- Altru Health (East Grand Forks, MN)
- …Performs testing procedures according to Physician and nursing direction, in compliance with validations, ie, ECG, bedside glucose testing , collection of ... position monitors and stocks the bed side cart when needed and performs testing procedures with the Physician and Nurses direction. Essential Job Functions: Obtains… more
- Huntington National Bank (Columbus, OH)
- Description The Compliance Testing Group Team Lead conducts and leads comprehensive 2nd Line of Defense compliance testing reviews to evaluate adherence ... and regulations, and Huntington's compliance risk policies and procedures. The Compliance Testing Group Team Lead is an exciting opportunity to join a great… more
- Citigroup (Irving, TX)
- …address reported issues. **Responsibilities:** + Developing, implementing, and executing compliance testing , continuous assurance, and reporting programs within ... an assigned region (North America) in accordance with the Compliance Testing (CT) Plan. + Participating and leading in the planning, executing, and reporting of … more
- Citigroup (Jersey City, NJ)
- …reported issues. Key Activities include: + Developing, implementing, and executing compliance testing , continuous assurance, and reporting programs within an ... assigned region in accordance with the Compliance Testing (CT) Plan. + Participating in the planning, executing, and reporting of compliance testing … more
- Citigroup (O'Fallon, MO)
- …Retail Bank and Mortgage). **Responsibilities:** + Developing, implementing, and executing compliance testing , compliance monitoring, and reporting programs ... within the US Personal Banking accordance with the Compliance Testing & Monitoring Plan. + Lead walkthroughs with various business across the firm to document… more
- Comerica (Farmington Hills, MI)
- Compliance Testing Specialist II The Compliance Testing Specialist II within the Second Line of Defense (2LOD) plays a pivotal role in providing ... oversight and guidance to the business on compliance testing strategies and methodologies. The Compliance Testing Specialist II is responsible for… more
- MUFG (Irving, TX)
- …details. **Major Responsibilities:** Responsible for supporting the Global Financial Crimes Compliance Testing ("GFCCT") function in performing deep dive reviews ... Engage directly with management with a goal to independently lead end-to-end compliance testing reviews, applying the Bank's testing methodology for MUFG… more
- M&T Bank (Clanton, AL)
- **Overview:** The Compliance Testing Advisor is responsible for the managing, leading, and execution of compliance testing engagements utilizing a ... the Bank's compliance with applicable laws, rules & regulations. The Compliance Testing Advisor is also responsible for the oversight and coaching of team… more
- Citigroup (Jersey City, NJ)
- …Activities include: + Participating in the planning, executing, and reporting of compliance testing reviews and regulatory issue validation covering middle and ... findings, and negotiating with corresponding control/process owners. + Utilizing innovative compliance testing solutions including Data Analytics to increase… more
- Citigroup (Tampa, FL)
- … risks and controls implemented by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based monitoring and testing of ... to address reported issues. **Responsibilities:** + Develop, implement, and execute compliance monitoring and testing , continuous assurance, and reporting… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Testing team responsible for assessing ... and controls implemented by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based testing of Citi's compliance … more
- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing significant ... to address reported issues. Key Activities include: + Developing, implementing, and executing compliance testing and reporting programs in accordance with the … more
- Morgan Stanley (Baltimore, MD)
- *Wealth Management Compliance Testing Tester* Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, ... or firm policies. The person in the role will assist the WM Compliance Testing in completing its annual test plan, communicating to senior management, and… more
- TD Bank (Brooklyn Park, MN)
- …can provide you more specific details for this role. **Job Description:** The Compliance Testing Manager is responsible for planning and overseeing independent ... Compliance testing completed by specialists. May execute some independent testing as applicable. This role provides subject matter expertise on Compliance … more
- Citigroup (Tampa, FL)
- …and controls implemented by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based monitoring of Citi's compliance ... and reporting activities. + Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities. +… more
- MUFG (Irving, TX)
- …as assigned. + Stay abreast of current trends in data management, compliance testing and developments concerning BSA/AML/Sanctions, fraud schemes, and ... Ltd. This role will assist in the execution of testing of the Bank's Financial Crimes systems and tools...Crimes systems and tools in accordance with the global testing plan, for MUFG locations globally. This will include… more
- ManpowerGroup (Dallas, TX)
- **Roles: QA officer ( Compliance & testing focus)** **Location: Jax/Dallas, TX (Hybrid - 3 days onsite per week)** **Position type: 15+ months with high ... of the process to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured accurately, timely and in accordance… more
- ManpowerGroup (Tampa, FL)
- **JD: Role: Risk & Control Officer with Compliance Testing /IA testing in either BAU or Consent Order experience/Audit exposure **Location: Tampa, FL (Hybrid ... exp** Midsize or large bank exp ** **SEE NOTE:** We need specific Compliance Testing /IA testing in either BAU or Consent Order experience. This Individual… more
- MUFG (Irving, TX)
- …team will provide more details. Additional Job Description **Financial Crimes Compliance Systems Testing , AVP** **Job Summary:** This **Financial Crimes ... Compliance Systems Testing , AVP** role is in the Global Financial Crimes...Bank, Ltd. This role will be required to execute testing of Financial Crimes Compliance systems and… more
- SMBC (Jersey City, NJ)
- …Banking and Compliance Experience. + CRCM certification a plus. + Has a Compliance Testing , Bank Regulatory or Internal Audit background. + Able to work ... monitoring and testing engagements to validate the efficacy of regulatory compliance internal controls. This role will have coverage for SMBC's US wholesale… more
Related Job Searches:
Compliance,
Compliance Operational Risk Testing,
Compliance Testing Group,
Compliance Testing Manager,
Compliance Testing Officer,
Product Compliance Testing,
Project Manager Compliance Testing,
Senior Analyst Compliance Testing,
Senior Compliance Officer Testing,
Testing