- Morgan Stanley (New York, NY)
- …and Firm Technology units where necessary. Your Key Responsibilities: As the KYC Advisory Officer , you will coordinate and support critical aspects of Morgan ... benefit programs. **Job:** **Other* **Title:** *Global Financial Crimes: Global KYC Advisory Officer * **Location:** *New York-New York* **Requisition ID:**… more
- Mizuho Corporate Bank (New York, NY)
- About The teamWithin the Compliance Department, the Financial Crime Compliance Advisory Group (FCC Advisory ) is dedicated to being a trusted and ... initiatives, and leads training and awareness programs to promote compliance culture. Additionally, the team is committed to continuous...the review in the KYC system, escalating to the AML Officer any confirmed or suspected material… more
- MUFG (New York, NY)
- …Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and other stakeholders + Partner with Relationship ... identifying risk flags, supported by rigorous trainings and guidance from Process Governance, AML Advisory & other stakeholders; + Collaborate & handle requests… more
- Citigroup (Tampa, FL)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... Sanctions and AML regulations, risks and typologies + Knowledge of Compliance laws, rules, regulations, risks and typologies + Must be a self-starter, flexible,… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. + Champion a high-performance… more
- Morgan Stanley (Miami, FL)
- …financial advice and services to its clients including brokerage, investment advisory , financial and wealth planning, credit and lending, deposits and cash ... negative news processes for Morgan Stanley. *Responsibilities:* The Financial Crimes Risk Officer VP is responsible for supporting and executing the firm's first… more
- Morgan Stanley (Miami, FL)
- …an execution of applicable MS' policies, standards, and procedures. The Financial Crimes risk officer AVP will: > Ensure first line compliance with all relevant ... financial advice and services to its clients including brokerage, investment advisory , financial and wealth planning, credit and lending, deposits and cash… more
- MUFG (New York, NY)
- …Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and other stakeholders + Partner with Relationship ... identifying risk flags, supported by rigorous trainings and guidance from Process Governance, AML Advisory & other stakeholders; + Collaborate & handle requests… more
- SMBC (Jersey City, NJ)
- …expert or as a member of a CRA team. + Experience working in a Compliance Advisory role covering banking products/services (lending, deposits) is a strong plus ... SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the ...respective legal entities. Note: the CRA excludes financial crimes ( AML , Sanctions, Fraud, and Bribery) risks as those risks… more
- Ankura (NY)
- …generation. + Conduct independent regulatory program reviews and Testing; + Drafting BSA/ AML compliance programs and developing training for FinTech's and ... risk assessments, policies, procedures, internal controls, and systems processes; + Prepare compliance reports for Compliance Officer , Senior Management,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …investigations and initiatives to achieve strategic objectives as defined by the Chief AML Officer . * Support FCM Emerging Risk program data mining, exploration, ... Azure, AWS, Redshift, Confluence, Azure DevOps * Financial markets, products, financial advisory function, and investment process. * Advanced AML /FCM client… more
- Citigroup (New York, NY)
- …AML ) Compliance to ensure a strong linkage between core ICRM and AML Compliance . The role represents credit cards products and unsecured lending with ... senior level. This role will manage a team of Compliance Officers who provide compliance advisory...compliance strategy and risk appetite. + Representing Chief Compliance Officer in significant strategic initiatives as… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …investigations and initiatives to achieve strategic objectives as defined by the Chief AML Officer . * Plans, assigns, monitors, reviews, evaluates, and leads the ... Azure, AWS, Redshift, Confluence, Azure DevOps * Financial markets, products, financial advisory function, and investment process. * Advanced AML /FCM client… more
- TD Bank (Falmouth, ME)
- …& Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML , Privacy, IDA, CBA, SOX, Basel ... of the ORM Framework + Partners with US Enterprise Protect Business Information Security Officer team as the primary risk and control partner + Will be engaged in… more
- Citigroup (Sunnyvale, CA)
- …to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC/ AML and other compliance norms . Partner with all roles on branch team ... appropriate (including, but not limited to Small Business Partners, Home Lending Officer , etc.) . Acquire new clients through converting referral leads . Manage… more
- Citigroup (Paramus, NJ)
- …to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/ AML and other compliance norms + Partner with all roles on branch team ... appropriate (including, but not limited to Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral leads + Manage… more
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