- Citigroup (Getzville, NY)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... completion of Compliance transformation milestones. + Supporting the day-to-day operations of Compliance risk management programs such as: + Managing the… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk analyst for the CBNA, Banking and International Independent Compliance Risk Management (ICRM) programs team ... of Compliance transformation milestones + Supporting the day-to-day operations of Compliance risk management programs including Management Reporting,… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... plus **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:** Tampa Florida… more
- Citigroup (Tampa, FL)
- … compliance risk senior analyst for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** Tampa… more
- Citigroup (Getzville, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... completion of Compliance transformation milestones + Operating day-to-day activities of Compliance risk management programs such as: + _Managing the… more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... regulatory interactions. **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and...Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:**… more
- Citigroup (Irving, TX)
- …Working with more senior staff in investigating and responding to raised compliance risk management issues and preparing routine correspondence. + ... compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible...of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately… more
- JPMorgan Chase (Newark, DE)
- …outside the box, challenging the status quo and striving to be best-in- class. As a Compliance Risk Management Senior Associate in Compliance , ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you...offer discretionary incentive compensation which may be awarded in recognition of firm performance and individual achievements and contributions.… more
- Charles Schwab (Southlake, TX)
- …and provides regulatory training. The broader Compliance organization will rely on the Compliance Risk Assessment Senior Manager to execute and manage ... Wealth Advisory, Inc., CS&Co Investment Advisory, Charles Schwab Investment Management , Inc. (CSIM), and Schwab Funds/Schwab ETFs consistent with...and senior leadership to help improve the Compliance Risk Assessment data and process. +… more
- American Express (New York, NY)
- …a culture of risk awareness and proactivity around regulatory matters. The Compliance Risk Management team facilitates and monitors the implementation of ... effective compliance risk management programs throughout...with an ability to interact and obtain buy-in from senior BU / tech counterparts + Expertise in process… more
- TECO Energy (Tampa, FL)
- …exceptions, and NERC Alerts. [25%] 3. Controls & Monitoring: Administers the IT Compliance Management Systems and Governance, Risk , and Compliance ... support demonstration of compliance . Escalates out of compliance items to senior management ....of Sharepoint document management and workflow. TITLE: Compliance & Risk Analyst II POSITION CONCEPT… more
- Charles Schwab (Westlake, TX)
- …apply materiality thresholds. The successful candidate will have a robust background in compliance risk management at a large-scale financial services ... obligations of the team leading the program have also significantly evolved. The Compliance Risk Assessment and Regulatory Inventory Director is a key leadership… more
- SMBC (Jersey City, NJ)
- …senior 1LOD and 2LOD management , including an overview of the level of compliance risk and the strength of relevant controls. + Develop risk ... plus (but not required). + Minimum of 10 years of prior regulatory, compliance , and/or risk management experience. + Experience conducting Compliance … more
- Brunswick (Mettawa, IL)
- …the leading Marine Technology company. Brunswick's Information Security department is looking for a Senior IT Risk & Compliance Analyst to support our ... ongoing efforts within the functional areas of the Governance, Risk & Compliance (GRC) program. This role...manage control activities performed throughout the organization via Brunswick management tools. + Perform compliance and security… more
- USAA (Charlotte, NC)
- …and position clearly, concisely, logically and in an organized manner. + Implements compliance risk management activities in accordance with enterprise ... Control Inventory (PRCI), Risk and Control Self-Assessment (RCSA), Compliance Risk Assessment, Regulatory Change Management (RCM) The above description… more
- Federal Reserve Bank (New York, NY)
- …reviews of complex institutions to evaluate the quality and effectiveness of BSA/AML compliance risk management practices and controls, including for ... other examination, analytical, and policy work in collaboration with senior supervisors and FRS management , legal staff,...bank examiner. + Demonstrated knowledge of BSA/AML and sanctions compliance risk management programs and… more
- Comerica (Farmington Hills, MI)
- … Compliance Risk Assessment Specialist The Corporate Compliance Risk Assessment Specialist reports to the Senior Manager of Corporate Compliance ... responsible for supporting the day-to-day execution of the Corporate Compliance Risk Assessment (CCRA) Program. This includes...management reporting. This role will also lead the management of the compliance controls inventory (CCI).… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead for the Commodities team within ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you...comfortable working with a wide range of stakeholders including senior management , and maintain credible relationships across… more
- Bloomberg (New York, NY)
- …and operational analysis, process documentation and improvements, financial modeling, reporting and senior management support to drive the strategic direction of ... to join our larger finance team supporting the Legal, Compliance , & Risk organization. In this role,...analysis; * Participate in the development of presentations for Senior Management , both on a regularly scheduled… more