- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance +… more
- Deluxe (Atlanta, GA)
- …Revenue Growth: Achievement of annual sales targets and YoY revenue increases. + Market Expansion: Successful entry into new markets , merchant segments, and ... Position Overview The Chief Revenue Officer (CRO) - Deluxe Merchant Services is responsible...in collaboration with the executive team. + Routinely analyze market trends, competitor activities, and emerging technologies strategy pivots… more
- Banc of California (Durham, NC)
- …banks focused on providing banking and treasury management services to small, middle- market , and venture-backed businesses. Banc of California offers a broad range ... WIN(R) **THE OPPORTUNITY** The VP, Senior Business Continuity Planning Officer role is a key role that is second...changes to business operations occur, or as identified through testing and audits or exams. + Exercises: Plans, conducts,… more
- Neuberger Berman (New York, NY)
- …join the Compliance Team in New York. This person will report into the Chief Compliance Officer - Central Compliance . In this role, the primary focus is ... and annual compliance training and assist with content updates + Participate in compliance testing as part of the firm's overall Investment Advisers Act Rule… more
- SMBC (Jersey City, NJ)
- …The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, business unit ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- Banc of California (Los Angeles, CA)
- …banks focused on providing banking and treasury management services to small, middle- market , and venture-backed businesses. Banc of California offers a broad range ... groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The Field Exam Officer to perform initial exams for prospective client evaluation, recurring scheduled field… more
- National Renewable Energy Laboratory (Golden, CO)
- …to monitoring protocols, accurate incident notifications, and shift reporting compliance . + Oversee proper handling of service requests-including emergency and ... processes are timely and effective. + Provide operational and technical support for testing and validating CMS systems (eg, ACM, CCTV, access control, and radios).… more
- Hawaiian Electric (Pearl City, HI)
- …with operational areas, oversees implementation of, and carries out routine safety compliance programs. Serves as a champion of a sustained zero-incident safety ... operations division management, removes barriers and roadblocks to ensure safety compliance with all applicable requirements, including but not limited to existing… more
- City of Littleton (Littleton, CO)
- …will be instrumental in helping to implement purchasing processes and ensuring compliance . The ideal candidate has exceptional attention to detail, excellent written ... and retaining the best talent, and its strategies include **hiring at market pay** and creating career development opportunities. In addition to your application,… more
- Mission Support and Test Services (Mercury, NV)
- …services such as fissile material handling, certified packaging operations, leakage rate testing , and transportation of hazardous materials in support of the MSTS ... certified packaging and staging operations. + Support the FMH Training Officer during training development and implementation, as needed. Under general supervision… more
- Zions Bancorporation (Salt Lake City, UT)
- …we bring the opportunity. **We are currently seeking a** **Risk and Compliance Testing Officer ** **within the Market , Liquidity, Wealth Risk & ... under local brands and management teams in high-growth western markets . Zions is regularly recognized by _American Banker_ magazine...A Market , Liquidity, and Wealth Risk & Compliance (MLW) Testing Officer works… more
- MUFG (Irving, TX)
- …reviews on the Sales & Trading business units with focus on the Markets Compliance program. The Compliance Officer will work closely with ACT teammates ... assessment of the Swap Dealer program, Volcker Rule program, Market Conduct, Market Access, Desk, Branch and...markets compliance , markets surveillance, compliance monitoring, auditing or testing reviews and/or… more
- Scotiabank (Dallas, TX)
- …to conduct testing with respect to these business activities. **What You'll Do** ** Compliance Testing Officer ** * Support Compliance Testing ... Manager, Compliance Testing **Requisition ID:** 245239 **Salary...in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine… more
- Bank of America (Charlotte, NC)
- …Active Listening + Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of ... Enterprise Financial Risk Capital Markets Risk Sr. Specialist Charlotte, North Carolina;New York,...the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects...to learn new regulatory areas impacting products, behaviors and market participants. + Knowledge of testing or… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the...Conduct targeted AML/OFAC training, as appropriate. + Conduct periodic testing of AML functions as mandated by the Periodic… more
- Bloomberg (New York, NY)
- Compliance - US Bank Secrecy Act (BSA) Officer - New York Location New York Business Area Legal, Compliance , and Risk Ref # 10047869 **Description & ... compliance programs for the Americas. The BSA AML Officer will be responsible for ensuring compliance ...Serve as the lead for AML audit and independent testing efforts across the Americas, ensuring findings are addressed… more
- Kelly Services (Burlington, NJ)
- **Position:** Lead Compliance Officer **Location:** Onsite (Pharmaceutical Manufacturing Facility) **Salary Range:** $75,000 - $85,000+ (DOE) **Bonus:** ... a dynamic pharmaceutical environment? We are seeking a Lead Compliance Officer to establish and drive ...**Qualifications** + Minimum 8 years' experience in pharmaceutical, analytical testing , or related science field + Minimum 3 years… more
- Bloomberg (New York, NY)
- Data Compliance Officer - 12 Month contract Location New York Business Area Legal, Compliance , and Risk Ref # 10047603 **Description & Requirements** The ... status reports, potential gaps and issues and maintain organized records of compliance documentation; * Contribute to testing and audit preparation, and… more
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