- USAA (Colorado Springs, CO)
- …so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Lead-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Lead supports the Second Line of… more
- USAA (Chesapeake, VA)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- USAA (Colorado Springs, CO)
- …part of what makes us so special! **The Opportunity** As a dedicated Compliance and Operational Risk Testing Analyst Lead, you will be a member of the ... + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance). + Expert knowledge of… more
- Wells Fargo (St. Louis, MO)
- …Officer will be accountable for developing and executing independent operational and compliance risk control testing focusing on emerging issues and ... will:** + Lead teams that plan and execute compliance and operational risk control testing and is accountable for conducting end-to-end business process… more
- Bank of America (Charlotte, NC)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing ... timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per… more
- JPMorgan Chase (Tampa, FL)
- …striving to be best-in-class. As a Monitoring/ Testing Senior Associate in the Global Compliance , Conduct, & Operational Risk (CCOR) Testing team, you ... energetic environment. This position sits within the JPMC's Global Compliance , Conduct, & Operational Risk ...executed by the lines of business through Monitoring and Testing activities to validate compliance with internal… more
- Scotiabank (New York, NY)
- …least 7-8 years of experience in a trading and/ or Internal Audit, Compliance Testing or operational risk management role in a Financial Services Firm or ... in the businesses. + Execute the GBM first line testing team to ensure compliance with the... team in maintaining and enhancing the first line testing methodology including risk assessment criterion of… more
- Bank of America (New York, NY)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing ... timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per… more
- Wells Fargo (Charlotte, NC)
- …+ Strategic Risk * Non-Financial Risk Track + Compliance + Independent Testing & Validation + Operational Risk + Strategic Risk **In this ... data using SAS, SQL, and/or Python + Knowledge and/or experience in compliance , operational risk , and/or experience in the financial services industry +… more
- Wells Fargo (Charlotte, NC)
- …+ Strategic Risk * Non-Financial Risk Track + Compliance + Independent Testing & Validation + Operational Risk + Strategic Risk **In this ... using Microsoft Office suite of products + Knowledge and/or experience in compliance , operational risk , and/or experience in the financial services industry… more
- Bank of America (Charlotte, NC)
- Enterprise Independent Testing (EIT) Compliance and Operational Risk Manager Charlotte, North Carolina;Pennington, New Jersey **Job Description:** At ... job is responsible for executing second line of defense compliance and operational risk oversight...the Global Compliance & Operational Risk Program with an emphasis on monitoring, testing… more
- Discover (Riverwoods, IL)
- …to success will be providing an effective second line of defense including monitoring, testing , and operational risk assessments of the business to ensure ... on a full-time basis.** This role is responsible for operational risk oversight activities specific to a...leaders, and other second and third line leaders including compliance risk and internal audit. This role… more
- Regions Bank (Atlanta, GA)
- …verbal, written communication, and organizational skills + The R2 Enterprise Risk Testing Manager will provide day to day compliance testing support ... + Leads collaboration with Compliance and Non-Financial Risk executives in executing the testing program...complex organizational and process issues to isolate regulatory or operational risk exposure. + Ability to build… more
- Bank of America (New York, NY)
- Dodd Frank EAC Compliance and Operational Risk Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...leaders via established governance and management routines + Oversees risk coverage plans, execution of monitoring, testing … more
- Bank of America (Pennington, NJ)
- EAC Compliance and Operational Risk ...units for ongoing oversight. + Establish, inspect, and maintain risk owned testing to identify emerging risks. ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...processes + Knowledge of control design, test design and testing of operational effectiveness **Shift:** 1st shift… more
- Bank of America (New York, NY)
- …development of new and/or update existing Monitoring and Testing items for the Compliance and Operational Risk Program from a local and global ... Compliance & Operational Risk ... Compliance & Operational Risk Manager- Global Markets &...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management +… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...plans, executes and / or oversees execution of independent risk monitoring, testing and risk … more
- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Specialist- Control Room Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...+ Adaptability + Issue Management + Monitoring, Surveillance, and Testing + Policies, Procedures, and Guidelines Management + Advisory… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...role in assisting lines of business in implementing, monitoring, testing and enforcing the Enterprise Information Wall Policy. This… more
- Bank of America (Plano, TX)
- Compliance and Operational Risk ...units for ongoing oversight. + Establish, inspect, and maintain risk owned testing to identify emerging risks. ... responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and … more
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