- MUFG (Irving, TX)
- …testing reviews on the Sales & Trading business units with focus on the Markets Compliance program. The Compliance Officer will work closely with ACT ... and procedures, including their extra-territorial application. Experience with markets compliance , markets surveillance , compliance monitoring, auditing… more
- TD Bank (New York, NY)
- …and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core ... Compliance program as needed. The VP Compliance TDS oversees/leads a team(s) of...technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding of financial product… more
- TD Bank (New York, NY)
- …The TD Securities US Compliance team is looking for Vice President to join the Trade Surveillance team focused on Communications. The VP ... of issues + Network with other colleagues in Global Surveillance and the wider Compliance teams and...preferred + Relevant professional designations such as FINRA Certified Compliance Officer Program + Basic knowledge of… more
- OhioHealth (Columbus, OH)
- …0255 **JOB PROFILE NAME:** VP Protective Services **JOB SUMMARY** The Vice President , Protective Services will ensure our associates, providers, patients, ... 5 million square feet of physical space and 35,000 associates. In addition, the Vice President will be accountable for securing the access of our facilities,… more
- CIBC (New York, NY)
- …incidents of non- compliance to the relevant Global Markets business head, senior Compliance officer and, if appropriate, head of US Global Markets for ... detecting when violations do occur. Regulatory Supervision is a business role (not Compliance ) and is delegated the responsibility to supervise on behalf of Global… more
- UNC Health Care (Rocky Mount, NC)
- …Security is the administrative head of the agency department and reports to the Vice President of Support Services. These job expectations are not all ... daily, weekly, and monthly required inspections. - Makes recommendations to the Vice President of Support Services regarding projected expenditures. - Ensures… more
- Covenant Health Inc. (Knoxville, TN)
- …a Forbes "Best Employer" seven times. Position Summary: Under the direction of the Vice President of System Quality and Performance Improvement and the Chief ... Medical Officer , the Infection Preventionist (IP) directs and operationalizes the...pertains to infection prevention. The IP conducts routine systematic surveillance , collects, prepares and analyzes healthcare-associated infection data for… more