- Metrolink (CA)
- …DISTINGUISHING CHARACTERISTICS This is the entry level in the Contract and Compliance Administrator series . At this level, assignments are generally limited ... PURPOSE OF POSITION The Contract and Compliance Administrator is a procurement officer who assists...list of responsibilities. Administer and monitor contracts to ensure compliance with applicable local, state and federal laws, rules… more
- Metrolink (CA)
- PURPOSE OF POSITION The Environmental Compliance and Station Administrator is responsible for ensuring that all Metrolink-owned and operated facilities maintain full ... compliance with applicable environmental regulations, and that all stations...CHARACTERISTICS This classification is not part of a job series . SUPERVISION EXERCISED AND RECEIVED Receives oversight from departmental… more
- Charles Schwab (Atlanta, GA)
- …collaborating with business partners, sharing of best practices, and performing compliance and administrative tasks characteristic of our industry. If you're looking ... you have What You Have Required qualifications Active and valid Series 7 license Active and valid Series 66 (63/65) license required (may be obtained within a… more
- USAA (Plano, TX)
- …effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. What you have: Bachelor's degree OR 4 ... Technology and ability to deliver training remotely. Current FINRA Series 7 and/or attainment within 90 days of job...of job entry. What sets you apart: Current FINRA Series 7. Current FINRA Series 63 and/or… more
- USAA (Tampa, FL)
- …effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. What you have: Bachelor's degree OR 4 ... Technology and ability to deliver training remotely. Current FINRA Series 7 and/or attainment within 90 days of job...of job entry. What sets you apart: Current FINRA Series 7. Current FINRA Series 63 and/or… more
- USAA (Colorado Springs, CO)
- …appropriate: In conjunction and coordination with Securities Counsel and Securities Compliance , provides research and documentation support for use in responding to ... harm employees and members. Partners with Legal, Risk and Compliance on interpretation of CMS (Center for Medicare and...job entry. RETIREMENT INCOME ONLY: Required maintenance of FINRA Series 7, 66 (or 63 and 65), 24, and… more
- Whitney M Young (Albany, NY)
- …traffic, conversion, retention). Create segmented email automations (welcome series , lapsed reactivation, post-gift stewardship, upgrade asks). Develop social ... ensure privacy and consent best practices. Produce donor stewardship series : prompt acknowledgments, impact updates, thank-you videos, and milestone communications… more
- USAA (Plano, TX)
- …thorough model validation activities and ensuring adherence to written risk and compliance policies and procedures. The role requires strict independence from model ... challenger models through predictive modeling, machine learning, deep learning, time- series modeling/forecasting, stress testing, heuristic models, actuarial models, simulation,… more
- Charles Schwab (Tysons Corner, VA)
- …to deliver the best outcomes for clients. Exhibits strong culture of compliance , adherence to policy and Schwab's high standards Demonstrates good judgment in ... degree highly preferred Required Qualifications Active & valid FINRA Series 7 license Active & valid FINRA Series 66 (63/65) license Active & valid Life & Health… more
- USAA (Phoenix, AZ)
- …effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. What you have: High School Diploma or ... acquire within 90 days of hire. Required maintenance of FINRA Series 7 license. Required maintenance of FINRA Series 66 (or 63 and 65) license. Must be able to… more
- USAA (Phoenix, AZ)
- …effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. What you have: High School Diploma or ... acquire within 90 days of hire. Required maintenance of FINRA Series 7 license. Required maintenance of FINRA Series 66 (or 63 and 65) license. Must be able to… more
- Metrolink (CA)
- …Engineer, Design and Standards, who will support the design and ensure compliance with SCRRA design criteria, standards, and specifications of all tracks, civil, ... DISTINGUISHING CHARACTERISTICS This classification is not part of a job series SUPERVISION EXERCISED AND RECEIVED Receives general oversight from the director… more
- USAA (Phoenix, AZ)
- …channels. Works with Product Owners, Process Owners, Experience Owners, and Compliance stakeholders to evaluate products, advice, and solutions to develop and ... effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. What you have: Bachelor's degree OR 4… more
- Metrolink (CA)
- …and reports. DISTINGUISHING CHARACTERISTICS This is mid- level of the Accountant series . At this level, the incumbent has some latitude for independent judgment ... project and award level reconciliations to ensure that expenditures are billed in compliance with funding agreement terms prior to closeout. Assist in the design of… more
- Metrolink (CA)
- …DISTINGUISHING CHARACTERISTICS This job description is not part of a job series SUPERVISION EXERCISED AND RECEIVED Reports to the Chief Customer Experience Officer ... Southern California Regional Rail Authority is an Equal Opportunity Employer. In compliance with the Americans with Disabilities Act, the Authority will provide… more
- Metrolink (CA)
- …within the division. DISTINGUISHING CHARACTERISTICS This is the entry level of the series . At this level, assignments are generally limited in scope and are ... Southern California Regional Rail Authority is an Equal Opportunity Employer. In compliance with the Americans with Disabilities Act, the Authority will provide… more
- Viken Detection (Burlington, MA)
- …threats. The company's innovative vehicle scanners, the OSPREY PortalTM series , and its handheld products, the HBI-120TM, NIGHTHAWK-HBITM, FOXHOUND-HNATM and ... board design and layout techniques for signal integrity and electro-magnetic compliance (EMC). Experience integrating and validating peripherals such as USB,… more
- Citizens (Boston, MA)
- …for investment needs. The Virtual Financial Advisor will be required to maintain compliance with all Citizens Financial Group policies and procedures, as well as, ... interpersonal skills Qualifications, Education, Certifications and/or Other Professional Credentials Active Series 7, 66 (65 and 63), and life insurance licenses… more
- MetroLink (Los Angeles, CA)
- …DISTINGUISHING CHARACTERISTICS This is the entry level in the Contract and Compliance Administrator series . At this level, assignments are generally limited ... Contracts & Compliance Administrator Print (https://www.governmentjobs.com/careers/scrra/jobs/newprint/5152779) Apply Contracts & Compliance Administrator… more
- Truist (Richmond, VA)
- …Bachelor's degree in Finance or Business. + 7 or more years of regulatory, compliance or supervisory experience + FINRA Series 4 **General Description of ... that the advisors, OSJs and/or branch offices are in compliance with industry rules, regulations as well as internal...with disabilities to perform the essential functions. + FINRA Series 7, 24, 53, and 66 licenses ( Series… more
