- Citigroup (Tampa, FL)
- …risks are appropriately vetted and addressed. Identifying and escalating to the Chief Sanctions Officer material risks and significant instances of not adherence ... Serves as a senior compliance risk officer for Independent ...Sanctions regulations, risks and typologies + Knowledge of Compliance laws, rules, regulations, risks and typologies + Must… more
- Citigroup (Washington, DC)
- … Policy and relevant procedures. + Identifying and escalating to the Chief Sanctions Officer material risks and significant instances of not adherence to ... Serves as a senior compliance risk officer for Independent ...combination thereof. + Advanced degree preferred. **Job Family Group:** Compliance and Control **Job Family:** Sanctions **Time… more
- Citigroup (Tampa, FL)
- The AML Compliance Risk Management (ACRM) Global Funds Transfer Vice President is a senior level role responsible for assisting with the development of the ... ongoing compliance with AML regulatory requirements. The ACRM Global Funds Transfer Vice President reports directly to the Global Head of Funds Transfer … more
- Morgan Stanley (Miami, FL)
- The Financial Crimes Policy & Strategic Initiatives Officer ( Vice President ) is part of the First Line Financial Crimes Risk Office Team responsible for the ... workforce (M/F/Disability/Vet). * #LI-AJ1 **Job:** **Wealth Management* **Title:** * Vice President , Financial Crimes Policy & Strategic Initiatives Officer *… more
- Citigroup (O'Fallon, MO)
- …& Fraud Prevention's control practices and outcomes. The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own ... process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. +...these risks within the Business (eg third party, fraud, sanctions etc) (if applicable). + Coordinate risk and control… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/ Sanctions compliance issues, while managing the progress of KYCs ... responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due...Rule + Understanding of rules involving BSA/AML, OFAC & Sanctions + Exhibit culture of strong risk principles +… more
- Morgan Stanley (Baltimore, MD)
- …benefit offerings./ **Job:** **Other* **Title:** *Global Financial Crimes: Risk Assessment Vice President * **Location:** *Maryland-Baltimore* **Requisition ID:** ... governance, oversight and execution of the Firm's Anti-Money Laundering (AML), Sanctions , Anti-Corruption and Government and Political Activities Compliance … more
- JPMorgan Chase (New York, NY)
- …Partner with coverage and product bankers, Wholesale KYC Operations (WKO) Client Office and Compliance teams in region to meet local or product specific KYC and AML ... during transaction execution + Conduct analysis and dispositioning of Sanctions , Anti-Corruption, Environmental and Social risks on clients and transactions… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") ... Director, Head of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President...legal entities. Note: the CRA excludes financial crimes (AML, Sanctions , Fraud, and Bribery) risks as those risks are… more
- Citigroup (Irving, TX)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- Citigroup (Tampa, FL)
- This Operations Business Risk and Control Officer role is in the Risk Mitigation and Execution team supporting SMB&IC Core Operations and is a part of the broader ... process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. +...these risks within the Business (eg third party, fraud, sanctions etc) (if applicable). + Coordinate risk and control… more
- Citigroup (Jacksonville, FL)
- …pose excessive risk(s). + Develops and drives quality-checking routines to ensure compliance with all relevant policies, operating guides, and owned control testing. ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Mizuho Corporate Bank (New York, NY)
- …and procedures to align with evolving regulations and best practices. Reporting to the Vice President of FCC Advisory, this role is responsible for executing ... About The teamWithin the Compliance Department, the Financial Crime Compliance ...risks, regulations, and policy. + Review negative news and sanctions escalations and maintain evidence of the review in… more
- University of Iowa Community Credit Union (North Liberty, IA)
- …to achieve departmental and Credit Union goals. + Performs other duties as assigned by VP / Compliance and Risk or Bank Secrecy Act (BSA) Officer . Job ... activity. + Reviews and analyzes potential hits of member database against OFAC sanctions lists. + Monitors and reviews FinCEN 314(a) requests. + Provides expertise… more