- Huntington National Bank (Columbus, OH)
- Description The Compliance Testing Group Team Lead conducts and leads comprehensive 2nd Line of Defense compliance testing reviews to evaluate ... laws and regulations, and Huntington's compliance risk policies and procedures. The Compliance Testing Group Team Lead is an exciting opportunity to… more
- BMO Financial Group (Chicago, IL)
- …analysis and recommendations to management. - Identify opportunities to improve the effectiveness of testing - Act as a liaison and compliance support to various ... for various stakeholders including management. **Qualifications:** - 7+ years' experience in a compliance , control testing , or audit role ideally in a dealer… more
- MUFG (Irving, TX)
- …details. **Major Responsibilities:** Responsible for supporting the Global Financial Crimes Compliance Testing ("GFCCT") function in performing deep dive reviews ... to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's 10 largest financial...with management with a goal to independently lead end-to-end compliance testing reviews, applying the Bank's … more
- M&T Bank (Clanton, AL)
- …testing methodology, ongoing stakeholder engagement, and overall promotion of the Compliance Testing Group within the organization. **Position ... **Overview:** The Compliance Testing Advisor is responsible for...Corporate Compliance Portfolio Managers. + Encourage integrated testing approaches with the data & systems team… more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group...Experience. + CRCM certification a plus. + Has a Compliance Testing , Bank Regulatory or Internal Audit ... Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including...testing engagements to validate the efficacy of regulatory compliance internal controls. This role will have coverage for… more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance by 1st line ... + Ability to both work independently and collaborate with team members + Excellent project management and organizational skills...CPA, MBA) a plus **Job Family Group :** Compliance and Control **Job Family:** Testing **Time… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and ... reported issues. Key Activities include: + Developing, implementing, and executing compliance testing , continuous assurance, and reporting programs within an… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) testing team responsible for assessing compliance risks and ... + Ability to both work independently and collaborate with team members + Excellent project management and organizational skills...Advanced degree a plus **Job Family Group :** Compliance and Control **Job Family:** Testing **Time… more
- Citigroup (Tampa, FL)
- … risks and controls implemented by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based monitoring and testing of ... risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for assessing compliance… more
- Citigroup (Jersey City, NJ)
- … compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Testing team responsible for assessing compliance risks ... testing plan and reports any findings to the Compliance Testing Management team as...relevant certification a plus. **Job Family Group :** Compliance and Control **Job Family:** Testing **Time… more
- Citigroup (O'Fallon, MO)
- …Retail Bank and Mortgage). **Responsibilities:** + Developing, implementing, and executing compliance testing , compliance monitoring, and reporting programs ... Management (ICRM)'s US Personal Banking (USPB) Independent Assessment Organization team responsible for assessing compliance risks and...within the US Personal Banking accordance with the Compliance Testing & Monitoring Plan. + Lead… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing ... issues. Key Activities include: + Developing, implementing, and executing compliance testing and reporting programs in accordance...area of focus; Advanced degree a plus **Job Family Group :** Compliance and Control **Job Family:** … more
- SMBC (Jersey City, NJ)
- …**Qualifications and Skills** + 7+ years of swap dealer experience + Has a Compliance Testing , NFA or Internal Audit background + Able to work independently ... Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP...team member for M&T annual planning, monitoring and testing reviews. This role will have coverage for SMBC's… more
- Citigroup (Tampa, FL)
- …Advanced degree or relevant certification a plus. **Job Family Group :** Compliance and Control **Job Family:** Testing **Time Type:** Full time **Primary ... analyst for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for...by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based monitoring… more
- MUFG (Irving, TX)
- … team will provide more details. Additional Job Description **Financial Crimes Compliance Systems Testing , AVP** **Job Summary:** This **Financial Crimes ... to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's 10 largest financial...Compliance Systems Testing , AVP** role is in the Global Financial Crimes… more
- BMO Financial Group (Milwaukee, WI)
- … group and is accountable to meet all program requirements (eg, Operating Group Compliance Program, AML Program Framework). + Builds awareness, knowledge, and ... Supports the management of 1st LOD program for the business/ group in compliance with appropriate principles, standards...& written communication skills - In-depth. + Collaboration & team skills - In-depth. + Analytical and problem solving… more
- MUFG (Irving, TX)
- …as assigned. + Stay abreast of current trends in data management, compliance testing and developments concerning BSA/AML/Sanctions, fraud schemes, and ... to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups....work remotely one day. A member of our recruitment team will provide more details. This Analyst role is… more
- BMO Financial Group (New York, NY)
- …compliance monitoring and testing . + Identifies enhancements to business group compliance tools and processes and communicates to required stakeholders. + ... developments. Maintains functional and regulatory expertise specific to business group and refers to Compliance policies and...Excel and Word skills- In depth, + Collaboration and team skills - In-depth. + Analytical and problem-solving skills… more
- TD Bank (Greenville, SC)
- …**Line of Business:** Compliance **Job Description:** **Department Overview:** The Senior Compliance Group Manager - Collections will have compliance ... Management for the Company. The role will lead of team of Compliance professionals and will participate...in the general summary below. **Job Summary:** The Senior Compliance Group Manager oversees assigned compliance… more
- EMCOR Group (Lawrence, PA)
- **Description** EMCOR Services Scalise Industries, a wholly-owned subsidiary of EMCOR Group , Inc, is a premier single source provider of mechanical, electrical and ... fire protection construction services in Pennsylvania. From testing and servicing to complex construction projects, Scalise utilizes their extensive expertise, trade… more