- First National Bank of Omaha (Omaha, NE)
- …monitoring, testing, and surveillance programs across all operational areas. + Lead compliance training programs and ensure staff understanding of regulatory ... Vice President, Wealth Risk and Operations to lead first-line risk management, compliance oversight, and operational excellence for our Wealth … more
- Deloitte (Princeton, NJ)
- …one or more of the following areas - Trade surveillance , communications surveillance , control room / information barriers compliance , or 1 st line ... or supporting systems for either trade surveillance , communications surveillance , control room/information barriers, employee compliance + Strong technical… more
- Scotiabank (New York, NY)
- …standards and internal policies. The successful candidate will leverage their expertise to lead compliance audits for trade surveillance to identify ... Charge (OIC) and leads the planning, execution and reporting of Global trade surveillance Compliance Audit by assessing the control effectiveness and Bank's… more
- Huntington National Bank (Harrisburg, PA)
- …Corporate Mortgage Finance Group; work collaboratively with the group's RM Team Lead , other Banker/RMs, Portfolio Managers and other internal colleagues to support ... new business. This position reports to the RM Team Lead , or another senior leader determined by the Head...and concise communication of actual or potential counter-party performance, compliance or facility level credit or operational problems. +… more
- Huntington National Bank (New York, NY)
- …Immediate and concise communication of actual or potential counter-party performance, compliance or facility level credit or operational problems. + Effective ... oversight and active surveillance of assigned facilities, potential or identified deteriorating credit...of potential re-grades when appropriate. Team Development: Expected to lead , motivate, and manage the team members to higher… more
- Dollar Tree (Los Angeles, CA)
- …identifying, investigating, and resolving incidents of theft, fraud, and operational non- compliance across multiple retail locations within a designated market. This ... role supports shrink reduction strategies through auditing, proactive surveillance , exception-based reporting, and collaboration with store teams and law… more
- S&P Global (Boulder, CO)
- …markets, housing finance agencies, and community development finance institutions + Lead and mentor junior analysts in complex analytical matters, providing expert ... to deliver high-quality analysis across your portfolio while ensuring annual surveillance requirements are met and maintaining S&P's quality standards + Foster… more