- Merck & Co. (Millsboro, DE)
- …at our company's Millsboro Animal Health facilities. This role is highly compliance -driven in accordance with State and Federal regulations as applicable to the ... capital budgets.Establish and maintain departmental policies and procedures. Ensure compliance with governmental regulations, and corporate/site policies including safety… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and ... controls' design and execution consistency and cluster-specific relevancy. The ICRM Global Surveillance and Employee Compliance program encompasses a number of… more
- Truist (Atlanta, GA)
- …unit and/or functions. 4. Take lead of the Fixed Income Sales & Trading Surveillance function within the Compliance team which includes but not limited to ... to other Compliance Officers and Analysts. 9. Conduct electronic communication surveillance of the broker dealer activities as well as information barrier … more
- Citigroup (Getzville, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... Other job-related duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** Surveillance **Time Type:** Full time… more
- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance , reporting, and guidance ... broker-dealer and a bank dealer and offer general support to the compliance department including testing and surveillance . **Primary Responsibilities** +… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... the Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and.... + Participate in the review of monitoring and surveillance routines and respond to alerts or issues from… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...compliance program such as, Personal Account Dealings, Training, Surveillance and monthly reporting to senior management. Depending on… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and ... of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going monitoring)… more
- Citigroup (O'Fallon, MO)
- …a Vice President (VP) 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent Compliance Risk Management ... US Personal Banking (USPB) Independent Assessment Organization team responsible for assessing compliance risks and controls implemented by the first and second line… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing significant ... compliance risks and controls implemented by the first and...effectiveness testing, transactional access segregation of duties, transactional testing, surveillance systems, and reporting activities + Understanding of rules,… more
- Siebert Williams Shank (New York, NY)
- …and experienced compliance professional to the team led by the Chief Compliance Officer . The selected candidates will be responsible for supporting the ... compliance efforts related to supervisory oversight, training, e-mail surveillance , branch office exams, FINRA licensing and registrations, anti-money laundering… more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... + Provide Compliance Advisory services for US Marex Solutions Trade Surveillance process. + Provide Compliance Advisory services for US Marex Solutions… more
- SOS International LLC (Alexandria, LA)
- …position is contingent upon contract award _** SOSi is seeking a highly qualified Compliance Officer to join our team supporting Health Services operations in ... and action plans to resolve and manage risk. + Understand and manage compliance with Quality Assurance Surveillance Plan and program guidance. **Minimum… more
- General Dynamics Information Technology (Maui County, HI)
- …Trust/Other Required:** None **Job Family:** Security **Skills:** Construction,Ensure Compliance ,Standard Operating Procedure (SOP) **Experience:** 3 + years of ... to advance the mission and optimize our business strategy as a Construction Surveillance Technician (CST) II at GDIT. Here, you'll support solving some of our… more
- Morgan Stanley (Houston, TX)
- …is a non-revenue sharing position that reports to the Senior Risk Officer . *DUTIES and RESPONSIBILITIES:* * Surveillance and Supervision* * Primary responsibility ... any Human Resources issues as related to risk and compliance . * Together with the Senior Risk Officer... compliance . * Together with the Senior Risk Officer facilitates the training on Morgan Stanley Wealth Management… more
- Morgan Stanley (New York, NY)
- …position that has dual reporting to the Complex Manager and Senior Risk Officer . *DUTIES and RESPONSIBILITIES:* ** * Surveillance and Supervision* * Primary ... any Human Resources issues as related to risk and compliance . * Together with the Senior Risk Officer... compliance . * Together with the Senior Risk Officer facilitates the training on Morgan Stanley Wealth Management… more
- US Courts (Miami, FL)
- …This position is open to candidates meeting the education, law enforcement officer age, medical requirements, and the specialize experience requirement. A Judiciary ... - Law Enforcement Officer (LEO): High Sensitive Background Check is required. Responsibilities...recommendations to the Courts and US Parole Commission regarding compliance with conditions of supervision. Utilizes principles of Evidence… more
- Federal Reserve Bank (New York, NY)
- …United States. If this is you, please consider joining us as a Law Enforcement Officer at the Federal Reserve Bank of New York. New York Fed Law Enforcement Officers ... What we do: As a Federal Reserve Law Enforcement Officer , you will provide protection for the Federal Reserve...conducting interior and exterior patrols and manning highly visible surveillance posts in all weather conditions. + Conduct diligent… more
- San Jose State University (San Jose, CA)
- …Service Officer (Full-Time) (3 Positions) Apply now ... Services, Probationary, Full Time, Safety Job Summary The Housing Community Service Officer reports to the Police Lieutenant and receives direction from the Lead… more
- Immigration and Customs Enforcement (IN)
- …as a program manager with the primary responsibility of servingas a contracting officer 's representative (COR). This position is only open to current USPHS officers. ... position. Responsibilities DUTIES AND RESPONSIBILITIES: Serve as the Contracting Officer Representative for IHSC Medical Staffing contracts, fulfilling various… more
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