- MUFG (Tempe, AZ)
- …more details. The Compliance Officer will be a member of the Global Corporate & Investment Banking Compliance team with the objective of providing ... support, guidance, and oversight to MUFG Bank's Global Corporate & Investment Banking ("GCIB") business unit....Banking ("GCIB") business unit. **Roles and Responsibilities:** The Compliance Officer will assist in the management… more
- City National Bank (Walnut Creek, CA)
- *CREDIT OFFICER LEAD CORPORATE BANKING - Food and Beverage * WHAT IS THE OPPORTUNITY? Participates in the loan management process by providing credit and ... due diligence, dynamic 3-statement financial modeling, credit memorandum preparation, compliance , definitive loan documentation, loan closing, etc. * Run Lead… more
- Solvay Bank (Syracuse, NY)
- …Consider an exciting opportunity as part of our Enterprise Risk Management team. Compliance Officer Under the general direction of the VP, Enterprise Risk ... https://dol.ny.gov/system/files/documents/2023/06/p690-your-rights-as-an-employee-to-express-breast-milk-at-work-.pdf https://dol.ny.gov/system/files/documents/2022/02/ls740\_1.pdf Position Title: Reports To: Compliance Officer VP, Enterprise… more
- Dickinson Financial Corporation (Rogers, AR)
- …with the vibrant small businesses in our communities. A successful Business Banking Officer effectively generates, evaluates, and services small business clients ... **Summary** : Business Banking Officers play a critical role in our...and applicable state and federal laws. This includes completing compliance training and adhering to internal procedures and controls;… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... the Group offers a range of commercial and investment banking services to its corporate , institutional, and...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …logical and critical thought processes when developing and recommending solutions. #LI-GM1 Compliance Officer I LOCATION -- Cincinnati, Ohio 45227 Fifth Third ... Make banking a Fifth Third better(R) We connect great...and the execution of procedures to evaluate the Bancorp's compliance with laws, regulations and industry standards. Develops and… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... the Group offers a range of commercial and investment banking services to its corporate , institutional, and...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- Banco Popular Puerto Rico (New York, NY)
- …Jan 4, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II. - CRA US CRA We are looking for a senior CRA ... Compliance Officer /CRA Program Manager to join our Compliance ...leadership experience. + Minimum 12-15 years performing relevant regulatory compliance functions in the banking industry, including… more
- Siebert Williams Shank (New York, NY)
- …and experienced compliance professional to the team led by the Chief Compliance Officer . The selected candidates will be responsible for supporting the ... firm's overall compliance program including developing policies and procedures, communicating all...municipal & equity securities sales & trading, public & corporate finance groups, and training, testing and assessments. In… more
- SMBC (Jersey City, NJ)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... member of a CRA team. + Experience working in a Compliance Advisory role covering banking products/services (lending, deposits) is a strong plus (but not… more
- Cambridge Savings Bank (Waltham, MA)
- POSITION: Corporate Banking Portfolio Manager Summary: At Cambridge Savings Bank, our purpose is to have a positive impact on our customers, employees, and ... having a strong commitment to diversity and inclusion. The Corporate Banking Portfolio Manager, under the supervision...third-party reports. + Review all legal documents with account officer to ensure compliance with the loan… more
- JPMorgan Chase (New York, NY)
- …(Acquisition and Leveraged Finance, Debt Capital CM, M&A,ECM) as well as Global Corporate Banking products & processes + Excellent verbal, written and ... Join our Global Banking team as a Deal Services Associate, where...product bankers, Wholesale KYC Operations (WKO) Client Office and Compliance teams in region to meet local or product… more
- JPMorgan Chase (New York, NY)
- …(GCB) Product and Coverage teams to support the execution of Investment and Corporate Banking transactions across Equity Capital Markets, Debt Capital Markets, ... product bankers, Wholesale KYC Operations (WKO) Client Office and Compliance teams in region to meet local or product...+ Previous experience and sound knowledge of investment and corporate banking products (Acquisition and Leveraged Finance,… more
- Duquesne Light Company (Pittsburgh, PA)
- …the Office of General Counsel and reports to the Vice President, General Counsel and Corporate Secretary. The Chief Compliance Officer also will have a ... Summary** **:** Duquesne Light Company (Company) seeks a Chief Compliance Officer to lead the important ...requirements for cyber and physical security, as well as corporate compliance with the company's policies and… more
- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance, reporting, and guidance for ... and a bank dealer and offer general support to the compliance department including testing and surveillance. **Primary Responsibilities** + Implement policies… more
- Citigroup (New York, NY)
- …a top economics, business, or financial engineering program **Job Family Group:** Institutional Banking **Job Family:** Corporate Banking **Time Type:** Full ... and other types of financial transactions in coordination with the Investment Banking team. The Senior Banker also serves as an intermediary with Markets… more
- MUFG (New York, NY)
- …who will be responsible for: Maintaining and servicing existing portfolio as Marketing Officer ("MO"). Supporting corporate banking business operations and ... various internal parties and face customers to conduct daily corporate banking operations, including the boarding of...team. + Assist with duties or inquiries related to compliance matters. Ensure adherence to all bank policies and… more
- Citigroup (Irving, TX)
- …institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking , securities ... Reporting to the 2nd Line Independent Senior Operational Risk Officer who has responsibility for oversight of US Personal... who has responsibility for oversight of US Personal Banking and Mortgage coverage, this position works closely with… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- HCA Healthcare (Dallas, TX)
- … of medical staff activity related to Medical Staff Bylaws, ethical compliance , corporate rules and regulations, and all external regulatory agencies ... and the United Kingdom. We are looking for an Assistant Chief Medical Officer for our Medical City Dallas team where excellence creates excellence. **Benefits**… more
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