- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing ... to address reported issues. Key Activities include: + Developing, implementing, and executing compliance testing and reporting programs in accordance with the … more
- Citigroup (O'Fallon, MO)
- …is a Vice President (VP) 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent Compliance Risk ... Retail Bank and Mortgage). **Responsibilities:** + Developing, implementing, and executing compliance testing , compliance monitoring, and reporting programs… more
- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Share: ... proper operations of the department and the business._ Senior Monitoring and Testing Compliance Assurance Officer reportingto the US General Counsel and the… more
- JPMorgan Chase (Tampa, FL)
- …quo and striving to be best-in-class. As a Compliance - Monitoring and Testing Senior Officer - Senior Associate in our global/regional Compliance teams, ... the lines of business and corporate functions through Monitoring activities and Testing activities to validate compliance with internal policies and procedures,… more
- ManpowerGroup (Dallas, TX)
- **Roles: QA officer ( Compliance & testing focus)** **Location: Jax/Dallas, TX (Hybrid - 3 days onsite per week)** **Position type: 15+ months with high ... $42 - $46/hr on W2 (All inclusive)** **Job Description:** The Quality Assurance Officer is a strategic professional who stays abreast of developments within own… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and ... reported issues. Key Activities include: + Developing, implementing, and executing compliance testing , continuous assurance, and reporting programs within an… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) testing team responsible for assessing compliance risks and ... Activities include: + Participating in the planning, executing, and reporting of compliance testing reviews and regulatory issue validation covering middle and… more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance by 1st line ... address reported issues. **Responsibilities:** + Developing, implementing, and executing compliance testing , continuous assurance, and reporting programs within… more
- ManpowerGroup (Tampa, FL)
- **JD: Role: Risk & Control Officer with Compliance Testing /IA testing in either BAU or Consent Order experience/Audit exposure **Location: Tampa, FL ... large bank exp ** **SEE NOTE:** We need specific Compliance Testing /IA testing in either...Role: Global HR Quality Control (QC) Transformation - Control Officer ** Overview of department: The HR Risk and Control… more
- Wells Fargo (Irving, TX)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn ... and Validation Team is seeking a Lead Independent Testing Officer to support the IT&V Customer...including senior leaders and executives. + Experience in Audit, Compliance , Risk and Testing . + Critical Thinking… more
- Wells Fargo (Irving, TX)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer within Independent Testing & Validation (IT&V) Quality Control (QC) as part of ... policies, procedures and standards + Experience creating, executing, and documenting compliance and/or operational risk testing + Ability to interact with… more
- Wells Fargo (West Des Moines, IA)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer within Independent Testing & Validation (IT&V) Commercial Banking and ... business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . The Financial Crimes Independent Testing and Validation (IT&V) Commercial Banking and Corporate &… more
- Citigroup (Tampa, FL)
- The Finance Quality Assurance Testing and Validation (QATV) function within the Finance Chief Operating Office (COO) organization is responsible for providing an ... team to manage governance and controls; issue management closure, ensure compliance with Citi Policies, Standards and Procedures; and support QATV initiatives… more
- ManpowerGroup (Holyoke, MA)
- **Risk Oversight - Compliance Officer ** Our client in Holyoke, Mass. the largest and most admired community bank in Western Massachusetts, is seeking a Risk ... Oversight - Compliance Officer to join their team. The...Oversight - Compliance Officer to join their team. The... implications of business initiatives. + Completes all yearly compliance training and testing and complies with… more
- Needham Bank (Wellesley, MA)
- … compliance -related risk assessment practices, and oversees implementation of compliance testing and monitoring, and regulatory change management practices. ... CRA Officers, oversees the Bank-wide Compliance & CRA programs, including Compliance testing & monitoring programs, complaint handling practices & analyses,… more
- Thrivent Financial (Salt Lake City, UT)
- …in the areas of compliance risk assessments, regulatory change management, compliance testing & monitoring, and issue management workflows. Certificates or ... life they want today-and tomorrow. Job Summary The Chief Compliance & CRA Officer reports to the...Bank's Community Reinvesment Act Program as well as broad Compliance activities, Compliance Assurance Testing ,… more
- Wellington (Boston, MA)
- …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... infrastructure against these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of the Legal, … more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Compliance Officer to assist the Consumer Compliance Officers to ensure the Bank's loan, deposit products and services maintain ... relative to lending, deposit, and loan servicing regulations. + Collaborate with Chief Compliance Officer in executing the Bank's Compliance Management… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** to join the **Regulatory Change & Inventory Management (RCIM)** team within Wells Fargo ... . As part of the RCIM team, the Lead Compliance Officer will lead several critical tasks...inclusion in the citation grid for use by Enterprise Testing and Validation. + Maintain required fields in the… more
- Dickinson Financial Corporation (Kansas City, MO)
- **Summary** The Compliance Officer is responsible for ensuring the bank operates in accordance with relevant laws, regulations, and internal policies, managing ... the bank compiles with new requirements. + Oversee the compliance management testing program and assist with...or written communication is required. **Compensation & Benefits** The Compliance Officer position pays a minimum of… more
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