- First Horizon Bank (Memphis, TN)
- …Business + Minimum 5 yrs. experience in broker-dealer Compliance or equivalent in legal, compliance or audit + Series 7 and 63 licenses required + Series ... **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance, reporting, and guidance for all… more
- University of Florida (Gainesville, FL)
- …throughout UF's research enterprise. This position is the second in the five-level compliance analysist series . The Compliance Analyst will assist UF ... Compliance Analyst II Apply now (https://secure.dc4.pageuppeople.com/apply/674/gateway/default.aspx?c=apply&lJobID=533959&lJobSourceTypeID=796&sLanguage=en-us) Job no:… more
- MetroLink (Los Angeles, CA)
- …immediately. DISTINGUSUING CHARATCHERICS This is the senior level of the Contract & Compliance Administrator series . At this level, work may be performed under ... Senior Contract & Compliance Administrator Print (https://www.governmentjobs.com/careers/scrra/jobs/newprint/4642379) Apply Senior Contract & Compliance … more
- Headquarters, NASA (Napa, CA)
- …within series 1800 - 1899 / Inspection, Investigation, Enforcement, and Compliance Jobs within series 1900-1999 / Quality Assurance, Inspection and Grading ... Duties will be based on and commensurate to the grade, occupational series , and duty location of position. Requirements Conditions of Employment Qualifications This… more
- Headquarters, NASA (Napa, CA)
- …within series 1800 - 1899 / Inspection, Investigation, Enforcement, and Compliance Jobs within series 1900-1999 / Quality Assurance, Inspection and Grading ... Duties will be based on and commensurate to the grade, occupational series , and duty location of position. Requirements Conditions of Employment Qualifications This… more
- Headquarters, NASA (Napa, CA)
- …within series 1800 - 1899 / Inspection, Investigation, Enforcement, and Compliance Jobs within series 1900-1999 / Quality Assurance, Inspection and Grading ... Duties will be based on and commensurate to the grade, occupational series , and duty location of position. Requirements Conditions of Employment Qualifications This… more
- Guardian Life (Bethlehem, PA)
- …work experience + At least 2 years of experience in Financial Services in a supervisory or compliance capacity + Series 7 + Series 65 or 66 + Series ... certain delegated supervisory functions in a home office setting to ensure compliance and regulatory requirements are achieved. The Registered Principal, SaBR will… more
- Equitable (Minneapolis, MN)
- …\#LI-ANCHOR **Qualifications** **Required Experience:** + Bachelors degree + 1 Years experience in Compliance roles + FINRA Series 7, 65 or 66 registrations + ... your potential? **The Minneapolis Branch location is seeking an experienced Compliance Supervisor, this position is required to be onsite.** **Job… more
- Federal Aviation Administration (Washington, DC)
- …Qualification Standard for General Inspection, Investigation, Enforcement, and Compliance Series , 1801, please refer to: ... specialist investigates and analyzes multiple data sources to identify safety compliance issues and to support safety risk management actions. Identifies and… more
- Citigroup (New York, NY)
- …+ Project and traffic coordination with the analyst teams, publications staff, and Legal/ Compliance + Series 16 license required + Appropriately assess risk when ... of the sub-function/job family. **Responsibilities:** + Vetting research for compliance with FINRA/NYSE regulations and Citi internal research content guidelines… more
- Federal Aviation Administration (Washington, DC)
- …Qualification Standard for General Inspection, Investigation, Enforcement, and Compliance Series , 1801, please refer to: ... is reviewed periodically, typically at major milestones and at completion, for technical compliance and alignment with the requirements of the project or other work… more
- Defense Security Service (Fort Meade, MD)
- …(OPMs) basic qualifications requirements. See:General Inspection Investigation Enforcement and Compliance Series 1801 (opm.gov) for OPM qualification standards, ... and circumstances against applicable standards to enable further investigative, compliance , enforcement, and inspection activities. Influencing/Negotiating - Persuades others… more
- Air Force Elements, US Special Operations Command (Macdill AFB, FL)
- …and Management Positions for General Inspection Investigation Enforcement and Compliance Series , 1801. SPECIALIZED EXPERIENCE: Applicants must have ... at least one (1) year of specialized experience at the next lower grade GS-12, or equivalent in other pay systems. Examples of specialized experience includes mastery of a wide range of concepts, principles, practices, and laws pertinent to Inspector General… more
- Defense Security Service (Fort Jackson, SC)
- …basic qualifications requirements. See: General Inspection Investigation Enforcement and Compliance Series 1801 for OPM qualification standards, competencies ... and specialized experience needed to perform the duties of the position as described in the MAJOR DUTIES and QUALIFICATIONS sections of this announcement by 12/05/2024 Applicant must have directly applicable experience that demonstrates the possession of the… more
- National Transportation Safety Board (Washington, DC)
- …For more information see link: General Inspection Investigation Enforcement and Compliance Series 1801 (opm.gov) NOTE: IN DESCRIBING YOUR EXPERIENCE, ... PLEASE BE CLEAR AND SPECIFIC. WE WILL NOT MAKE ASSUMPTIONS REGARDING YOUR EXPERIENCE. Your resume must clearly show the specialized experience and competencies related to this position. Failure to demonstrate how you possess the education, specialized… more
- Air Combat Command (Nellis AFB, NV)
- …and Management Positions for General Inspection, Investigation, Enforcement, and Compliance Series , 1801. SPECIALIZED EXPERIENCE: Applicants must have ... at least one (1) year of specialized experience at the next lower grade GS-11, or equivalent in other pay systems. Examples of specialized experience includes knowledge of the mission, functions, programs, policies, structure, and operational capabilities of… more
- National Transportation Safety Board (IN)
- …report. For more information see link: General Inspection Investigation Enforcement and Compliance Series 1801 NOTE: IN DESCRIBING YOUR EXPERIENCE, PLEASE BE ... CLEAR AND SPECIFIC. WE WILL NOT MAKE ASSUMPTIONS REGARDING YOUR EXPERIENCE. Your resume must clearly show the specialized experience and competencies related to this position. Failure to demonstrate how you possess the education, specialized experience and/or… more
- Department of Energy (Washington, DC)
- …of Personnel Management website: General Inspection Investigation Enforcement and Compliance Series 1801 (opm.gov). Volunteer Experience: "Experience" refers ... to paid and unpaid experience. Examples of qualifying unpaid experience may include: volunteer work done through National Service programs (such as Peace Corps and AmeriCorps); as well as work for other community-based philanthropic and social organizations.… more
- University of Colorado (Aurora, CO)
- …Family Medicine Louisville Medical Director Open Rank -Senior Instructor Series ** **Description** **University of Colorado Anschutz Medical Campus** **Department:** ... Family Medicine - Louisville Medical Director** **Open Rank -Senior Instructor Series ** **Position #00825042 - Requisition #34358** **Job Summary:** **Examples of… more
- TIAA (Dallas, TX)
- …**Required:** + 1-3 years of marketing review, advertising compliance , marketing compliance , and/or communication review experience + Series 7 and Series ... Serve as a member of the Enterprise Communications Compliance ("ECC") team that provides advice and guidance...of marketing materials. In addition, the role will provide Compliance thought leadership and solutions on approach to new… more
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