- Santander US (Dorchester, MA)
- Sr. FLoD Technology/Privacy Compliance Risk Officer Dorchester, United States of America The **Sr. FLoD Technology/Privacy Compliance Risk Officer** ... the institution's data, assets, and client information. The **Sr. FLoD Technology/Privacy Compliance Risk Officer** will perform key risk management role by… more
- USAA (Phoenix, AZ)
- …of what makes us so special! **The Opportunity** An exciting opportunity awaits for a Risk and Compliance Risk Manager Senior to join the dynamic Information ... lieu of a degree. + 6 or more years confirmed experience in compliance , risk , legal or audit within the financial services or insurance industry or specialized… more
- Citigroup (Tampa, FL)
- Serves as a function/business/product compliance risk senior analyst for Independent Compliance Risk Management (ICRM) responsible for assisting with ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Charles Schwab (Southlake, TX)
- …and practices that build client trust and safeguard the integrity of the firm. Compliance Risk Assessments helps Compliance to prioritize and focus ... regulatory training. The broader Compliance organization will rely on the Compliance Risk Assessment Senior Manager to execute and manage Compliance … more
- Citigroup (O'Fallon, MO)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related issues. +… more
- Citigroup (Tampa, FL)
- …the bank. In line with the Operational Risk Management (ORM) and Independent Compliance Risk Management (ICRM) frameworks, we aim to ensure that the internal ... technology and cyber risks are managed, mitigated, and aligned with our risk appetite. The Technical Compliance Risk Senior Officer is part of the Business… more
- Mizuho Corporate Bank (New York, NY)
- …standards and responsible business practices consistent with Mizuho's Code of Conduct and Compliance Risk Appetite. Compliance fulfills its mission by ... a Culture of Compliance across the bank and by assessing Compliance Risk and developing and implementing compliance controls and programs such as:… more
- Citigroup (Getzville, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... Compliance transformation milestones. + Managing the day-to-day operations of Compliance risk management programs. + Designing, developing, delivering and… more
- American Express (Salt Lake City, UT)
- …and manage governance activities within the second line of defense for the Compliance Risk Management framework at American Express, a leading financial services ... * Governance Leadership: Develop and maintain a comprehensive governance framework for compliance risk management within the second line of defense. Ensure… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance ... Executive Director, Head of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President, this role will assist in managing a… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... Analyzing comparative data and preparing regional and global reports related to compliance risk assessments, and monitoring of compliance related issues. +… more
- Citigroup (New York, NY)
- **Job Description** Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and ... within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through a robust… more
- Citigroup (Getzville, NY)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- US Bank (Fargo, ND)
- … risk management oversight and implementation of Payments Services Enterprise Compliance Risk Assessment (ECRA), Risk and Control Self-Assessment ... various amounts of information to draw meaning and measure operations and/or compliance risk during high volumes of change management. + Effective written and… more
- Federal Reserve Bank (New York, NY)
- …and other Federal Reserve Banks. Within the LISCC Governance and Controls Program, the Compliance Risk horizontal team supervises the legal and compliance ... financial institutions under the Federal Reserve System's (FRS) supervision. The Compliance Risk horizontal team evaluates the compliance risks presented by… more
- Citigroup (Tampa, FL)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... the process to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured accurately, timely and in accordance… more
- Scotiabank (New York, NY)
- Senior Manager, Compliance Risk Analytics and Reporting **Requisition ID:** 212264 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range ... Capital (USA) Inc. and their affiliates (collectively the "Bank") have robust compliance risk management processes in place to satisfy applicable US legal and… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead for the Commodities team within Compliance , ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help… more
- Citigroup (Jersey City, NJ)
- …the implementation of firm-wide AML risk management policy and strategic AML Compliance Risk Management direction as well as maintain the AML compliance ... The Compliance Anti-Money Laundering (AML) Risk Management Director for US Retail Brokerage/Broker-Dealer and Consumer Wealth is a senior management level… more
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