• Compliance and Operational

    USAA (Colorado Springs, CO)
    …so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Lead-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Lead supports the Second Line of… more
    USAA (08/29/24)
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  • Compliance and Operational

    USAA (Chesapeake, VA)
    …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
    USAA (08/31/24)
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  • Compliance and Operational

    USAA (Colorado Springs, CO)
    …part of what makes us so special! **The Opportunity** As a dedicated Compliance and Operational Risk Testing Analyst Lead, you will be a member of the ... + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance). + Expert knowledge of… more
    USAA (09/13/24)
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  • Lead Independent Testing Officer - Chief…

    Wells Fargo (St. Louis, MO)
    …Officer will be accountable for developing and executing independent operational and compliance risk control testing focusing on emerging issues and ... will:** + Lead teams that plan and execute compliance and operational risk control testing and is accountable for conducting end-to-end business process… more
    Wells Fargo (09/10/24)
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  • Testing Manager - IC

    Bank of America (Charlotte, NC)
    …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing ... timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per… more
    Bank of America (09/04/24)
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  • CCOR Monitoring/ Testing Senior Officer

    JPMorgan Chase (Tampa, FL)
    …striving to be best-in-class. As a Monitoring/ Testing Senior Associate in the Global Compliance , Conduct, & Operational Risk (CCOR) Testing team, you ... energetic environment. This position sits within the JPMC's Global Compliance , Conduct, & Operational Risk ...executed by the lines of business through Monitoring and Testing activities to validate compliance with internal… more
    JPMorgan Chase (08/29/24)
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  • Manager, First Line Testing , US Internal…

    Scotiabank (New York, NY)
    …least 7-8 years of experience in a trading and/ or Internal Audit, Compliance Testing or operational risk management role in a Financial Services Firm or ... in the businesses. + Execute the GBM first line testing team to ensure compliance with the... team in maintaining and enhancing the first line testing methodology including risk assessment criterion of… more
    Scotiabank (08/17/24)
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  • Sr Trade Surveillance Lead

    Bank of America (New York, NY)
    …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing ... timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per… more
    Bank of America (09/12/24)
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  • Corporate Risk Summer Intern Program…

    Wells Fargo (Charlotte, NC)
    …+ Strategic Risk * Non-Financial Risk Track + Compliance + Independent Testing & Validation + Operational Risk + Strategic Risk **In this ... data using SAS, SQL, and/or Python + Knowledge and/or experience in compliance , operational risk , and/or experience in the financial services industry +… more
    Wells Fargo (07/14/24)
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  • Corporate Risk Summer Intern Program…

    Wells Fargo (Charlotte, NC)
    …+ Strategic Risk * Non-Financial Risk Track + Compliance + Independent Testing & Validation + Operational Risk + Strategic Risk **In this ... using Microsoft Office suite of products + Knowledge and/or experience in compliance , operational risk , and/or experience in the financial services industry… more
    Wells Fargo (07/14/24)
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  • Enterprise Independent Testing (EIT)…

    Bank of America (Charlotte, NC)
    Enterprise Independent Testing (EIT) Compliance and Operational Risk Manager Charlotte, North Carolina;Pennington, New Jersey **Job Description:** At ... job is responsible for executing second line of defense compliance and operational risk oversight...the Global Compliance & Operational Risk Program with an emphasis on monitoring, testing more
    Bank of America (07/13/24)
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  • Principal Operational Risk Oversight…

    Discover (Riverwoods, IL)
    …to success will be providing an effective second line of defense including monitoring, testing , and operational risk assessments of the business to ensure ... on a full-time basis.** This role is responsible for operational risk oversight activities specific to a...leaders, and other second and third line leaders including compliance risk and internal audit. This role… more
    Discover (09/12/24)
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  • Enterprise Risk Testing Manager - R2…

    Regions Bank (Atlanta, GA)
    …verbal, written communication, and organizational skills + The R2 Enterprise Risk Testing Manager will provide day to day compliance testing support ... + Leads collaboration with Compliance and Non-Financial Risk executives in executing the testing program...complex organizational and process issues to isolate regulatory or operational risk exposure. + Ability to build… more
    Regions Bank (08/20/24)
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  • Dodd Frank EAC Compliance

    Bank of America (New York, NY)
    Dodd Frank EAC Compliance and Operational Risk Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...leaders via established governance and management routines + Oversees risk coverage plans, execution of monitoring, testing more
    Bank of America (09/12/24)
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  • EAC Compliance and Operational

    Bank of America (Pennington, NJ)
    EAC Compliance and Operational Risk ...units for ongoing oversight. + Establish, inspect, and maintain risk owned testing to identify emerging risks. ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...processes + Knowledge of control design, test design and testing of operational effectiveness **Shift:** 1st shift… more
    Bank of America (09/12/24)
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  • Compliance & Operational Risk

    Bank of America (New York, NY)
    …development of new and/or update existing Monitoring and Testing items for the Compliance and Operational Risk Program from a local and global ... Compliance & Operational Risk ... Compliance & Operational Risk Manager- Global Markets &...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management +… more
    Bank of America (09/12/24)
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  • Compliance and Operational

    Bank of America (Charlotte, NC)
    Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...plans, executes and / or oversees execution of independent risk monitoring, testing and risk more
    Bank of America (07/13/24)
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  • EAC Compliance & Operational

    Bank of America (Charlotte, NC)
    EAC Compliance & Operational Risk Specialist- Control Room Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...+ Adaptability + Issue Management + Monitoring, Surveillance, and Testing + Policies, Procedures, and Guidelines Management + Advisory… more
    Bank of America (08/21/24)
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  • Compliance and Operational

    Bank of America (Charlotte, NC)
    Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...role in assisting lines of business in implementing, monitoring, testing and enforcing the Enterprise Information Wall Policy. This… more
    Bank of America (09/12/24)
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  • Compliance and Operational

    Bank of America (Plano, TX)
    Compliance and Operational Risk ...units for ongoing oversight. + Establish, inspect, and maintain risk owned testing to identify emerging risks. ... responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and … more
    Bank of America (08/03/24)
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