- SMBC (Jersey City, NJ)
- … Compliance Department Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP is responsible for execution of ... serve as a team member for M&T annual planning, monitoring and testing reviews. This role will...experience + 7+ years of financial services experience + Compliance Testing , NFA or Internal Audit background… more
- ManpowerGroup (Jersey City, NJ)
- …within the OTC derivatives and securities-based swaps businesses a plus + Assist with the monitoring , and testing of compliance programs If this is a role ... Our client is seeking a Compliance , Swap Dealer to join their...conduct, margin among other areas + Assist in developing monitoring and testing to review and challenge… more
- NatWest Markets (Stamford, CT)
- …carried out in the United States. **Job description** ** Swap Dealer Testing Associate** **2LOD** This roleis responsible forassessing compliance risks and ... Swap Dealer Testing Associate Stamford,United States...policy. **Key Responsibilities:** + Contribute to the NWM, US Compliance Assurance Monitoring and Testing … more
- Citigroup (Jersey City, NJ)
- …and in implementation of cost effective and technology enabled innovative solutions in compliance monitoring , testing , and reporting + Effective negotiation ... Compliance Independent Assessment (CIA) Team responsible for assessing compliance with Volcker rule, Swap dealer requirements...across all lines of defense and overseeing CIA activities ( testing and monitoring ) to assess the design… more
- Citigroup (Jersey City, NJ)
- …enhancement of the Compliance Testing Methodologies and Standards for testing , monitoring , and reporting. + Utilizing innovative compliance ... reported issues. **Key Activities include:** + Developing, implementing, and executing compliance testing , continuous assurance, and reporting programs within an… more
- CIBC (New York, NY)
- …more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) Reporting to the Swap Dealer Chief Compliance Officer, the Director, RCM ... Portfolio Management is responsible for providing support to Swap Dealer Compliance ("SDC") to ensure the Bank's regulatory compliance risk is managed within… more
- Mizuho Corporate Bank (New York, NY)
- …and developing and implementing compliance controls and programs such as: + Compliance testing , surveillance and monitoring + Drafting and implementing ... team + Collection and analysis of pertinent data across Compliance functions to support Compliance Monitoring...Acceptances, Risk and Controls Self Assessment, and Internal Control Testing + Support and execute ad hoc requests for… more
- SMBC (Jersey City, NJ)
- …program. The results of the CRA are utilized to drive monitoring and testing activities and to prioritize Compliance and other resources as new emergent ... SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the ...respect to documenting key controls as well as driving monitoring and testing plans. **Qualifications and Skills**… more
- Mizuho Corporate Bank (New York, NY)
- …and improve Mizuho Bank's US operations including derivative activities, broker dealer and swap dealer businesses. Based in the New York Metro area, IADA staff ... a candidate to fill an Assistant Vice President role for the Compliance area. The candidate should demonstrate professionalism and relationship management skills… more
- BlackBox (Phoenix, AZ)
- …+ The installation, troubleshooting and de-installing network equipment + Install/ swap out devices (eg, phone, computers, cables, boards, edge routers, ... switches and etc.) + Install, troubleshoot, and de-install Network monitoring tools + Complete all hard and complex Move,...+ Perform onsite call-through, data, voice, website and security testing + Perform back-up testing to ensure… more
- Washington Suburban Sanitary Commission (WSSC) (Potomac, MD)
- …+ Performs other related duties as required Level I: + Performs laboratory sampling, testing and analysis to ensure compliance with state and federal water ... processes and receiving waters + Assists with operating and monitoring equipment and processes, with potential exposure + to...inventory system + Assists with overhauling specialty valves or swap out valves in the plant + Climbs into… more