- Citigroup (Tampa, FL)
- …with examiners, auditors etc. + Knowledge of key Compliance processes- Regulatory Management , Risk Assessment, Monitoring and Testing + Awareness of ... Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible...established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk… more
- Capital One (Richmond, VA)
- …Suite experience + At least 3 years of experience in compliance testing, risk management , compliance monitoring , quality assurance, control review or ... + Bachelor's degree + 4+ years of financial services consumer compliance monitoring , auditing, risk management or compliance experience + 2+ years of… more
- Capital One (Richmond, VA)
- …Experience** + **At least 2 years of experience in Compliance Testing, Risk Management , Compliance Monitoring , Quality Assurance, Audit, ... + **3+ years of experience in Compliance Testing, Risk Management , Compliance Monitoring , Quality Assurance, Audit, International/Global… more
- Capital One (Mclean, VA)
- …certification + At least 2 years of experience in compliance testing, risk management , compliance monitoring , control or transaction reviews, ... Qualifications:** + Bachelor's Degree + 3+ years of financial services consumer compliance monitoring experience + Certified Regulatory Compliance Manager… more
- DealerOn, Inc. (Rockville, MD)
- …Degree or equivalent + 3+ years of related experience within professional services, project management , compliance monitoring , risk management , or ... Assist with preparation and updating of evidence collection and compliance monitoring evaluation criteria. + Daily project management of internal auditing… more
- Truist (Greensboro, NC)
- …States of America) **Please review the following job description:** Perform risk management and compliance monitoring and testing for assigned business ... of key controls, monitoring of key indicators relative to other risk management tools and regulatory compliance monitoring . Prepare detailed… more
- Thrivent Financial (Salt Lake City, UT)
- …of the responsible areas. + Chairs the Compliance Risk Management Committee. + Oversees and ensures monitoring of requirements from banking regulatory ... the areas of compliance risk assessments, regulatory change management , compliance testing & monitoring , and issue management workflows.… more
- Amazon (Arlington, VA)
- …report to senior Compliance leadership on progress. . Assess and communicate risk posture to the senior management , Compliance Officers, legal, and ... the future. SPTC designs and builds the software systems, risk models, compliance solution and operational processes...responsible for the following activities: . Lead Suspicious Activity Monitoring Risk Mitigation team by risk… more
- Walmart (Bentonville, AR)
- …Testing & Monitoring . This team is responsible for all risk and monitoring strategies in Health & Wellness Compliance . **What you'll do ** + **Conduct ... do **This position is located in Bentonville, Arkansas.** The ** Risk , Testing & Monitoring Senior Manager** roleis...Resources, or related field and 4 years' experience in compliance , ethics, legal, project management , or related… more
- Amazon (Seattle, WA)
- …seeking an experienced compliance professional to join the team as a Sr. Risk Manager, leading the Compliance Monitoring and Auditing program. This ... leadership regarding identified findings, risks, and action plans. Develop compliance risk mitigation mechanisms, including monitoring...for our customers. Basic Qualifications - 6+ years of compliance , audit or risk management … more
- The Cigna Group (Bluffton, SC)
- …either onsite, via webinar or by means of a desk review. Monitoring risk adjustment transactions include, amongst others, validating universes, preparing ... Responsible for Part C audit activities for the Cigna Compliance Department, with particular emphasis on Coding, Risk Adjustment and Coding Decisions.… more
- SMBC (New York, NY)
- …with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management . Additionally, the position ... of the Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management ...management , regulators, and the business to advise on compliance risk management strategies and… more
- Citigroup (Wilmington, DE)
- …line of defense risk management . **Responsibilities:** + Perform USPB ERM Risk Monitoring including monitoring of material risk , exposure against ... including, but not limited to, Risk Identification, Risk Appetite & Limits, Risk Monitoring...management (eg wholesale credit, retail credit) + Non-Financial risk management (eg Operational, Compliance )… more
- Citizens (Johnston, RI)
- …corporate compliance policy and procedures. Qualifications + 5+ years' experience in Compliance , Risk Management , or Audi + Demonstrated experience in ... processes along with regulatory, statutory and legislative requirements for risk management and controls. + Assess material...compliance with key rules and regulations. Input control monitoring results into the system of record. Keep the… more
- Guidehouse (San Francisco, CA)
- …modeling, operational analysis, process improvement, change management , technology implementation, risk management , compliance monitoring , and ... Learning & Development Sessions (both E-learning & Instructor-Led) + Performance management , including developing goals and holding Mid-Point and Final Evaluations +… more
- Citigroup (Wilmington, DE)
- …your will develop and maintain robust controls and monitoring routines for risk oversight of loss recognition activities in compliance with Citi Retail ... Risk Analytics -Loss Recognition** is responsible for risk analytics, controls and monitoring of mortgage...applicable supervisory guidelines. You will work closely with independent risk management and policy team and stakeholders… more
- Commerce Bank (Kansas City, MO)
- …The Risk Monitoring Analyst - Trust will partner with CBI Risk Management team members and leadership to understand and assess CT policies, procedures, ... + Assist with the preparation of clear and concise risk management testing reports + Assist with...for some roles. This compensation range is for the Risk Monitoring Analyst I - CTC job… more
- M&T Bank (Clanton, AL)
- …Consumer Protection Office reports to the Chief Compliance Officer within M&T Bank's Compliance Risk Management Department and supports the risk ... management infrastructure by effectively overseeing and directing compliance risk management activities throughout the bank related to consumer protection… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead within the JP Morgan Wealth Management ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you...controls and training + Conduct on-going challenge to business risk assessment, administer monitoring , maintain Compliance… more
- American Express (New York, NY)
- …Risk & Compliance Organization ("GRC") independently oversees the company's risk -taking and risk management activities, including the comprehensive ... We create and maintain the overall risk management framework while ensuring legal and regulatory compliance... monitoring and testing across processes, strengthening AXP's risk management practices, and monitoring … more