- Solvay Bank (Syracuse, NY)
- …Consider an exciting opportunity as part of our Enterprise Risk Management team. Compliance Officer Under the general direction of the VP, Enterprise Risk ... https://dol.ny.gov/system/files/documents/2023/06/p690-your-rights-as-an-employee-to-express-breast-milk-at-work-.pdf https://dol.ny.gov/system/files/documents/2022/02/ls740\_1.pdf Position Title: Reports To: Compliance Officer VP, Enterprise… more
- Dickinson Financial Corporation (Rogers, AR)
- …with the vibrant small businesses in our communities. A successful Business Banking Officer effectively generates, evaluates, and services small business clients ... **Summary** : Business Banking Officers play a critical role in our...and applicable state and federal laws. This includes completing compliance training and adhering to internal procedures and controls;… more
- Robert Half Finance & Accounting (Newburyport, MA)
- …client is a Community Bank and they are looking to bring onboard a Chief of Retail Banking Officer to the team. This position is located in the North Shore of ... with business partners and team management is critical, along with adherence to corporate policies and banking regulations. Requirements You should have a… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Lead Credit Risk Officer in Corporate Risk as part of the Consumer Small & Business Banking (CSBB) Chief Risk ... Office. The position will support Small and Business Banking (SBB) Credit Risk. The individual will leverage their experience and knowledge of risk management,… more
- Scotiabank (New York, NY)
- Senior Manager, Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking , institutional equity sales, trading and research, fixed… more
- JPMorgan Chase (New York, NY)
- …(GCB) Product and Coverage teams to support the execution of Investment and Corporate Banking transactions across Equity Capital Markets, Debt Capital Markets, ... product bankers, Wholesale KYC Operations (WKO) Client Office and Compliance teams in region to meet local or product...+ Previous experience and sound knowledge of investment and corporate banking products (Acquisition and Leveraged Finance,… more
- MUFG (Dallas, TX)
- … business with existing customers, 3) Driving bank-wide project especially on corporate banking business for Japanese large companies, and 4) Initiating ... Primary Office in Japan. + Support Senior RMs by acting as liaison between Japanese Corporate Banking in Dallas, Product Office in NY and Primary Office in Japan… more
- Citigroup (New York, NY)
- …a top economics, business, or financial engineering program **Job Family Group:** Institutional Banking **Job Family:** Corporate Banking **Time Type:** Full ... and other types of financial transactions in coordination with the Institutional Banking team. The Senior Banker also serves as an intermediary in trading… more
- MUFG (New York, NY)
- …who will be responsible for: Maintaining and servicing existing portfolio as Marketing Officer ("MO"). Supporting corporate banking business operations and ... various internal parties and face customers to conduct daily corporate banking operations, including the boarding of...team. + Assist with duties or inquiries related to compliance matters. Ensure adherence to all bank policies and… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... the Group offers a range of commercial and investment banking services to its corporate , institutional, and...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- SMBC (Jersey City, NJ)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance...several key compliance risk types, including consumer compliance , investment banking related compliance ,… more
- JPMorgan Chase (Tampa, FL)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance - Monitoring and Testing Senior Officer - Senior Associate in our ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...of controls executed by the lines of business and corporate functions through Monitoring activities and Testing activities to… more
- SMBC (Jersey City, NJ)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... member of a CRA team. + Experience working in a Compliance Advisory role covering banking products/services (lending, deposits) is a strong plus (but not… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer for the **Auto Lending** Business Aligned Compliance (BACO) Team as part of **Consumer ... in its business and have established controls to promote compliance . This Lead Compliance Officer ... with federal, state, agency, legal and regulatory and Corporate Policy requirements + Provide Compliance oversight… more
- Siebert Williams Shank (New York, NY)
- …and experienced compliance professional to the team led by the Chief Compliance Officer . The selected candidates will be responsible for supporting the ... firm's overall compliance program including developing policies and procedures, communicating all...municipal & equity securities sales & trading, public & corporate finance groups, and training, testing and assessments. In… more
- BMO Financial Group (Chicago, IL)
- …+ Monitors the credit portfolio through transaction review & approval to ensure compliance with the Bank's lending policies and procedures. + Provides credit risk ... skills according to the established qualification standards. + Expert knowledge of banking products & services. + Expert knowledge of industry trends and… more
- US Bank (Charlotte, NC)
- …engages in a range of securities-related activities primarily within the Wealth, Corporate , Commercial & Institutional Banking Division's business platform and ... debt origination, debt underwriting and sales and trading. The Compliance Control Room Officer is responsible for...and transactions engaged in by Capital Markets and investment banking related businesses and in compliance with… more
- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance, reporting, and guidance for ... and a bank dealer and offer general support to the compliance department including testing and surveillance. **Primary Responsibilities** + Implement policies… more
- SMBC (Jersey City, NJ)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- Citigroup (Irving, TX)
- …institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking , securities ... Reporting to the 2nd Line Independent Senior Operational Risk Officer who has responsibility for oversight of US Personal... who has responsibility for oversight of US Personal Banking and Mortgage coverage, this position works closely with… more
Related Job Searches:
Banking,
Banking Compliance,
Banking Officer,
Compliance,
Compliance Officer,
Corporate,
Corporate Banking,
Corporate Compliance,
Corporate Compliance Officer,
Officer