- Wells Fargo (New York, NY)
- About this role: Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part Trade Surveillance Oversight Team. This role will be responsible for ... surveillance platforms including but not limited to the creation, enhancement and testing of surveillance modules around specific market abuse behaviors across… more
- Truist (Atlanta, GA)
- …location, the work style will be: In Office (5 days/week). Enterprise Resilience Officer I is a subject matter expert responsible for independent quality assurance ... ensure transparency and timely issue resolution. Recommends improvements to testing methodologies and contribute to strengthening the control environment. Activities… more
- Capital One (Atlanta, GA)
- Treasury Management Sales Officer (TMSO) The Treasury Management Sales Officer (TMSO) plays a critical role in driving growth and profitability of the bank by ... strong client relationships with businesses in the $2mm-$20mm space within their assigned market . TMSOs should be able to articulate cash cycle details, and display… more
- Qualtrics (Provo, UT)
- …complex requirements, capturing detailed acceptance criteria, building release plans, testing , change management, etc.). Experience supporting compliance ... the globe who think that's work worth doing. VP, Go-To- Market Systems Why We Have This Role: Qualtrics is...and partners. You will report to the Chief Information Officer and will be part of the global IT… more
- Fujifilm (Concord, NH)
- Position Overview The Regulatory Compliance Manager (Corporate) is a member of the FUJIFILM Holdings America Corporation ("HLUS") Department reporting to the ... Corporate Compliance Director. The Compliance Manager will be...mission-driven talents eager to join us to help create, market , and support a vast portfolio of products. At… more
- Sumitomo Pharma (Frankfort, KY)
- …role will hold accountability for regulatory submissions, applicable communications, and compliance across the company's new and established programs. This position ... reports to the Chief Medical Officer . Job Duties and Responsibilities Strategic thought partner including...and tools related to advertising, promotion, and labeling Manage compliance and risks related to R&D activities, especially activities… more
- The Boeing Company (Oklahoma City, OK)
- …environments, threats, vulnerabilities and internal interfaces to define and assess compliance with accepted industry and government standards Lead and implement the ... staff with assessments and test/analysis data to document state of compliance with security requirements Conduct risk assessments and investigations, implement… more
- FranklinCovey (Sacramento, CA)
- …Department: Corporate Finance Status: Full-Time Exempt Reports to: Chief Financial Officer Location: Remote - Anywhere in the contiguous United States Compensation: ... auditing standards, accounting and operational controls and regulatory and policy compliance .) Apply a risk-based methodology that achieves timely results and… more
- CBRE Government and Defense Services (Frederick, MD)
- …of GFE and Company-owned asset lists. Supports the Site Safety and Health Officer in ensuring all employees follow OSHA and all related regulations. Supports the ... and FM staff, various mid to high level government staff and contractors Develop market research for invitation(s) to bid (ITB) and then recommend to the COR and… more
- CoStar Realty Information, Inc. (Richmond, VA)
- …search and marketing experiences. Just ask Brad Bellflower, Chief Change Officer at Apartments.com. After its acquisition in 2014, Apartments.com quickly turned ... track record of rapidly growing a sales territory or market through organic growth via a combination of new...maintain a drug-free workplace and perform pre-employment substance abuse testing CoStar Group (NASDAQ: CSGP) is a leading global… more
- CoStar Realty Information, Inc. (Irvine, CA)
- …we are driven to be #1. Just ask Brad Bellflower, Chief Change Officer at Apartments.com. After its acquisition in 2014, Apartments.com quickly turned into the ... to analyze, interpret and gain unmatched insight on commercial property values, market conditions and current availability. Behind some of the most well-known brands… more
- CoStar Realty Information, Inc. (Richmond, VA)
- …search and marketing experiences. Just ask Brad Bellflower, Chief Change Officer at Apartments.com. After its acquisition in 2014, Apartments.com quickly turned ... are equipped with the product and industry knowledge they need to build market credibility, proudly represent our brand, and achieve career success. You will become… more
- Zions Bancorporation (Salt Lake City, UT)
- …we bring the opportunity. **We are currently seeking a** **Risk and Compliance Testing Officer ** **within the Market , Liquidity, Wealth Risk & ... under local brands and management teams in high-growth western markets . Zions is regularly recognized by _American Banker_ magazine...A Market , Liquidity, and Wealth Risk & Compliance (MLW) Testing Officer works… more
- MUFG (Irving, TX)
- …reviews on the Sales & Trading business units with focus on the Markets Compliance program. The Compliance Officer will work closely with ACT teammates ... assessment of the Swap Dealer program, Volcker Rule program, Market Conduct, Market Access, Desk, Branch and...markets compliance , markets surveillance, compliance monitoring, auditing or testing reviews and/or… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine… more
- First Horizon Bank (Memphis, TN)
- …On site at location listed in job posting **SUMMARY** The Senior Risk Compliance Officer supports First Horizon Bank's internal control framework by designing, ... education and experience 3. Previous experience in risk management, internal audit, compliance , or control testing preferred. 4. Familiarity with relevant… more
- Bank of America (Charlotte, NC)
- …Active Listening + Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of ... Enterprise Financial Risk Capital Markets Risk Sr. Specialist Charlotte, North Carolina, United...the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects...to learn new regulatory areas impacting products, behaviors and market participants. + Knowledge of testing or… more
- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance +… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the...Conduct targeted AML/OFAC training, as appropriate. + Conduct periodic testing of AML functions as mandated by the Periodic… more
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