- Wells Fargo (West Des Moines, IA)
- …a Lead Independent Testing Officer within the Independent Testing & Validation (IT&V) Finance group as part of Corporate Risk. Learn more about the career ... Officer to support the IT&V Enterprise Functions (EF) Finance testing and validation team. This role will contribute...finance applications and tools. + Experience in Audit, Compliance , Risk and Testing + Critical Thinking and Analytical… more
- SMBC (New York, NY)
- …works/projects as assigned. **Critical Knowledge/Core Competencies** + In-depth knowledge of project finance , in addition to corporate finance and ... of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide… more
- Santander US (New York, NY)
- US Control Room Officer - Associate, Corporate & Investment Banking (CIB) New York, United States of America USA Job Family Description: The Santander CIB (US) ... Business, Finance or equivalent degree. Req Master's Degree in Business, Finance or equivalent field. Pref Work Experience: Compliance , Legal, Regulatory, or… more
- SMBC (New York, NY)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- Santander US (New York, NY)
- US Control Room Officer - Vice President, Corporate & Investment Banking (CIB) New York, United States of America USA Job Family Description: The Santander CIB ... potential transactional conflicts of interest. The VP, Control Room officer is responsible for working with the US Head...of the Control Room to ensure that an effective compliance program is developed and maintained to address … more
- AdventHealth (Hinsdale, IL)
- …other facilities as assigned, with oversight from, and reporting to, the Designated Corporate Responsibility Officer . . Lead the day-to-day operations of the ... for each position may vary based on geographical location. **Category:** Compliance **Organization:** AdventHealth Corporate **Schedule:** Full-time **Shift:** 1… more
- Huntington National Bank (Columbus, OH)
- …key stakeholders (business leaders, business process owners, risk pillar owners, Corporate Risk partners, Legal, Compliance , Audit, Credit Review, Technology, ... Description Summary: The Commercial Business Risk Officer , Sr. and will have responsibility for driving...activities for the assigned Commercial Business Units, such as, Corporate , Specialty & Government Banking; Commercial Real Estate; Midde… more
- Nanobiosym, Inc. (Cambridge, MA)
- …Technical & Regulatory Knowledge: Strong understanding of SEC reporting, GAAP, SOX compliance , and corporate governance. + Leadership & Communication Skills: ... leadership team, overseeing all financial operations, investor relations, capital raising, and corporate strategy. This individual must have a proven track record in… more
- S&P Global (Englewood, CO)
- …the Role:** **Grade Level (for internal use):** 11 **Title** : **In-Business Control Officer - Corporate Ratings -- First Line Risk Control** **The Role** ... across S&P Global Ratings, with primary focus on the North America Corporate & Infrastructure practices. This includes the identification and remediation of risk… more
- Wells Fargo (New York, NY)
- … Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public Finance Investment Banking within the Municipal Products ... team lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:**...and Corporate Policy requirements. + Oversee Public Finance 's execution and challenges appropriately on compliance … more
- City National Bank (Los Angeles, CA)
- *CREDIT OFFICER LEAD CORPORATE BANKING - Food and Beverage * WHAT IS THE OPPORTUNITY? Participates in the loan management process by providing credit and loan ... due diligence, dynamic 3-statement financial modeling, credit memorandum preparation, compliance , definitive loan documentation, loan closing, etc. * Run Lead… more
- MUFG (New York, NY)
- …+ Candidates will understand client marketing, structuring in the bank loan market, corporate finance rationales for all bank lending products such as revolving ... to their capital raising needs. + You will ensure compliance with the firm's internal risk and compliance...Quantitative Skills: candidates will have a strong understanding of corporate finance , accounting, company valuation and financial… more
- Sharp HealthCare (San Diego, CA)
- **Facility:** Corporate Offices **City** San Diego **Department** **Job Status** Regular **Shift** Day **FTE** 1 **Shift Start Time** **Shift End Time** Bachelor's ... practices. **What You Will Do** In collaboration with the Chief Gift Planning Officer and the Frontline Fundraising team, manage and grow a pipeline of current… more
- Mizuho Corporate Bank (New York, NY)
- …Further, the team plays a key role (in collaboration with legal, compliance , IT, etc) in the analysis, requirements specifications, and implementation of new ... reporting requirements as relevant to their remit. Summary The Operations Regulatory Reporting Officer position will play a key role in the development of this newly… more
- Honeywell (Charlotte, NC)
- Senior Export Compliance Officer for Training & Communications Clearwater, FL or Torrance CA. #hybrid after first 90 days The future is what you make it. When ... seeking candidates for an opportunity as a Senior Export Compliance Officer , who will report directly to...strategy of the company. This includes areas such as finance , legal, human resources, communications, and corporate … more
- Robert Half Finance & Accounting (Minneapolis, MN)
- Description We are seeking a Compliance Officer in the investment management industry, based in Minneapolis, Minnesota. As a Compliance Officer , you will ... adherence to various legal and regulatory norms such as Corporate Compliance , the Bank Secrecy Act (BSA),...Collaborating with internal teams across Lending, Credit, Legal, and Finance , focusing on risk and compliance . *… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- Santander US (New York, NY)
- VP- Bank Regulatory Compliance Officer New York, United States of America USA Job Family Description: Vice President, Bank Regulatory Compliance Advisory ( ... which focuses on investment banking advisory engagements and lending services. Compliance Officer implements a comprehensive and sustainable compliance… more
- Honeywell (Columbus, OH)
- Senior Export Compliance Officer Charlotte NC, Columbus OH, Phoenix, AZ #hybrid after first 90 days As a Senior Export Compliance Officer here at ... of the company. It is accountable for overseeing areas such as finance , legal, human resources, communications, and corporate governance, working closely… more
- SMBC (Jersey City, NJ)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
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