- JPMorgan Chase (Wilmington, DE)
- …box, challenging the status quo and striving to be best-in- class. As a Compliance Risk Management Senior Associate in Compliance , Conduct and Operational ... Process Deep dives, Monitoring Activities on KPIs / KRIs, Operational Risk Summaries, and Compliance Risk Assessments). + Assist in researching Policies and… more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related issues. +… more
- Citigroup (Tampa, FL)
- Serves as a function/business/product compliance risk senior analyst for Independent Compliance Risk Management (ICRM) responsible for assisting with ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Scotiabank (New York, NY)
- Senior Manager, US Compliance Risk Assessment **Requisition ID:** 207309 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... to drive ambition for every future! **Purpose** The Senior Manager, US Compliance Risk Assessment contributes to the overall success of the GBM&T Compliance… more
- M&T Bank (Clanton, AL)
- **OVERVIEW** The Compliance Risk Manager Director, Consumer Protection Office reports to the Chief Compliance Officer within M&T Bank's Compliance ... the risk management infrastructure by effectively overseeing and directing compliance risk management activities throughout the bank related to consumer… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance ... Executive Director, Head of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President, this role will assist in managing a… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... Analyzing comparative data and preparing regional and global reports related to compliance risk assessments, and monitoring of compliance related issues. +… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... risk governance framework. + Developing and establishing firm wide compliance risk management policies and procedures to mitigate risks. Monitors and measures… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through a robust… more
- Discover (Riverwoods, IL)
- …complex projects for both Card and Bank processes to ensure all relevant Compliance risk are appropriately identified and tested and provide relevant reporting ... testing. Ensures effective identification and implementation of remediation efforts to manage compliance risks and control standards. Monitors the risk and… more
- Grant Thornton LLP (Pittsburgh, PA)
- As a Banking Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... Analysis, Reporting, and Issue Validation + Knowledge of consumer protection principles, compliance management systems, compliance risk management, and… more
- Federal Reserve Bank (New York, NY)
- …firms with US Operations (FBOs) in the Second District. **Your role as an LFBO** ** Compliance Risk ** **Lead Examiner** **:** You will work in a dynamic team ... in helping the Federal Reserve carry out its regulatory responsibilities. The Compliance Risk Lead Examiner will have primary responsibility for examinations,… more
- Federal Reserve Bank (New York, NY)
- …and other Federal Reserve Banks. Within the LISCC Governance and Controls Program, the Compliance Risk horizontal team supervises the legal and compliance ... financial institutions under the Federal Reserve System's (FRS) supervision. The Compliance Risk horizontal team evaluates the compliance risks presented by… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead within the JP Morgan Wealth Management's Solutions ... to provide ongoing compliance advice on regulatory matters and compliance risk for both existing and new investment management products, platforms, and… more
- Citigroup (Tampa, FL)
- The Global Funds Transfer AML Compliance Risk Management, Compliance Officer, AVP is an intermediate level role responsible for recommending/establishing ... and balancing potentially conflicting situations + Create and develop AML Compliance Risk Management (ACRM) standards and policies + Advise and recommend a… more
- System One (Vienna, VA)
- Governance Risk & Compliance Risk Analyst Location: Vienna, VA Hybrid: 2-3 days on site a week Pay Rate: Open to Both C2C and W2 options Position Type: ... the coordination, delivery, and continuous maturation of the companies Governance, Risk , and Compliance (GRC) program. * Support the build out and continued… more
- US Bank (Tempe, AZ)
- …assessments, including: + Business/Product Change Risk Assessments (PRISM) + Enterprise Compliance Risk Assessments (ECRA) + Compliance Approval Tool ... **Job Description** Partners with leaders in their assigned Line of Business, Risk / Compliance /Audit (RCA) Consultants, and other RCA Managers to, depending on… more
- Citigroup (Tampa, FL)
- The AML Compliance Risk Management (ACRM) Global Funds Transfer Vice President is a senior level role responsible for assisting with the development of the ... AML Global Fund Transfer Transparency Standard as well as the strategic AML Compliance Risk Management (ACRM) direction as well as maintain the AML compliance… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead within the JP Morgan Wealth Management's Solutions ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help… more
- JPMorgan Chase (Tampa, FL)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead - Vice President within JPMorgan Chase & Co's ... **Job Summary** Bring your expertise to JPMorgan Chase & Co's Compliance , Conduct and Operational Risk (CCOR), where you are at the center of keeping JPMorgan… more
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