- Federal Reserve Bank (Philadelphia, PA)
- …An examiner conducts an analysis of the financials; assesses compliance with laws and regulations; evaluates risk management practices; and communicates findings ... in the country. This job description is for the Examiner Job Family and is intended primarily for positions...positions within the Safety and Soundness (S&S) and Consumer Compliance (CC) Community Reinvestment Act (CRA) business lines in… more
- Federal Reserve Bank (Philadelphia, PA)
- …Pennsylvania, southern New Jersey, and Delaware. This job description is for the Examiner Job Family and is intended primarily for positions within the Safety and ... Soundness and Consumer Compliance (CC)/Community Reinvestment Act (CRA) business lines in Supervision,...a point in time supervisory event team, as an Examiner in Charge (EIC) of a supervisory event, and/or… more
- Office of the Comptroller of the Currency (New York, NY)
- Summary As a National Bank Examiner /Bank Examiner (Large Bank Field Examiner ) with emphasis in Asset Management, you will conduct and assist in the ... location option or Relocation Incentive available. Responsibilities As a National Bank Examiner /Bank Examiner (Large Bank Field Examiner ) with emphasis… more
- Federal Reserve Bank (Kansas City, MO)
- …supporting a culture that empowers staff to make a difference. As a financial institutions examiner at the KC Fed, you will contribute to the safety and soundness of ... Fed can mean for you (http://www.kansascityfed.org/careers/benefits/) ). **What Makes an Examiner successful?** Are you an inquisitive, analytical person who enjoys… more
- Amazon (Houston, TX)
- …to support our rapidly growing and evolving global auto program. You will lead strategy on complex bodily injury auto claims, handling pre-litigation disputes and ... and external), and employs best practices to control claim costs. . Lead logistic complex claims management, develop and refine claims processes, and provide… more
- Publix (Lakeland, FL)
- **31417BR** **Position Title:** Compliance Investigator, Corporate Compliance - Lakeland **Department:** Compliance & Corporate Records Management ... recognized as a leader in the supermarket industry. The Corporate Compliance and Records Management group at...responsibilities may be assigned as needed. Primary Responsibilities: + Lead and monitor compliance investigations, ensuring all… more
- Capital One (Plano, TX)
- …(31063), United States of America, Plano, Texas DART Experienced Sr. Auditor, FCC/ Corporate Compliance (Hybrid) **Capital One's Audit function is a dedicated ... of DART, the candidate will focus on engagements involving Corporate Compliance , BSA/AML, Sanctions, and Fraud ...**You're a teacher. You do the right thing and lead by example. You have a passion for coaching… more
- SMBC (Jersey City, NJ)
- …timely execution of all monitoring and testing deliverables. + Serve as the examiner -in-charge responsible for all facets of compliance monitoring and testing ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- Publix (Lakeland, FL)
- …Senior Manager of Compliance and Ethics Investigations and will serve as the lead coordinator of assigned corporate compliance initiatives, will act as ... The Compliance Investigations Manager will coordinate and manage assigned internal corporate compliance investigations and related matters with a focus on… more
- Publix (Lakeland, FL)
- …Manager of Compliance and Ethics Investigations and will serve as the lead coordinator of assigned corporate compliance cybersecurity and data protection ... The Compliance Investigations Manager will coordinate and manage internal corporate compliance investigations and related matters regarding cybersecurity and… more
- NRG Energy, Inc. (Houston, TX)
- …goals and future! The Compliance Specialist II will help administer the Corporate Compliance program to employees across the company. The Compliance ... Works with team members to create, maintain and update Corporate Compliance policies and procedures and with...+ Experience with Microsoft Office required + Experience with Compliance software preferred + Certified Fraud Examiner … more
- CIBC (Chicago, IL)
- …test objectives to evaluate the company's adherence to the regulatory obligations + Lead and execute assigned compliance examinations in a timely manner in ... (https://www.cibc.com/en/about-cibc.html) **JOB PURPOSE** Reporting to the Head of US Compliance Examination Program, the Compliance Examination Manager is… more
- SMBC (Jersey City, NJ)
- …Manages monitoring and testing activities for M&T Program + Serves as the examiner -in-charge responsible for all facets of compliance monitoring and testing ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- ManTech (Herndon, VA)
- ManTech is seeking a Senior Investigator to lead investigations of alleged or suspected potential non-compliances with law, regulation, contract, or company ... requires a highly experienced investigator who can work independently, plan, lead , and execute investigations, and contribute to control strengthening strategies.… more
- Truist (Richmond, VA)
- …the adequacy of the design and operating effectiveness of internal controls and compliance with laws, regulations, and corporate policies. 6. Understand and ... of a comprehensive, dynamic audit plan. Senior Directors may lead other Audit Directors and/or multiple teams of audit...experience. 2. Twelve years of progressive audit, risk, or examiner experience with a significant portion in the financial… more
- Office of the Comptroller of the Currency (Washington, DC)
- …Governance and Ombudsman on the full range of Enterprise Governance compliance reviews associated with a comprehensive quality assurance and internal audit ... disposition for our internal customers relating to supervisory and operational compliance and enterprise risk matters. Participate in Deputy Comptroller meetings to… more
- Bank of America (East Hartford, CT)
- …and issue management. Serve as subject matter expert for and/or lead risk-based and regulatory examinations. Credit Review provides an independent assessment ... responsibilities include executing transaction reviews, leading examinations as an Examiner -in-Charge (EIC) or Assistant Examiner -in-Charge (AEIC), secondary… more
- Federal Reserve Bank (Philadelphia, PA)
- …setting) and in written reports. + Participates in the online classes of the examiner training program as specified by the Board of Governors will be expected. ... and supervisory policies is preferred. + Enrollment in the examiner training program as specified by the Board of...team and begins to demonstrate the ability to effectively lead a team; draws on experience to resolve less-… more
- Trinity Health (Darby, PA)
- …Vision, and Values in behaviors, practices, and decisions. Comments: 2 "Adheres to Corporate Compliance Guidelines 1. Understands and abides by HIPPA privacy and ... policies and procedures including the Code of Conduct. 4. Observes Mercy Health System Corporate Compliance policy by reporting any concerns about compliance … more
- Banner Health (Phoenix, AZ)
- …and managing relationships with external auditors and consultants.** Within Banner Health Corporate , you will have the opportunity to apply your unique experience ... Incentive Program as part of your Total Rewards package. Within Banner Health Corporate , you will have the opportunity to apply your unique experience and expertise… more