- TD Bank (Portland, ME)
- …the following: + Serve as Compliance lead for managing and facilitating the US Compliance Risk Assessment , reporting to the US Head of Compliance ... + Manage the Compliance Risk Assessment framework to ensure the applicable regulatory compliance...Head of Compliance programs with facilitating the Compliance Risk Assessment and manage… more
- MUFG (Irving, TX)
- …Summary:** This position will be responsible for supporting MUFG's financial crimes compliance ("FCC") risk assessment and monitoring activities globally. ... global FCC risk management framework. **Major Responsibilities:** Risk Assessment + Supporting the design and...other financial institutions with at least 5-6 years in risk management, preferably in the compliance /FCC space.… more
- Mizuho Corporate Bank (New York, NY)
- …into clear, actionable technical specifications. Lead the analysis and design of compliance technology solutions, including risk assessment . Identify and ... Join Mizuho as a Risk Assessment Project Manager! In this...implementation to achieve a strategic state for AFC and Compliance Risk Assessments. You will collaborate with… more
- Insight Global (Woonsocket, RI)
- …https://insightglobal.com/workforce-privacy-policy/. Skills and Requirements - 5-7 years experience PCI Compliance Risk Assessment Experience - Experience ... Job Description We are seeking a PCI Compliance Risk Analyst to join a fortune 10 client of ours in a large GRC organization. The day to day of this role… more
- USAA (Charlotte, NC)
- …makes us special and impactful. **The Opportunity** We are seeking a SSLDC Risk and Compliance Advisor I - Risk Assessment to join our team. In this ... and providing second-line oversight to first-line partners involved in the Compliance Risk Management Program for the Secure Software Development Life Cycle. The… more
- TD Bank (New York, NY)
- …risk governance routines. **Key Responsibilities:** + **Lead portions of the enterprise compliance risk assessment , including risk identification, ... seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role is ideal for a… more
- TD Bank (Mount Laurel, NJ)
- …and challenging root causes, remediation plans and performs validations. + Participating in Compliance risk assessment process. **The above details are ... self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments (monitoring, … more
- Koniag Government Services (Arlington, VA)
- …field (or equivalent work experience). + 15+ years of experience in cybersecurity compliance , security assessment , or risk management. + Hands-on expertise ... Expert (SME) to support the design, implementation, and optimization of automated security compliance and risk management solutions. The OSCAL SME will play a… more
- American Express (Phoenix, AZ)
- …product initiatives and business projects + Lead 1LOD activities supporting the enterprise compliance risk assessment program + Support the development and ... environment **Key Responsibilities:** + Support the development and maintenance of compliance risk assessments and associated controls and testing aligned… more
- Heritage Financial Credit Union (Middletown, NY)
- …new/revised consumer compliance laws and regulations. + Facilitate completion of Consumer Compliance Risk Assessment + Work with department leaders and ... Monitor various indicators of risk - QC results, Compliance Testing results, complaints, risk assessment results, etc. to identify weaknesses and assist… more
- AIG (Salida, CO)
- …areas for process rationalization, redesign and automation. Priority areas for support include Compliance Risk Assessment , Compliance Testing and ... across the enterprise through policy and procedure development and implementation, risk assessment , testing and monitoring, training, advisory activities and… more
- SMBC (New York, NY)
- …+ Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... stakeholders to support the implementation of enhancements to the Firm's overall compliance program + Assess applicability, coordinate impact assessment and… more
- AIG (Salida, CO)
- …and regulations. * Design, develop and execute annual compliance programs based on Compliance Risk Assessment . * Prepare and manage compliance ... positions. The successful candidate will oversee local and global compliance implementation, risk assessment , and...will oversee local and global compliance implementation, risk assessment , and regulatory reporting and proactively… more
- BeOne Medicines (San Carlos, CA)
- …alignment with internal policies, industry standards, and regulatory expectations. + Provide compliance risk assessment , education, and oversight for Global ... **General Description:** The Director, Global R&D Compliance will serve as the strategic compliance...stakeholders at all levels. + Strong analytical, problem-solving, and risk assessment capabilities. + Ability to work… more
- Highmark Health (Pittsburgh, PA)
- …**Job Description :** **JOB SUMMARY** This job works collaboratively to support of all risk and compliance assessment activities of Highmark Health across a ... assessments to internal and external contacts.Assists with the review of inherent risk assessment results and the stratification of engagement risks, and… more
- AbbVie (North Chicago, IL)
- …and policy interpretation to all levels of key business functions, including compliance risk assessment , trend analysis, and functional-level requirements ... with legal requirements, regulatory best practices, and emerging developments. + Evaluates compliance risk metrics for policies and training topics, conducts … more
- Aegon Asset Management (Cedar Rapids, IA)
- …business process owners and senior management. + Active participation in the periodic compliance risk assessment process, development of annual testing ... record-keeping and fiduciary administration affiliates. + Maintain and update assigned compliance risk assessments, as part of the team's annual compliance … more
- Medical Mutual of Ohio (OH)
- …requirements through the development of policies, delivery of training, participation in annual compliance risk assessment and work plan development, and ... as Medical Mutual's Medicare Compliance Officer. + Participates in annual compliance risk assessment and work plan development. + Develops and delivers… more
- City National Bank (Charlotte, NC)
- …experience in a BSA role required. * Minimum of 2 years experience with Compliance Risk Assessment testing and documentation. *Additional Qualifications* * ... with compliance colleagues and business line management to conduct risk assessments in order to recommend enhancements to current policy and procedures.… more
- KeyBank (Brooklyn, OH)
- …required. - Manage 2nd LOD requirements related to the Governance, Risk & Compliance application and Risk Assessment Processes. - Other duties as ... to include among others: the development and implementation of Operational risk policies and procedures; assessment , monitoring and testing; establishment… more
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