- University of Delaware (Newark, DE)
- …business services throughout the College. The Associate Business Officer ensures compliance with University policies and procedures . The Associate ... Associate Business Officer Job no: 502586 College / VP Area:Graduate...for full-time and part-time staff and faculty, enforcing UD policies and procedures for the college; may… more
- State of Colorado (Denver, CO)
- …state and federal laws and regulations, as well as BHA policies and procedures , that govern privacy and other compliance areas. This position administers a ... Privacy and Compliance Officer (Repost) Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5170906) Apply... compliance with the latest information on BHA policies and procedures and state and federal… more
- Texas Health Resources (Arlington, TX)
- …POLICIES , PROCEDURES , AND STANDARDS: Oversee the application of THR System Compliance policies . Oversee the application of THR Privacy Program policies ... investigations as appropriate. Coordinate investigations with legal counsel and THR System Compliance Officer for major violations of law or policy. Oversee… more
- Whitney Young Health Center (Albany, NY)
- …to implement changes to existing program, as appropriate. + Develops corporate compliance policies and procedures as necessary/requested. + Collects ... Risk and Compliance Officer (Req 101027) Albany, NY...the rules and regulations of regulatory agencies, that company policies and procedures are being followed, and… more
- HUB International (New York, NY)
- …Officer in implementing, updating, and maintaining SEC investment advisor and/or FINRA compliance policies and procedures . This means assisting in ... investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible,...up of the firm's Code of Ethics and other policies and procedures designed to prevent violations… more
- TD Bank (New York, NY)
- …with monthly and ad hoc Compliance reporting. + Support the development of US policies and procedures for Core Compliance functions and liaise with the ... more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core ...laws and regulations and relate those laws to operational procedures , company policies , and industry trends +… more
- M&T Bank (Wilmington, DE)
- …Updates: Stay abreast of changes to federal securities laws and SEC regulations; update compliance policies and procedures as necessary to ensure ongoing ... **Overview:** The Chief Compliance Officer (CCO) of the Wilmington...compliance program for the Wilmington Funds Family, including policies and procedures reasonably designed to prevent… more
- SMBC (New York, NY)
- …and process burden. + Assist in the design, implementation and maintenance of Compliance policies and procedures to ensure consistency in achieving ... of the below-listed Compliance Program areas: + Policies and Procedures Management + Compliance...+ M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member +… more
- CalSTRS (Sacramento, CA)
- Job Posting: Investment Officer III, Investment Compliance State Teachers' Retirement System JC-501517 - Investment Officer III, Investment Compliance ... seeking an experienced individual to work as an Investment Officer III (IO III) on the Investment Compliance...Investment Branch to comply with a comprehensive system of policies , processes and procedures designed to prevent,… more
- Wilcox Industries (Newington, NH)
- …will ensure that the organization adheres to all relevant Export laws and internal policies . The Compliance Officer helps to maintain the organization's ... At Wilcox, the role of a Compliance Officer is vital in safeguarding...Responsibilities + Establishes & Enforces policies and procedures that support export compliance . + Provides… more
- New Jersey Institute of Technology (Newark, NJ)
- …institutional compliance risk. -Stay abreast of regulatory changes and update compliance policies , procedures , and training accordingly. Training and ... Title: Chief Compliance Officer Department: Office of Institutional...or assist in the creation and revision of university-wide compliance -related policies and procedures . -Ensure… more
- Byline Bank (Chicago, IL)
- …Supports business units in the development and ongoing maintenance of business unit compliance policies , procedures , practices and other activities to assure ... the place for you. **Objective of Position** : The Compliance Officer helps oversee the Compliance...state, and local laws and regulations, and that company policies and procedures are being followed. **Duties… more
- Safran (Gainesville, TX)
- …as project manager ensuring development and implementation of Safran Group Export Compliance /Anti-Corruption related policies and procedures . Interfaces with ... Export Compliance Officer and Compliance ...Safran Seat USA's compliance with relevant Export Compliance /Anti-Corruption processes, procedures and requirements from Safran… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... compliance with evolving laws and regulatory requirements in addition to University policies and procedures . The CGCO should proactively enhance standards and… more
- Merck (Omaha, NE)
- …the Specialist will support the development and implementation of global trade compliance policies , procedures , and related training. The Specialist ... This role is a key part of the team driving global trade compliance policies and procedures within our Company Animal Health. Additionally, the Specialist… more
- City National Bank (Newark, DE)
- …laws and regulations and development of implementation strategies. * Maintain updates to compliance policies , procedures , and training for new or revised ... * COMPLIANCE OFFICER -DEPOSITS* WHAT IS THE OPPORTUNITY?...accounts, as required. * Complies fully with all Bank Compliance policies and procedures as… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY* *WHAT IS...quality of records. * Comply fully with all Bank Compliance policies and procedures as ... THE OPPORTUNITY?* The Senior Compliance Officer will act in a ...mitigate compliance risk. Maintaining regulatory change management, policies and procedures , training, and advisory matters.… more
- ManTech (Belcamp, MD)
- … risks across various program areas. + Creating and maintaining comprehensive compliance policies and procedures , including training materials, to ... **MANTECH** is seeking a motivated, career and customer-oriented ** Compliance Officer ** to join our team...mitigation strategies. + Perform regular internal audits to verify compliance with established policies and procedures… more
- City National Bank (Phoenix, AZ)
- * COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS...quality of records. * Comply fully with all Bank Compliance policies and procedures as ... THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and...mitigate compliance risk. Maintaining regulatory change management, policies and procedures , training, and advisory matters… more
- Texas Tech University Health Sciences Center - El Paso (El Paso, TX)
- …identify key risks and drive the development, documentation and + improvement/revision of compliance policies and procedures + Identify risks within Federal ... **43289BR** **Extended Job Title:** Compliance Officer - ELP **Org Level...President of Compliance , conduct ongoing review of compliance policies and procedures , and… more