- Citigroup (Tampa, FL)
- The AML Compliance Risk Management (ACRM) Global Funds Transfer Vice President is a senior level role responsible for assisting with the development of the ... firm-wide AML Global Fund Transfer Transparency Standard as well as the strategic AML Compliance Risk Management (ACRM) direction as well as maintain the … more
- JPMorgan Chase (Columbus, OH)
- … Escalations, you are at the center of maintaining a strong Anti-Money Laundering ( AML ) Program at JPMorgan Chase. The Client Escalations team is primarily ... Your Customer Officer III within the Consumer & Community Banking Client Escalations team, you will operate in a dynamic environment and collaborate with… more
- Truist (Coral Gables, FL)
- …Act as subject matter experts for Unusual Financial Observation filings. Liaise with AML Officer as necessary. 7. Conduct regular reporting on fraud escalations. ... Relationship Managers, branch associates and others as needed to gather additional client information. 2. Analyze and track escalations of elder concerns. Connect… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk/ AML /Sanctions compliance issues, while managing the progress of KYCs ... the globe, we're 120,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for our values, building… more
- Citigroup (Wilmington, DE)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for coordinating with ... operating within its risk appetite related to Consumer and Client Protection Risk (CCPR). These activities include, but are...duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** AML Intelligence… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. + Champion a high-performance… more
- SMBC (Jersey City, NJ)
- …to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The ... SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the ...respective legal entities. Note: the CRA excludes financial crimes ( AML , Sanctions, Fraud, and Bribery) risks as those risks… more
- Dickinson Financial Corporation (Rogers, AR)
- …the vibrant small businesses in our communities. A successful Business Banking Officer effectively generates, evaluates, and services small business clients with a ... with retail Banking Center Managers to fully develop small business client relationships. + Evaluates commercial loans following centralized underwriting criteria… more
- City National Bank (New York, NY)
- …timely and accurately to inquiries from the Bank's Financial Intelligence Unit (KYC/ AML ) and/or other Support Unit's regarding client transactions and account ... **PRIVATE BANKING OFFICER III** **WHAT IS THE OPPORTUNITY?** Provides day-to-day...OPPORTUNITY?** Provides day-to-day servicing for Private Banking clients, relieving Client Managers and/or Private Bankers from performing account specific… more
- Ankura (NY)
- …generation. + Conduct independent regulatory program reviews and Testing; + Drafting BSA/ AML compliance programs and developing training for FinTech's and ... risk assessments, policies, procedures, internal controls, and systems processes; + Prepare compliance reports for Compliance Officer , Senior Management,… more
- JPMorgan Chase (Charlotte, NC)
- … risk with minimal oversight. + Assess and determine risk exposure for various client types, particularly those prone to higher AML risk. + Collaborate with ... AML risk management. + In-depth knowledge of AML regulations, compliance requirements, and industry best...Strong analytical skills with the ability to assess complex client types and risk exposures. + Excellent problem-solving skills… more
- ManpowerGroup (Tampa, FL)
- …as FTE** **Job description:** The Global KYC Policy team seeking dynamic and experienced AML compliance officer to drive Know Your Customer Policy- Strategic ... ensuring alignment with Client long-term goals and compliance with evolving international AML regulations. Ideal...Business, KYC Operations, Technology) and second line (eg Global AML Compliance , Legal) contributing to firm-wide … more
- JPMorgan Chase (Tampa, FL)
- …Due Diligence (CDD) and/or Regulatory documentation + Discuss and escalate with Compliance complex issues surrounding client types and structures, financial ... will be focused liaising with the Transition Management, the Front Office or the Client to request, gather, review and verify documents to meet KYC requirements as… more
- Citigroup (Miami, FL)
- … policies and procedures. + Review and ensure that transactions comply with AML /KYC (Anti Money Laundering and Know Your Client ) policies and procedures ... A Service Officer provides service support to the Citi Private...compliance /audit results + Set up, capture and maintain client information on internal systems. + Keep bank records… more
- ManpowerGroup (New York, NY)
- …the Job?** + Organize, execute, process, and report assigned roles to facilitate client compliance with regulatory requirements, including those related to Bank ... client , a leading financial institution, is seeking a Compliance Analyst to join their team. As a ...System (TMS) + Provide general support to the US Compliance Officer and the Deputy Compliance… more
- City National Bank (NC)
- …**WHAT IS THE OPPORTUNITY?** Under the direction of the Financial Crimes Compliance Testing Manager, this colleague is responsible for carrying out regulatory/ ... compliance issuance monitoring, risk assessments, and internal controls testing...analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of… more
- The Hartford (Wayne, PA)
- …compliance policies and procedures. The Compliance Analyst will report to the Compliance Director / Chief Compliance Officer of the Transfer Agent ... Analyst will also support certain reviews and monitoring of AML and transfer agency oversight programs. The Analyst will...programs and will also provide support to the Chief Compliance Officer in connection with the Funds'… more
- Citigroup (New York, NY)
- …AML ) Compliance to ensure a strong linkage between core ICRM and AML Compliance . The role represents credit cards products and unsecured lending with ... with compliance strategy and risk appetite. + Representing Chief Compliance Officer in significant strategic initiatives as requested. + Collaborate… more
- System One (Vienna, VA)
- …Contract Overview: The client is seeking a dedicated and detail-oriented BSA/ AML Currency Transaction Specialist to join our compliance team. This role ... regulatory deadlines and maintain service level agreements. Qualifications: * Experience in BSA/ AML compliance , banking, bank branch operations, or a directly… more
- JPMorgan Chase (Charlotte, NC)
- … rules and regulations related to KYC. + Minimum of 5 years of AML /KYC Compliance , Audit, or Operations management experience. + BS/BA Degree **Preferred ... the sampling and testing of customer KYC profiles and targeted records with unique AML risk factors. You will perform self-assessments of KYC QA testing results to… more