- Bloomberg (New York, NY)
- …We are looking for a finance analyst to join our larger finance team supporting the Legal , Compliance , & Risk organization. In this role, you will have the ... reporting and senior management support to drive the strategic direction of Bloomberg's Legal , Compliance , and Risk Functions. Legal performs all … more
- Harmony United Psychiatric Care (Tampa, FL)
- Company: Harmony United Psychiatric Care Job Title: Inhouse Counsel / Manager Legal , Compliance & Risk Management / Outpatient Clinics / Full-time Employment ... regulations. + Draft and revise organizational policies and procedures to maintain legal compliance with employment laws, corporate governance, and healthcare… more
- USAA (Charlotte, NC)
- …be substituted in lieu of a degree. + 6 or more years relevant experience in compliance , risk , legal or audit within the financial services or insurance ... enterprise policy. + Synthesizes analyses, identifies root cause(s) of potential compliance risk , provides recommendations that influence business solutions and… more
- Capital One (Richmond, VA)
- …GED or equivalent certification + At least 3 years of experience working in Compliance , Legal , Risk , Complaints or Escalations Preferred Qualifications: + ... assessments are integrated and designed in accordance with the Compliance Risk Assessment Standard. The role will...a information needs to be escalated due to potential compliance and/or legal exposure + Leverages critical… more
- JPMorgan Chase (Wilmington, DE)
- …typically have a minimum of 5+ years' banking experience and 5+ years' experience in Compliance , Legal , Risk , Control or Audit. + Excellent decision maker ... status quo and striving to be best-in-class. As a Compliance Risk Management Lead working within the...capabilities, and skills:** + Experienced professional with a strong compliance or regulatory background. + Legal Degree,… more
- USAA (Charlotte, NC)
- …develops, and maintains relationships with the business and internal control partners (Audit, Risk & Compliance , Legal ) to facilitate collaboration between ... makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing (ECORT)Analyst Lead-CFO to work a hybrid… more
- PenFed Credit Union (San Antonio, TX)
- …subject matter expert collaborating across Information Technology and business lines including Compliance , Enterprise Risk Management, and Legal to identify, ... posture within the organization. + Engage with Information Technology, Compliance , Enterprise Risk , Legal , and other departments within the credit union… more
- Citigroup (Tampa, FL)
- …candidates should have: + 7-9 years of relevant work experience in Risk in Compliance , Operational Risk , Legal or other control related function within a ... development are excellent. **Responsibilities:** + Lead and strategize plans for multiple risk and control programs and MCA projects + Deliver and ensure timely… more
- USAA (Plano, TX)
- …develops, and maintains relationships with business and internal control partners (Audit, Risk & Compliance , Legal ) to facilitate collaboration between ... As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst drives independent testing under the Enterprise Testing program… more
- JPMorgan Chase (Columbus, OH)
- …business initiatives and strategies. + Foster collaboration through effective partnerships across Compliance , Risk Management, Legal , Technology, and Audit ... 3+ years of experience in finance, controls, audit, quality assurance, operations, or compliance . + Proficient knowledge of control and risk management concepts,… more
- Citigroup (San Antonio, TX)
- …a diverse group of support and control functions including Business Risk , Compliance , Operational Risk , Legal and Internal Audit. **Responsibilities:** + ... Relevant 6-10 years of supervisory experience in the financial industry; compliance or other risk management experience helpful + MS Excel, MS Access, SAS, SQL,… more
- After School Matters (Chicago, IL)
- …support the Legal Department with a wide range of projects related to risk management, compliance , and legal research, including developing compliance ... oriented and interested in learning about not for profit risk management and introductory legal research and...Information Security issues + Assist with the creation of compliance site visit forms and risk management… more
- Capital One (Mclean, VA)
- …(AML) compliance **Preferred Qualifications:** + Bachelor's Degree in Business Management, Compliance , Risk , Legal , Finance, Accounting or a related ... and efficient processes are critical to identifying and managing compliance risk , and meeting customer and regulator... compliance + 8+ years of experience in Compliance , Legal , or Audit + 2+ years… more
- Capital One (Richmond, VA)
- …Diploma, GED or equivalent certification -At least 5 years of experience in compliance , risk , or legal **Preferred Qualifications:** -Bachelor's Degree -2+ ... risk experience in fraud and disputes -6+ years of experience in compliance , risk , or legal - Experience with Regulation Z -Certified Regulatory … more
- Principal Financial Group (Des Moines, IA)
- …service delivery strategies, internal/external auditing, market conduct/examination processes, and business, compliance and legal risk ._ + _Demonstrates ... + Perform evaluations of processes and workflows, collaborating with business units, Compliance , Legal , and Risk departments to identify the most significant… more
- Citigroup (Jacksonville, FL)
- …the 2LOD and 3LOD, and external regulators + Frequent weekly interaction with the Field, Compliance , Legal , Risk & Control Partners in the preparation and ... + The position requires substantial interaction and collaboration with different Risk teams, Compliance , Legal , Product and Operations, and other functional… more
- Federal Reserve Bank (Boston, MA)
- …topics and supervisory assessments in concise terms to multiple audience types. + Compliance / Legal risk preferred, but broad operational/enterprise risk ... candidate will have proficient technical knowledge in the areas of non-financial risk , including compliance / legal or operational risk , and may have… more
- Capital One (Plano, TX)
- …high level of exposure across the division partnering closely with senior business and Risk Office leaders, Technology, Compliance , Legal , and Operational ... risk policies and programs; + Drive collaboration between the Risk , Compliance , Legal , and other business support functions; + Ensure independent… more
- Capital One (Plano, TX)
- …closely with senior business and risk office leaders, model developers, technology, compliance , legal , and Operational Risk Management. **In your role, ... risk policies and programs; + Drive collaboration between the risk , compliance , legal , and other business support functions; + Ensure independent… more
- Amazon (WA)
- …You will also engage with stakeholders across the company, including other specialized fraud, risk , compliance , and legal functions. This position supports a ... Basic Qualifications - 4+ years of compliance program management, legal , governance, audit, risk /loss prevention, or equivalent experience - Bachelor's… more
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