- Genmab (Plainsboro, NJ)
- …business domains Field Operations, Medical & Regulatory Affairs and US and Japan Market and Commercial Teams (and others) and requires having a detailed and thorough ... experience in embedding security in DevOps processes (DevSecOps) and application security testing (SAST, DAST) and functions as service owner for such security… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing ... to address reported issues. Key Activities include: + Developing, implementing, and executing compliance testing and reporting programs in accordance with the … more
- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Our people work differently ... the proper operations of the department and the business._ Senior Monitoring and Testing Compliance Assurance Officer reportingto the US General Counsel… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) testing team responsible for assessing compliance risks and ... + Participating in the planning, executing, and reporting of compliance testing reviews and regulatory issue validation...middle and back office Operations activities within the Global Markets business, in accordance with the Compliance … more
- Citigroup (Tampa, FL)
- …deliverables across the Markets Controls Assessment and Testing team. The Markets Controls Assessment Officer will be part of a team of approximately 6-7 ... The Markets Control Testing Utility is responsible...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (Tampa, FL)
- …time to meet internal and external deliverables across the Markets Assessment and Testing team. The Markets - Compliance Risk Control Assessment Lead ... The Markets Control Testing Utility is responsible...of controls assurance activities. The role is focused on Markets controls to manage Compliance and Operational… more
- Bank of America (Chicago, IL)
- …Security Officer (BISO) - Global Banking and Global Markets Chicago, Illinois;Washington, District of Columbia; Denver, Colorado **Job Description:** At ... make an impact. Join us! **The Sr. Information Security Officer will be a member of the Business Information...in support of the bank's wider risk management and compliance programs** Monitors information security trends internal and external… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer to support the Independent Testing & Validation (IT&V) Emerging Risk team. ... internal and/or external compliance examinations. + Knowledge or prior regulatory compliance testing or review experience. + Knowledge of regulatory … more
- Morgan Stanley (Boston, MA)
- …service by modernizing our client experience through an elevated standard of care. The Market Business Service Officer (MBSO) will work closely with the ... the Business Service Officers and Service Managers within the Market . The Market Business Service Officer...Manage risk and assure positive audit results throughout the Market in partnership with Risk and Compliance … more
- Citigroup (New York, NY)
- Opening is for a Market Risk Officer focused on North America NAM G10 Linear Rates desk. Successful candidate would join an existing team based in NYC focused on ... North America Rates Trading business is a significant component of a global markets franchise providing interest rate market -making and solutions to customers.… more
- Morgan Stanley (San Antonio, TX)
- …to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** * Market Business Service Officer * **Location:** *Texas-San Antonio* ... client experience through an elevated standard of care. The Complex Business Service Officer (CBSO) will work closely with the Complex Management team to lead and… more
- Thrivent Financial (Salt Lake City, UT)
- …in the areas of compliance risk assessments, regulatory change management, compliance testing & monitoring, and issue management workflows. Certificates or ... life they want today-and tomorrow. Job Summary The Chief Compliance & CRA Officer reports to the...Bank's Community Reinvesment Act Program as well as broad Compliance activities, Compliance Assurance Testing ,… more
- City National Bank (Phoenix, AZ)
- * COMPLIANCE PROGRAM OFFICER * WHAT IS THE... compliance risk appetites are exceeded. * Perform compliance testing and monitoring activities to ensure ... OPPORTUNITY? The Compliance Program Officer 's primary duty is to ensure the company is...and procedure. * Assist with performing risk assessments and compliance testing to monitor compliance … more
- MyFlorida (Tallahassee, FL)
- Regulatory Consultant (WT: MS COMPLIANCE OFFICER I) - 76002464 Date: Dec 13, 2024 The State Personnel System is an E-Verify employer. For more information click ... and Motor Vehicle Working Title: Regulatory Consultant (WT: MS COMPLIANCE OFFICER I) - 76002464 Pay Plan:...workplace. All employees are subject to reasonable suspicion drug testing in accordance with Section 112.0455, FS, Drug-Free Workplace… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …to Regulatory Monitoring and Change management Program ownership. + Recommend protocols for compliance testing . + Contribute updates to the compliance risk ... logical and critical thought processes when developing and recommending solutions. #LI-GM1 Compliance Officer I LOCATION -- Cincinnati, Ohio 45227 Fifth Third… more
- Citigroup (Tampa, FL)
- Serves as a compliance conduct risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... business decisions are made, demonstrating particular consideration for clients and the markets by driving compliance with applicable laws, rules and regulatory… more
- Deluxe (Minneapolis, MN)
- The Senior Compliance Officer is the "owner" and subject matter expert of regulation or business-area specific enterprise-wide compliance programs. This role ... program management in a matrixed, global organization + Experience with compliance program management functions within highly regulated markets or services… more
- Citigroup (New York, NY)
- …Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP** **Description** Citi's Commercial Bank (CCB) ... the ICM CCR Funds UW Team and will based in NYC. The Funds UW Credit Officer facilitates the end-to-end lending process and is essential for the delivery of a wide… more
- Siebert Williams Shank (New York, NY)
- …and experienced compliance professional to the team led by the Chief Compliance Officer . The selected candidates will be responsible for supporting the ... firm's overall compliance program including developing policies and procedures, communicating all...& trading, public & corporate finance groups, and training, testing and assessments. In addition, the selected candidates will… more
- MyFlorida (Tallahassee, FL)
- MS COMPLIANCE OFFICER I (REGULATORY CONSULTANT) - 76002278 Date: Dec 20, 2024 The State Personnel System is an E-Verify employer. For more information click on ... Requisition No: 843378 Agency: Highway Safety and Motor Vehicle Working Title: MS COMPLIANCE OFFICER I (REGULATORY CONSULTANT) - 76002278 Pay Plan: Career… more
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