-Oct-2024 Service line Corporate Segment Role type Full-time Areas of Interest Accounting/Finance, Legal ... This new role offers a unique opportunity to work cross-functionally with senior leaders across our diverse portfolio of services, which could create additional… more
- Wells Fargo (Tempe, AZ)
- **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist in Independent Testing & Validation (IT&V) Enterprise Functions within ... + Articulate, poised and comfortable in direct interaction with senior lines of business partners, Compliance , Independent...human resource applications and tools + Experience in Audit, Compliance , Risk and Testing + Critical Thinking… more
- Citigroup (Wilmington, DE)
- The Senior Leader - Consumer Credit Risk & Testing Strategy manages multiple teams through other managers. The Senior Leader - Consumer Credit Risk & ... the Managing Director of Risk Strategy Execution or equivalent senior leadership, ensuring that all testing activities...associated with model or rule deployment. + Drive continuous monitoring and validation efforts to ensure the integrity of… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist in Independent Testing & Validation (IT&V) as part of Corporate Risk. ... programs, risks, and controls according to standards and other applicable policies. The Senior Independent Testing Specialist will lead and support moderate to… more
- Comerica (Frisco, TX)
- BRCO Control Testing Senior Analyst The Business Risk and Control Officers (BRCOs) play a pivotal role in guiding the business to identify and understand risk ... lifecycle. The Business Risk and Control Office (BRCO) Control Testing Senior Analyst is responsible for the...effectiveness of the overall control environment, including for SOX compliance . Conducts testing of control design and… more
- USAA (Plano, TX)
- …other. Come be a part of what makes us so special! **The Opportunity** As a ** Senior Business Risk and Controls IT** **Front Line Control Testing Advisor** , you ... lines of business under USAA's Chief Financial Office. You will collaborate with Compliance and Risk Management, as well as Business Operations, IT, Audit Services,… more
- Wells Fargo (Irving, TX)
- **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist within Independent Testing & Validation (IT&V) Quality Control (QC) as ... policies, procedures and standards + Experience creating, executing, and documenting compliance and/or operational risk testing **Job Expectations:** + This… more
- City of New York (New York, NY)
- …for requesting and testing expenditures, supporting documents and track monitoring and compliance issues from identification to resolution. - Design ... Job Title: One (1) Assistant Analyst / Analyst / Senior Analyst Control Code: BAW-25-05 Summary: The Mayor's Office...implement compliance strategies. - Assist in planning compliance monitoring reviews and set up management… more
- Wells Fargo (Charlotte, NC)
- …Learn more about the career areas and lines of business at wellsfargojobs.com. The Compliance Monitoring & Adherence (CMA) team is accountable for the execution ... and lines of business at wellsfargojobs.com. The Controls Operator will align to the Compliance Monitoring & Adherence (CMA) team that is accountable for the… more
- Vanguard (Chesterbrook, PA)
- Vanguard's Internal Audit & SOX department has an opportunity for an IT Testing Senior Consultant within the SOX (Sarbanes Oxley) Governance Office (SOX GO). SOX ... and enhancing IT controls experience. You will support the control environment by monitoring and testing key IT controls to ensure they are designed… more
- Rock Family of Companies (Detroit, MI)
- …Coordinate with internal counsel and senior leadership to develop and implement compliance testing or auditing procedures + Implement audit / monitoring ... for testing Human Capital Management systems **Job Summary** As an Compliance Monitoring Specialist (Human Resources), you'll be monitoring adherence… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Treasury Analyst to support the production of stress testing analytics and reporting on the Wells Fargo ... the economic environment or the Company's operations. Treasury also provides regulators, senior leaders, and the Board of Directors with key information to support… more
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