- WesBanco Bank Inc. (Bowie, MD)
- Back Compliance Officer - Brokerage - Securities Admin #52-8605 Bowie, Maryland, United States Apply X Facebook LinkedIn Email Copy Location This position is ... experience in the securities industry. Experience and knowledge as compliance officer for both Broker/Dealer and Registered...manner. Ability to administer various filings on the CRD System . In-depth knowledge of a broad range of securities… more
- WesBanco Bank Inc. (Wheeling, WV)
- Back Compliance Officer - Brokerage - Securities Admin #52-8478 Multiple Locations Apply X Facebook LinkedIn Email Copy Location This position is hybrid. The ... experience in the securities industry. Experience and knowledge as compliance officer for both Broker/Dealer and Registered...manner. Ability to administer various filings on the CRD System . In-depth knowledge of a broad range of securities… more
- Fresenius Kabi USA, LLC (Lake Zurich, IL)
- Job Summary The Sr. Manager, GxP Compliance Officer (GCO) assures that all manufacturing sites and R&D Centers having activities with US-FDA are in compliance ... market. This position organizes and promotes company-wide US-FDA quality and compliance improvement and compliance improvement efforts. Salary Range:… more
- Allspring Global Investments (Milwaukee, WI)
- …as you explore the next step in your career journey. POSITION As a Compliance Officer at Allspring Global Investments, you will have the unique opportunity ... in rule coding and guideline review Extensive knowledge of the trading systems for the purposes of coding and improving functionality. Understanding our role… more
- AeroVironment (Simi Valley, CA)
- …of the Trade Compliance Leadership, the primary responsibility of the Trade Compliance Officer is to be a strong individual contributor to the AeroVironment ... performing the day to day activities required to operate a fully effective export compliance program to ensure company compliance with US regulatory and internal… more
- Outlier AI (Minneapolis, MN)
- …fluent English to contribute their expertise toward training and refining cutting-edge AI systems . Adopt a user mindset to produce natural data to meet the realistic ... needs you have or would use AI for. Use the tool of rubrics to address user needs in a structured way. Evaluate AI outputs by reviewing and ranking reasoning and problem-solving responses from large language models. Contribute across projects depending on your… more
- American National Bank of Texas (Terrell, TX)
- …Analyze and communicate to the Fair and Responsible Banking Manager and Chief Compliance Officer the impact of all laws/regulations affecting the Bank's Fair ... Description The Fair Lending Officer is responsible for leading the design, implementation,...administration of all aspects of the Bank's Fair Lending Compliance Program, which includes maintaining the Bank's compliance… more
- HSBC (New York, NY)
- …Global Equities franchise with a focus on the Equity Derivatives (EQD) business segment (EQD Compliance Officer ). + The EQD Compliance Officer will be ... policies and procedures, training, conflicts, and supervision. + The EQD Compliance Officer is responsible for making commercial decisions while… more
- Dollar Bank, FSB (Pittsburgh, PA)
- …adherence to consumer protection laws and regulations. Reporting to the Chief Compliance Officer , this position emphasizes operational support and process ... The Compliance Specialist supports the Bank's Compliance Management System by assisting in...compliance -related operational tasks as directed by the Chief Compliance Officer . Education and Experience Requirements: High… more
- Stanford Health Care (Palo Alto, CA)
- …in Office of Compliance and Privacy improvement projects. + Supports the Chief Compliance Officer and other members of the Office of Compliance and ... audiences; creating dashboards and reports consistent with Stanford Operating System procedures, such as tracking and trending compliance...related job duties and projects assigned by the Chief Compliance Officer and/or the Director of … more
- Olympus Corporation of the Americas (Center Valley, PA)
- …focus will be over the implementation of the Global Quality Systems Processes, compliance with FDA CFR, Part 820, Quality System Regulation and ISO 13485 and ... Compliance is responsible for executing a global compliance audit program of the quality management system...by others is highly valued. + Regulatory Agency as Compliance Officer preferred. + Strong written and… more
- Symetra (Bellevue, WA)
- …and I really believe you can be you at Symetra." - Megan H., Deputy Chief Compliance Officer "I chose Symetra because I heard it was a pro-employee company-and ... exciting opportunity to join our team as a Sr. Compliance Analyst ! About the Role In this position,...levels and partners Comfortable with technology and learning new systems and platforms - strong MS Office Suite software… more
- Neuberger Berman (New York, NY)
- …join the Compliance Team in New York. This person will report into the Chief Compliance Officer - Central Compliance . In this role, the primary focus is ... Conduct email surveillance, experience with Global Relay Archive & Compliance system a plus + Prepare and...Partner with Technology to enhance internal review and surveillance systems + Draft compliance communications for the… more
- Xcel Energy (Denver, CO)
- …Field Operations compliance program and coordination with the corporate compliance officer . **Essential Responsibilities** + Direction of the Overall ... direction and leadership to the Transmission area as it relates to Regulatory Compliance . This will include providing compliance guidance with NERC regulatory… more
- Lundbeck (Deerfield, IL)
- …duties as assigned by Director, Field Compliance and Investigations and Chief Compliance Officer . Stay abreast of relevant laws and regulations and assist ... auditing program. + ** System Support:** Serve as system support specialist for the compliance program...Serve as system support specialist for the compliance program management software, as needed. + **Third Party… more
- Bentley Systems (PA)
- …and crisis response program. The Risk Manager will report directly to the VP, Chief Compliance Officer and act as a strategic business partner to leadership and ... responsible for guiding the oversight and execution of Bentley's enterprise compliance risk management, global business resiliency, and crisis response programs.… more
- Universal Health Services, Inc. (Mcallen, TX)
- …the Code of Conduct, attendance at required training and immediately reporting suspected compliance issue(s) to the Compliance Officer . 4. Knowledge of ... Grounds departments. Complete all duties and functions of the hospital Safety Officer at the assigned hospitals. Maintains compliance with applicable regulatory… more
- Universal Health Services, Inc. (Edinburg, TX)
- …the Code of Conduct, attendance at required training and immediately reporting suspected compliance issue(s) to the Compliance Officer . EDUCATION / ... Responsibilities POSITION SUMMARY: Coordinates, assigns, and maintains system plant operation office functions, vendor management, dispatch/inspections, work order… more
- Universal Health Services, Inc. (Mcallen, TX)
- …the Code of Conduct, attendance at required training and immediately reporting suspected compliance issue(s) to the Compliance Officer . Education Graduate of ... subject to assigned responsibilities in other departmental areas and /or other system wide facilities as needed with departmental head approval and appropriate… more
- Universal Health Services, Inc. (Edinburg, TX)
- …the Code of Conduct, attendance at required training and immediately reporting suspected compliance issue(s) to the Compliance Officer . Education Graduate of ... subject to assigned responsibilities in other departmental areas and /or other system wide facilities as needed with departmental head approval and appropriate… more
