- Edward Jones (Tempe, AZ)
- …oversight reviews of compliance policies and procedures pursuant to Rule 38a-1 of the Investment Company Act and Rule 206(4)-7 of the Investment Advisers ... be for you! Edward Jones is seeking a Compliance Counsel to support the growth of its affiliated mutual...first. With over 8 million clients and 19,000 financial advisors across the US and Canada, we're proud to… more
- Neuberger Berman (New York, NY)
- …matters appropriate for a wealth management and asset management business, including the Investment Advisers Act , FINRA rules, Investment Company Act ... **Summary:** The Associate General Counsel - Private Wealth will play an integral...framework for the Private Wealth business; liaising with wealth advisors , portfolio managers and operations on all aspects of… more
- Neuberger Berman (New York, NY)
- …Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and strategies ... Compliance Department, including the global head of compliance, general counsel , head of money laundering prevention and senior management...the federal securities laws, with an emphasis on the Investment Company Act of 1940, the … more
- JPMorgan Chase (Tampa, FL)
- We're looking for an experienced attorney who will work independently and with outside counsel to represent the Firm in legal matters, as well as provide advice on a ... As a Subpoena Escalation Attorney -Vice President, Assistant General Counsel within our Subpoena Escalation team, you will work...Chase. In this role you will be expected to act as a liaison between JPMorgan Chase and the… more
- Commerce Bank (Kansas City, MO)
- …resources to grow into the best version of yourself. Because our number one investment is you. Creating an award-winning culture doesn't come easy. And after more ... administration and institutional trust administration. Position will provide support to advisors and trust professionals on estate planning, tax and wealth… more
- JPMorgan Chase (New York, NY)
- …and drafting responses to regulatory requests. You will work independently and with external counsel . You will act as a trusted advisor to our compliance, ... Investigations & Regulatory Enforcement Attorney - Vice President, Assistant General Counsel in our Government Investigations & Regulatory Enforcement team, you will… more
- JPMorgan Chase (Washington, DC)
- …product and strategy teams. As a Payments Attorney - Vice President, Assistant General Counsel on our Consumer and Community Banking (CCB) Payments Legal Team, ... deliver best-in-class services and help drive innovation. As trusted advisors , we help the Firm's clients while also safeguarding...otherwise be in or gain compliance with the in-house counsel registration of that state + At least five… more
- JPMorgan Chase (Plano, TX)
- …fast-paced line of business with an ambitious technology agenda. In this role, you will act as a subject matter expert on the legal and regulatory issues relating to ... as thought leaders who deliver best-in-class services. As trusted advisors , we help the firm's clients while also safeguarding...of new laws and regulations. + Work with outside counsel when appropriate. + Perform legal research across a… more
- Edward Jones (St. Louis, MO)
- …and review firm plan forms and communications, including 5500s, SARs, Affordable Care Act (ACA) reporting, 404a, and QDIA notices, etc. + Advise on laws affecting ... with negotiation, drafting and review of benefits vendor contracts and contracts with investment managers. + Provide advice on the claims and appeals process and… more
- JPMorgan Chase (Plano, TX)
- …As a Home Lending Origination Attorney - Assistant Vice President, Senior Counsel within our Home Lending Originations Legal Department, you will spend your ... the Home Lending business. You will be able to act autonomously as a subject matter expert in federal...as thought leaders who deliver best-in-class services. As trusted advisors , we help the firm's clients while also safeguarding… more
- City National Bank (Phoenix, AZ)
- …to Real Property Managers, CPAs and Trust Counsel , Portfolio Managers, Financial Advisors , Investment Advisors , and other bank colleagues. + Oversee ... and approval. + Work with appropriate colleagues to develop investment strategies. + Oversee distribution of client's assets upon...as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment … more
- CareFirst (Owings Mills, MD)
- …for asset allocation information for the annual funding notice of pension plan. Act as subject matter expert for investment strategies and investment ... **Resp & Qualifications** **PURPOSE:** The Investment Consultant is responsible for the financial administration of CareFirst's pension and 401(k) plans and… more
- Michigan State University (East Lansing, MI)
- …cost of capital. + Primary liaison with internal and external bond counsel , debt advisors , debt counterparties, rating agencies and borrower departments. ... RESPONSIBILITIES Operating Cash Investments Manage the University's operating cash investment activities, including: + The development and implementation of policies… more
- Affinius Capital (San Antonio, TX)
- …rate loans. + Coordinate and negotiate derivative documents in conjunction with third party advisors and in-house or outside counsel . + Monitor existing debt to ... + Secure predictable, stable, third-party debt for Affinius, affiliates and other Investment vehicles, and maintain such lender and mortgage broker relationships. +… more
- Brookfield Properties (Charleston, SC)
- …the communities we serve! Job Description Primary Responsibilities: The Community Investments (Sr) Associate is responsible for identifying, underwriting, ... negotiating, and acquiring new build-for-rent communities consistent with the investment strategy set by the company in the Eastern United States. Skills &… more
- State of Massachusetts (Lawrence, MA)
- …THE LINK BELOW:* https://necc.interviewexchange.com/jobofferdetails.jsp?JOBID=180477 *About Northern Essex Community College:* *THE COLLEGE*: NECC serves about 5,000 ... Appreciative Inquiry for strategic planning and accreditation; in our investment in strengths-based, institution-wide professional development; and in our ten-year… more
- Honeywell (Phoenix, AZ)
- …teams and develop new standard business processes and metrics. Key Responsibilities . Act as the central point of contact for the Corporate and SBG Business ... conclusions with the Corporate Director of Technical Accounting and external auditors or advisors as required. . Develop and maintain a dashboard of all finance and… more
- Santander US (New York, NY)
- …new community development equity investments and loans for the Company's Community Reinvestment Act (CRA) Program. The incumbent develops new business for ... S/he develops and manages complex commercial accounts that meet the Company's community development investment and loan requirements and maximizes profitability… more
- DuPont (Richmond, VA)
- …companies. This strategic move will create focused businesses with distinct investment profiles. We believe the proposed separations will create opportunities for ... for the **Fibridation & Forming Processes** . DuPont Technical Advisors serve in a vital role for Operations, utilizing...bill of materials helping to ensure accurate accounting. + Act as a technical / process subject matter resource… more
- DuPont (Buffalo, NY)
- …companies. This strategic move will create focused businesses with distinct investment profiles. We believe the proposed separations will create opportunities for ... optimization of plant value/EBITDA by all of operations (operators, Technical Advisors , maintenance, etc.). Responsible for Key Performance Indicators and trends to… more