- Citigroup (Irving, TX)
- This is a Vice President ( VP ) 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent ... address reported issues. Key Activities include: + Developing, implementing, and executing compliance testing , compliance monitoring, and reporting programs… more
- Bank of America (New York, NY)
- Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we ... ("GMC") group within the Enterprise Credit organization. Responsibilities: * Within GMC, the Vice President will assist with the credit underwriting and ongoing… more
- MUFG (Tampa, FL)
- …our recruitment team will provide more details. **Job Summary:** The Data Governance & Controls Vice President ( VP ) will support the Office of the Chief Data ... Officer (OCDO) on the Report Inventory, Ownership and Tiering...checks on report metadata to verify accuracy, completeness and compliance with process requirements. + Lead testing … more
- Commonwealth Care Alliance (Boston, MA)
- …to Us:** **Position Summary:** Reporting to the Chief Risk, Compliance & Ethics Officer , the Vice President , Chief Privacy & Security Officer ... In cooperation with the CISO and Legal, advises the Chief Risk & Compliance Officer , Human Resources, and executive leadership on appropriate disciplinary… more
- Morgan Stanley (Miami, FL)
- …* #LI-AJ1 **Job:** **Wealth Management* **Title:** *Assistant Vice President - Financial Crimes Risk Officer * **Location:** *Florida-Miami* ... MS' policies, standards, and procedures. The Financial Crimes risk officer AVP will: > Ensure first line compliance...the review, identification of enhancements and execution of control testing as part of the Risk and Control Self-Assessment… more
- SMBC (New York, NY)
- …of benefits to its employees. **Job Summary** The AD Operations Function Control Officer (FCO) is a leader, change agent, and risk management expert. The role ... the Functions and 2nd LoD, including Risk Management and Compliance . **Scope** The AD Operations FCO will report to...report to the Americas Division Head of Functions Control Officer with an indirect reporting line into the Americas… more
- Citigroup (O'Fallon, MO)
- …& Fraud Prevention's control practices and outcomes. The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own ... execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in performing a… more
- Citigroup (Tampa, FL)
- …promotes efficiency, reduces the risk of loss, and helps ensure compliance with corporate policies, procedures, laws, and regulations. In addition, properly ... will work across a broad range of stakeholders including Operations, Technology, Compliance , Legal, and Business Management to ensure appropriate controls are in… more
- Citigroup (O'Fallon, MO)
- The Regulatory Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... + Provides regulatory risk project management support (business requirements, analysis and testing ) for delivery of regulatory solutions. (ie CECL, Part 30 core… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... details for this role **Job Description:** **Preferred Qualifications:** This Compliance Officer is a key member of...as needed. **Depth and Scope:** + Execute the annual Compliance testing and monitoring plan + Lead… more
- Allegion (Carmel, IN)
- …to the Chair of the Audit and Finance Committee and administratively to the Chief Financial Officer , the Vice President , Audit serves as a key leader within ... recognizes the most engaged workplace cultures in the world._ ** Vice President , Audit - Carmel, IN** Reporting...and maintain effective working relationships. + Experience with SOX compliance and internal control testing . + Highly… more
- Under Armour, Inc. (Baltimore, MD)
- Vice President , HR Business Partner - Regions...in a fast-paced, complex, and rapidly growing business. The VP , HRBP reports to the Chief People Officer ... a member of the Human Resources Leadership Team, the ** Vice President , HR Business Partner - Regions**...+ Establishing wage and salary structure, pay policies + Compliance with applicable employment regulations + Deliver against Diversity,… more
- BeiGene (San Mateo, CA)
- …governance, risk management, compliance and control practices. The Global Vice President , Internal Audit will have primary responsibility for carrying ... **General Description** **:** The Global Vice President , Internal Audit is responsible...the Audit Committee Chair as well the Chief Financial Officer , and will be responsible for establishing, implementing and… more
- Citigroup (Tampa, FL)
- **Senior Vice President , Market Risk** The Chief Risk Officer for Finance (Finance CRO) organization provides risk management oversight of the Global Finance ... and it provides independent review and challenge to the first-line activities. Senior Vice President in the Non-Trading Market Risk Management group provides… more
- MUFG (Tampa, FL)
- …directly by the Head of the Department. This is a Business Analyst Vice President position under Money Transfer Department. Responsibilities:- + Ensure our ... control testing , internal audits, regulatory reviews (OCC and FRB) and third-party testing for SOX and Compliance that will have high visibility with the… more
- JPMorgan Chase (New York, NY)
- …to be best-in-class. As a Risk Management - Market Risk Coverage Lead - Vice President , you will participate in all risk related matters (including monitoring ... to JPMorgan Chase. As part of Risk Management and Compliance (RM&C), you are at the center of keeping...relationships and corporate insurance activities. The CTC Chief Risk Officer (CRO) reports to the Firmwide CRO and is… more
- JPMorgan Chase (New York, NY)
- …and attention of regulators **Required qualifications, capabilities and skills** + Attorney or compliance officer with a minimum 5 years of compliance /legal ... FINRA rules and regulations + Knowledge and experience in Compliance , as well as familiarity with monitoring, testing... Compliance , as well as familiarity with monitoring, testing , and risk and control assessment + Experience with… more
- MUFG (Tempe, AZ)
- …streamlining of processes + Review and challenge of the deliverables from the Compliance Officer . + Timely completion of the activities with robust communication ... of our recruitment team will provide more details. **_Job Summary:_** As a Compliance Professional within Americas Core Compliance Practices Division, you will… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") ... Director, Head of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President...strong plus (but not required). + Experience in a Compliance Testing or Audit role focused on… more
- Citigroup (Getzville, NY)
- …model outputs into various presentations for management consumption and consolidation. The Vice President will also work closely with Technology and Model ... The Real Estate Risk Officer is a strategic professional who manages governance...capabilities to increase consistency, transparency, and reliability of stress testing results. + Partner with Technology to design strategies… more
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