- JPMorgan Chase (Tampa, FL)
- …and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the Compliance , Conduct and Operational Risk (CCOR) ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help… more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of ...of focus; Advanced degree a plus + The ICRM Compliance Independent Assessment Operations & Oversight Officer … more
- Amazon (New York, NY)
- …2LoD Risk Function. The successful candidate will already be operating at Chief Risk Officer level at a financial services regulated company. They will have ... goals. Manage staff planning and budgeting. Basic Qualifications - Already operating at Chief Risk Officer level / previously approved for risk management… more
- Peace Corps (Washington, DC)
- …Accountability Officer and works under the direction and supervision of the Chief Compliance and Risk Officer . To fulfill the responsibilities and tasks ... the assigned responsibilities. Responsibilities In exercising assigned responsibilities, the Compliance Accountability Officer ( Risk and...USC 3322 and 22 USC 2507b, Peace Corps will conduct a check of Peace Corps records for both… more
- Scotiabank (New York, NY)
- Senior Manager, Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... industries! We work together to drive ambition for every future! **Purpose** The Conduct Compliance Officer coordinates tracking, measurement, and management… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through… more
- Citigroup (Getzville, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Citigroup (Tampa, FL)
- The Global Funds Transfer AML Compliance Risk Management, Compliance Officer , AVP is an intermediate level role responsible for recommending/establishing ... alternatives and balancing potentially conflicting situations + Create and develop AML Compliance Risk Management (ACRM) standards and policies + Advise and… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... law, rule, or regulation and design and deliver a risk management framework that maintains risk levels...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Highmark Health (Pittsburgh, PA)
- …capacity, the incumbent is responsible for the collaborative and iterative development of the risk and compliance plan for these entities across all areas in the ... not limited to internal and external audit progress, recurring risk and compliance reporting, mandated training, investigations,...expectations as set forth in the code of business conduct and company policies._ _As a component of job… more
- SMBC (Jersey City, NJ)
- …**Role Objectives** + Provide subject matter expertise and work with CRA team to conduct compliance risk assessments of various US entities, particularly ... as well as managing other SMEs outside of the CRA team in their conduct of compliance risk assessments for the legal entities they cover (primarily non-U.S.… more
- HUB International (Columbus, OH)
- …will also aid in the coordination of regulatory and compliance initiatives, conduct periodic and annual risk assessments and draft regulatory compliance ... highly visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely RPW...RPW's compliance program, including: + Using a risk -based approach, conduct ongoing compliance … more
- Citigroup (Tampa, FL)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... family. **Responsibilities:** + Responsible for managing and supporting multiple risk and control programs for the organization including defining the… more
- JPMorgan Chase (Plano, TX)
- …data architectures, and applying data science techniques to extract insights. The Compliance Conduct and Operational Risk Technology& Cybersecurity (CCOR ... As a Technology Operational Risk Associate, you will work within the Compliance , Conduct , and Operational Risk (CCOR) team to collaborate with 1st, 2nd,… more
- Citigroup (New York, NY)
- …accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+ ... **Citi Commercial Bank - Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP**… more
- MetLife (New York, NY)
- …drive appropriate business practices and adherence to the firm's standards for employee conduct risk management. The Lead Compliance Consultant is ... Bachelor's degree or relevant experience * 10+ years or relevant experience in compliance , conduct risk management and/or ethics, preferably with a medium to… more
- JPMorgan Chase (Brooklyn, NY)
- …As a Global Financial Crime Compliance Governance Senior Associate within the Compliance , Conduct and Operational Risk (CCOR) team, you will oversee ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** The Enterprise Strategic Risk Officer is responsible for serving as a thought leader and ... Supports aligned ERM Program Managers and the Chief Strategic Risk Officer in the planning and execution...Risk Type Owners (for Credit, Market, Liquidity, Operational, Compliance , Technology, Strategic Risk ) to ensure assigned… more
- Citigroup (Tampa, FL)
- …the bank. In line with the Operational Risk Management (ORM) and Independent Compliance Risk Management (ICRM) frameworks, we aim to ensure that the internal ... and aligned with our risk appetite. The Risk Analytics & Reporting Senior Officer is...support process enhancements in line with our operational and compliance risk management frameworks. A successful candidate… more
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